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[2004] VSC 448
Supreme Court of Victoria
2004-11-08
Balmford J
Original judgment source is linked above.
[2004] VSC 448
Criminal proceeding - definition for purposes of appeal under s 92(1) Magistrates' Court Act 1989 - application under s 50(4) Road Safety Act 1986. Whether Chief Commissioner of Police a party to an application under s 50(4) Road Safety Act 1986. Interpretation of s 50AAB(3) Road Safety Act 1986 for purposes of characterising `second' offence - effect of (3); (6)
92(1) A party to a criminal proceeding (other than a committal proceeding) in the [Magistrates'] Court may appeal to the Supreme Court on a question of law, from a final order of the [Magistrates'] Court in that proceeding.
(a) whether the drink driving offence of which the respondent was convicted on 10 July 2003 is properly characterised as the respondent's second offence for the purpose of specifying a period for the imposition of an alcohol interlock condition pursuant to section 50 AAB(3) of the [Road Safety] Act.
(b) whether on the proper construction of section 50AAB(3) of the [Road Safety] Act the Magistrate was required, when making an order under section 50(5) as to the issue of a driver licence or permit, to direct the Roads Corporation that it could only grant the applicant a licence or permit if it was, for a period of 3 years, subject to a condition that the applicant must only drive a motor vehicle with an approved interlock installed.
"alcohol interlock", in relation to a motor vehicle, means a device capable of--
(a) analysing a breath sample for the presence of alcohol; and
(b) if it detects more than a certain concentration of alcohol, preventing the motor vehicle from being started;
"alcohol interlock condition" means a condition imposed on a driver licence or permit in accordance with a direction under section 50AAA;
50. Provisions about cancellation and disqualification
(3) Except on the order of the Magistrates' Court made on an application under sub-section (4), a driver licence or permit must not be issued to a person who has been disqualified from obtaining one under this section or section 89C unless--
(a) the offence was under section 49(1)(b), 49(1)(f) or 49(1)(g); and
(i) in the blood of that person was less than 0.10 grams per 100 millilitres of blood; or
(ii) in the breath of that person was less than 0.10 grams per 210 litres of exhaled air--
(4) A person to whom sub-section (3) applies may, at the end of the period of disqualification and on giving 28 days written notice of the application and of the venue of the Court at which it is to be made to the Chief Commissioner of Police and the appropriate registrar of the Court, apply to the Magistrates' Court for an order as to the issue of a driver licence or permit.
(5) On an application under sub-section (4) the court may make or refuse to make the order sought, and for the purpose of determining whether or not the order should be made--
(a) the court must hear any relevant evidence tendered either by the applicant or by the Chief Commissioner of Police and any evidence of a registered medical practitioner required by the Court; and
(b) without limiting the generality of its discretion, the court must have regard to--
(i) the conduct of the applicant with respect to intoxicating liquor or drugs (as the case may be) during the period of disqualification; and
(ii) the applicant's physical and mental condition at the time of the hearing of the application; and
(iii) the effect which the making of the order may have on the safety of the applicant or of the public; and
(iv) any licence restoration report obtained under sub-section (4B)(b) or (4C) and any report obtained under sub-section (4B)(a).
50AAA. Direction to impose alcohol interlock condition
(a) a person was disqualified under section 50 from obtaining a driver licence or permit because he or she was convicted or found guilty of an offence under section 49(1)(a) (other than an offence involving only drugs) or under section 49(1)(b), (c), (d), (e), (f) or (g); and
(b) the offence was not an accompanying driver offence; and
(c) the person makes an application under section 50(4) for an order as to the issue of a driver licence or permit; and
(d) the court considers it appropriate to make the order.
(b) in the case of an offence under section 49(1)(b), (f) or (g), the concentration of alcohol--
(i) in the person's blood at the relevant time was 0.15 grams or more per 100 millilitres of blood; or
(ii) in the person's breath at the relevant time was 0.15 grams or more per 210 litres of exhaled air--
on making the order, the court may direct the [Roads] Corporation that it can only grant the person a driver licence or permit that is subject to a condition that the person must only drive a motor vehicle with an approved alcohol interlock installed and maintained by an approved alcohol interlock supplier or a person or body authorised by such a supplier.
(b) on making the order, the court must direct the [Roads] Corporation that it can only grant the person a driver licence or permit that is subject to a condition that the person must only drive a motor vehicle with an approved alcohol interlock installed and maintained by an approved alcohol interlock supplier or a person or body authorised by such a supplier.
50AAB. When an alcohol interlock condition can be removed
(1) If the court gives a direction under section 50AAA(2) or (3)(b), it must specify in the direction a period during which the person concerned cannot apply to the court for the removal of an alcohol interlock condition imposed on his or her driver licence or permit.
(2) If the direction is given under section 50AAA(2), the specified period must be at least 6 months after the condition is imposed.
(3) If the direction is given under section 50AAA(3)(b), the specified period must be--
(a) at least 6 months after the condition is imposed if--
(i) the offence concerned was a second offence; and
(ii) in the case of an offence under section 49(1)(b), (f) or (g), the concentration of alcohol--
(A) in the person's blood at the relevant time was less than 0.15 grams per 100 millilitres of blood; or
(B) in the person's breath at the relevant time was less than 0.15 grams per 210 litres of exhaled air--
(b) in any other case, at least 3 years after the condition is imposed.
(6) In determining whether to make an order to remove an alcohol interlock condition imposed on a person's driver licence or permit--
(a) the court must hear any relevant evidence tendered by either the person or the Chief Commissioner of Police and any evidence of a registered medical practitioner required by the court; and
(b) the court, without limiting the generality of its discretion, must have regard to--
(i) the person's use of alcohol in the period since the condition was imposed; and
(ii) the person's physical and mental condition at the time of the hearing of the application; and
(iii) the effect that the making of the order may have on the safety of the person or the public; and
50AAC. Appeals against direction or period specified in direction
(1) If the court gives a direction under section 50AAA(2) or (3)(b), the person in respect of whom the direction is given may appeal to the County Court under section 83 of the Magistrates' Court Act 1989 against--
(a) in the case of a direction under section 50AAA(2)--
(ii) the period specified in the direction during which the person cannot apply for the removal of an alcohol interlock condition if that period is more than 6 months; or
(b) in the case of a direction under section 50AAA(3)(b)--the period specified in the direction during which the person cannot apply for the removal of an alcohol interlock condition if that period is more than the minimum period set out in section 50AAB(3)(a) or (b) (whichever applies)--
as if the direction were a sentencing order of a kind referred to in section 83 of the Magistrates' Court Act 1989.
(2) That Act applies with respect to the appeal with any necessary modifications.
26(1) A criminal proceeding must be commenced by filing a charge--
and submitted that as the proceeding before the Magistrate in this case was commenced by the making of an application under section 50(4) of the Road Safety Act, and not by the filing of a charge, it was not a criminal proceeding, and accordingly could not be the subject of an appeal under section 92 of the Magistrates' Court Act.
(2) The jurisdiction given by sub-section (1) is additional to any other jurisdiction given to the Court with respect to a criminal proceeding by or under any Act other than this Act.
Section 43 of the Magistrates' Court Act enables "any party to a criminal proceeding in the [Magistrates'] Court" to apply for the issue of a witness summons. The expression "criminal proceeding" is a common one in part 4 of the Magistrates' Court Act, and in particular Div. 2, in which s. 43 is found. Section 26, which commences Div. 2, describes how a "criminal proceeding" is to be commenced: it is to be by the laying of a charge. If that be the nature of the "criminal proceeding" which is referred to in s.43, there can be no doubt: an application under s. 464U is not a criminal proceeding within the meaning of s.43; nor, we should have thought, is the suspect under s. 464U, a "party" to a proceeding in a relevant sense. His Honour considered that the expression "criminal proceeding" went beyond what was described in s. 26, by virtue of s. 25; but we are not so clear. Be that as it may, we think that in s. 43, the expression "criminal proceeding" is used in the sense of that "criminal proceeding" which, under s. 26, "must be commenced by filing a charge". It is only in such a "criminal proceeding" that "a party" to the criminal proceeding may apply for the issue of a witness summons under s. 43. That is enough to exclude the possibility on an application under s. 464U of the Crimes Act. There are many provisions in Div. 2 which appear to us altogether inappropriate, and inapplicable therefore, to the proceeding under s. 464U.
. . . it must be remembered that s. 464U is part of the investigative process. . . . It is the purpose of s. 464U to make a particular investigative tool available, subject to appropriate safeguards.
That being so, he submitted that Loughnan was clearly distinguishable from the present case. In that case there was no criminal proceeding on foot and the provisions sought to be invoked did not depend on any criminal proceeding. He pointed out that the very nature of the inquiry before the Magistrate in the present case was criminal in nature; the success of the application turned on the number of criminal offences related to drink driving for which the respondent had been convicted. It was intrinsically a criminal proceeding.
Unless the appeal in question can be characterised as a criminal proceeding for the purpose of the definition of "proceeding" in s.3(1) of the Act, the applicant will also need to obtain leave of the Court to continue his appeal.
. . . it is my opinion that, for relevant purposes, the appeal in this case is a criminal proceeding because, as a matter of substance, it (together with the proceeding before the Chief Judge and the review proceeding before Vincent J) is subordinate or ancillary to, or relevantly connected with, the criminal proceeding that came before the Magistrates' Court or the (abandoned) appeal against the magistrate's decision or both. On either basis, the prior substantial matter which has led to the appeal to this Court is a criminal proceeding which might be affected by the resolution of the appeal: that is to say, should the applicant succeed in overturning the determination of Vincent J, it is likely that his appeal to the County Court will be reinstated, or at least the applicant will have an opportunity to have it reinstated if this Court remits the matter to the Chief Judge or to some other Judge of the County Court for determination according to law. The applicant may thereby avoid the criminal sanction that was imposed upon him.
In the circumstances, therefore, for relevant purposes the appeal to this court can be properly regarded as a criminal proceeding.
In other cases the proceeding directly under consideration may be said, in some respects, to be equivocal. Such are cases of habeas corpus, mandamus, certiorari and matters of that kind. In these cases you may have to look back to see whether the matter directly under consideration is not merely subordinate or ancillary to some prior and more substantial matter, and whether the decision one way or the other, in the matter directly under consideration, does or does not affect the proceedings on or in connection with, the other and more substantial matter. If you find it does affect the prior matter, whether a proceeding in Court or not, which itself is criminal, then it may be held, and it has been held in many cases, that the proceeding directly under consideration is a criminal matter. . . . If, for example, you have an application for habeas corpus, you cannot determine straight off, simply on learning that fact, whether the matter is criminal or not. If you find that that habeas corpus relates to the imprisonment of some person who is in prison for some offence, then it would probably be held that it is a criminal matter, and if it relates to the custody of a child, apart from any question of imprisonment in the ordinary sense, it may be held to be a civil matter.
That passage was similarly relied upon by Phillips JA in Perkins v County Court of Victoria. [10]
On 8 January 1999, by virtue of section 89A(2) of the Road Safety Act, relating to an offence (A) committed on that date;
On 30 September 1999, relating to an offence (B) committed on 3 November 1998; and
On 10 July 2003, relating to an offence (C) committed on 26 March 2003.
It is apparent that offence (B) was committed before the commission of offence (A) on 8 January 1999, although the conviction in respect of (A) was recorded before the conviction in respect of (B).
These cases show, I consider, that in sections like section 177, which impose increased penalties for second and subsequent offences, an offence is not ordinarily to be considered a "second offence" unless at the time when it was committed the offender had a prior conviction. They, therefore, support the view that an offence is not a "third offence" unless the offender had two prior convictions when he committed it. . . . Moreover it appears to me that the applicability of this rule of construction to section 177 is confirmed by the gravity of the consequences attaching to a conviction for a third offence thereunder as compared with those attaching to a conviction for a second offence.
The purpose of a minimum interlock period, whether required by the legislation or fixed by a court, is to facilitate rehabilitation and to enable a reliable assessment to be made of any long-term changes in the person's behaviour pattern, or of a lack of any change. A problem drink-driver should stay on an interlock after the minimum period has expired unless and until he or she can convince a court that he or she can be safely trusted not to drink and drive.
Sections 50(5) and 50AAB(6) are indications of that intention.
(a) Yes
(b) No.
I invite submissions from counsel as to the form of the orders to be made and as to costs.
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[8] [1990] VicRp 65; [1990] VR 745 at 747
[9] [1912] VicLawRp 43; [1912] VLR 225 at 241-2
[10] [2000] VSCA 171; [2000] 2 VR 246 at 254
[11] Victoria, Parliamentary Debates, 29 November 2001, 2186-2187
[13] Counsel were in agreement that a similar conviction in 1974 is, by virtue of section 50AA of the Road Safety Act, not relevant for present purposes.
[14] No issue arises as to the presence of the relevant concentration of alcohol.
[16] [1959] VicRp 49; [1959] VR 286 at 288
Chief Commissioner of Police
Rigg [2004] VSC 448