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[2000] HCA 19
High Court of Australia
2000-04-13
Gleeson CJ, Hayne JJ
Original judgment source is linked above.
Chen Shi Hai v The Minister for Immigration and Multicultural Affairs
R E Lindsay with H N H Christie for the appellant (instructed by Director of Legal Aid, Legal Aid Western Australia)
R R S Tracey QC with P R Macliver for the respondent (instructed by Australian Government Solicitor)
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
Chen Shi Hai v The Minister for Immigration and Multicultural Affairs
Immigration law - Refugees - Appeal from decision of Refugee Review Tribunal - Application on behalf of minor by his next friend for grant of protection visa - Application refused - Appellant "black child" under the one child policy of the People's Republic of China - Unchallenged finding by Refugee Review Tribunal that appellant would suffer serious disadvantage amounting to persecution - Whether "black children" constituted a "particular social group" for the purposes of the Convention relating to the Status of Refugees - Whether appellant faced persecution "for reasons of" membership of such a group or by reason of parents' conduct in contravening the one child policy - Whether persecution can arise in the absence of "enmity" or "malignity".
Word and phrases - "persecution" - "for reasons of" - "membership of a particular social group".
Migration Act 1958 (Cth), ss 36(2), 65(1), 481(1)(b).
Convention relating to the Status of Refugees (1951), Art 1A (2).
Protocol relating to the Status of Refugees (1967).
"it is because his parents will be in a serious financial predicament upon return to [China] that they will be unable to avoid the consequences of the penalties imposed by the authorities in a way that other families faced with similar penalties might. For example, when the benefits of subsidized education are withdrawn, Chen Shi Hai will no doubt be unable to have an education because his parents will be unable to afford to pay for that education themselves - whereas with most families, the effect would most likely be much less severe."
"Allowing persecutory conduct of itself to define a particular social group would, in substance, permit the 'particular social group' ground to take on the character of a safety-net. It would impermissibly weaken, if it did not destroy, the cumulative requirements of 'fear of persecution', 'for reasons of' and 'membership of a particular social group' in the definition of 'refugee'. It would also effectively make the other four grounds of persecution superfluous."[7]
Based on that consideration, it was held in Applicant A that persons who opposed China's "one-child policy" and feared enforced sterilisation did not, on that account, constitute "a particular social group" for the purposes of the Convention.
" The majority judgment in Applicant A supports the proposition that the apprehended persecution which attracts Convention protection must be motivated by the possession of the relevant Convention attributes on the part of the person or group persecuted. But although the words 'enmity' and 'malignity' appear in the dictionary definitions of persecution and in some of the passages in the judgments, they do not mandate a narrow or constricting view of what may constitute the relevant connection between persecution and membership of the group. Motivation connecting persecution to the relevant attribute is sufficient. Persecution may be carried out coolly, efficiently and with no element of personal animus directed at its objects. There are too many historical examples of the inhuman indifference of which governments are sometimes capable in the pursuit of persecutory policies to so narrow the concept. The attribution of subjectively flavoured states such as 'enmity' and 'malignity' to governments and institutions risks a fictitious personification of the abstract and the impersonal."
"A criterion for a protection visa is that the applicant for the visa is a non-citizen in Australia to whom Australia has protection obligations under the Refugees Convention as amended by the Refugees Protocol."
That sub-section directs an objective enquiry. However, s 65(1) provides that, if the Minister is satisfied that the criteria prescribed by the Act and regulations for a particular class of visa are satisfied, that the grant of a visa is not prevented by the Act or other Commonwealth law, and that the application fee has been paid, the Minister "is to grant the visa" and, if not so satisfied, "is to refuse to grant the visa". Thus, although the Minister's satisfaction (or, in the case of the Tribunal, its satisfaction) is still required, s 65(1) imposes an obligation to grant a visa, as distinct from conferring a power involving the exercise of a discretion. The satisfaction that is required is a component of the condition precedent to the discharge of that obligation[24].
The broad humanitarian purpose of the Refugees Convention
"is not a conventional lawyer's exercise of applying a legal litmus test to ascertained facts; it is a global appraisal of an individual's past and prospective situation in a particular cultural, social, political and legal milieu, judged by a test which, though it has legal and linguistic limits, has a broad humanitarian purpose."
The facts and findings of the Refugee Review Tribunal
(1) Whether the Tribunal erred in law in deciding that the phrase "for reasons of" (membership of a particular social group) imported the consideration of the subjective motivations of enmity or malignity[49] on the part of the authorities in the PRC towards a person such as the appellant? Whether, in such circumstances, such motivation being absent or unproved, its absence would deprive the appellant of an ingredient necessary to attract the Convention definition to his case? Or whether, as the primary judge concluded[50], this ingredient was inessential so that requiring its existence amounted to an error of law? (The subjective motivation point).
(2) Whether the Tribunal and the majority in the Full Court erred in law in classifying the "reason of" the fear of persecution on the part of the appellant as no more than a consequence of the application to his parents of certain laws of general application adopted by the PRC rather than the appellant's membership of the particular social group of "black children"? (The causation point); and
(3) Whether the majority of the Full Court erred in concluding that in the particular case, because both parents sought but were refused refugee status, "it must follow as a matter of logic, that if the parents cannot claim refugee status, then their child (who … is dependent upon their fears for his status) cannot succeed in a claim for refugee status"[51]. (The status of the child point).
"To sum up, then, I consider that on the present state of Australian jurisprudence I am bound to hold that although Chen Shi Hai faces a real chance of persecution in the PRC because of (in a strict causative sense) his membership of a particular social group, he does not face a real chance of persecution there 'for reasons of' his membership of a particular social group as that phrase has received exposition in the Australian courts."
"Suppose oneself in Germany in 1935. There is discrimination against Jews in general, but not all Jews are persecuted. Those who conform to the discriminatory laws, wear yellow stars out of doors and so forth can go about their ordinary business. But those who contravene the racial laws are persecuted. Are they being persecuted on grounds of race? In my opinion, they plainly are. It is therefore a fallacy to say that because not all members of a class are being persecuted, it follows that persecution of a few cannot be on grounds of membership of that class. Or to come nearer to the facts of the present case, suppose that the Nazi government in those early days did not actively organise violence against Jews, but pursued a policy of not giving any protection to Jews subjected to violence by neighbours. A Jewish shopkeeper is attacked by a gang organised by an Aryan competitor who smash his shop, beat him up and threaten to do it again if he remains in business. The competitor and his gang are motivated by business rivalry and a desire to settle old personal scores, but they would not have done what they did unless they knew that the authorities would allow them to act with impunity. And the ground upon which they enjoyed impunity was that the victim was a Jew. Is he being persecuted on grounds of race? Again, in my opinion, he is. An essential element in the persecution, the failure of the authorities to provide protection, is based upon race. It is true that one answer to the question 'Why was he attacked?' would be 'because a competitor wanted to drive him out of business.' But another answer, and in my view the right answer in the context of the Convention, would be 'he was attacked by a competitor who knew that he would receive no protection because he was a Jew'."
(1997) 191 CLR 559 at 579 per Brennan CJ, Dawson, Toohey, Gaudron, McHugh and Gummow JJ. See also at 599-600 per Kirby J. ↑
Section 22AA of the Act, which was in force when Guo was decided, relevantly provided that: "[i]f the Minister is satisfied that a person is a refugee, the Minister may determine, in writing, that the person is a refugee." ↑
Minister for Immigration and Ethnic Affairs v Eshetu (1999) 73 ALJR 746; 162 ALR 577. ↑
Minister for Immigration and Multicultural Affairs v Chen Shi Hai (hereafter "Full Court judgment") [1999] FCA 381. ↑
Signed at Geneva, 28 July 1951. Australian Treaty Series (1954) No 5. ↑
Signed at New York, 31 January 1967. Australian Treaty Series (1973) No 37. ↑
Applicant A v Minister for Immigration and Ethnic Affairs (1997) 190 CLR 225 (hereafter "Applicant A"). ↑
Ram v Minister for Immigration and Ethnic Affairs (1995) 57 FCR 565 at 567-568 per Burchett J. ↑
R v Immigration Appeal Tribunal; Ex parte Shah [1999] 2 AC 629 at 646. ↑
R v Immigration Appeal Tribunal; Ex parte Shah [1999] 2 AC 629 at 649. ↑
R v Immigration Appeal Tribunal; Ex parte Shah [1997] Imm AR 145 at 153. ↑
Applicant A (1997) 190 CLR 225 at 258. The passage is cited in the joint reasons at [20]. ↑
R v Immigration Appeal Tribunal; Ex parte Shah [1999] 2 AC 629 at 645, 653-654, 663-664 by reference to homosexuals, Nazi Germany and apartheid South Africa. ↑
R v Immigration Appeal Tribunal; Ex parte Shah [1999] 2 AC 629 at 635-637, 648. ↑
R v Immigration Appeal Tribunal; Ex parte Shah [1999] 2 AC 629 at 645, 663. ↑
Applicant A (1997) 190 CLR 225 at 297 referring to Brown, Who Will Feed China? Wake up Call for a Small Planet, (1995) at Ch 2. ↑
See eg the Statute of Merton 1235 (20 Hen III c 9); see also18 Eliz I c 3 providing for recognisances (popularly known as "bastardy bonds") for the support of a woman with a child born out of wedlock. The discrimination lasted into the twentieth century. See eg Humphrys v Polak [1901] 2 KB 385. ↑
Application of Chen Ren Bing and Tang De Ting (Decision Nos N95/07015 and N95/07009) referred to in the Tribunal's decision at 2. ↑
Convention, Art 1 definition of "refugee": "shall apply to any person". ↑
Russell, "Unaccompanied Refugee Children in the United Kingdom", (1999) 11 International Journal of Refugee Law 126. ↑
Chen Shi Hai
The Minister for Immigration and Multicultural Affairs
(1999) 73 ALJR 746
(1997) 190 CLR 225
(1995) 57 FCR 565
(1990) 169 CLR 436
(1997) 191 CLR 559
(1998) 195 CLR 232
(1987) 16 FCR 410
(1991) 171 CLR 506
(1995) 61 FCR 293