Ground 5: breach
116I start by observing that ground 5 as drafted challenges only the conclusion of the primary judge that Ms Caruana breached her duty of care by failing to install a handrail. Mr McCarthy's third issue, which subsumes ground 5, is wider. Since the appeal was argued on the basis of the wider issue, I shall proceed likewise.
117The primary judge concluded that the precautions that Ms Caruana could have taken included:
(1) not applying any sealer;
(2) having an expert of some form apply the sealer;
(3) if she decided to apply it herself, doing so properly; or
(4) applying it properly with some slip-resistant additive.
118The primary judge concluded that Ms Caruana had done none of those things. Thus, he said, she had breached her duty of care.
119Further, the primary judge said that once Ms Caruana became aware of the slippery nature of the surface, she could have dealt with it in at least two ways:
(1) by having the driveway resealed by an expert; or
(2) by having a handrail installed.
120Those last two matters can be put to one side. The first merely restates what I have said at [117(2)]. And as to the second, the finding of the primary judge was that there had been no complaint made to Ms Caruana that the surface was slippery, either when wet or at all. Thus, a precaution premised on her having become so aware did not arise for her consideration.
121The real difficulty in the case of breach arose from the way that the parties put the evidence before the court. Each called an expert. For Mr Darouti, a safety consultant, Mr Adams, gave evidence. For Ms Caruana, a civil engineer, Mr Beckett, gave evidence. Each expert provided a report in chief and a report or reports in reply. There seems to have been very little common ground between them, either as to the methodology to be adopted in testing the slipperiness (or safety) of the driveway or as to the conclusions to be drawn from such tests as were performed.
122Each expert accused the other of failing to comply with accepted methodology and applicable Australian standards. Each came to a conclusion the opposite to that of the other. The reports were tendered without objection. Neither expert was called for cross-examination. The primary judge was left to deal with this situation as best he could. It has to be said that the submissions did not give him any great assistance.
123This court has had occasion in the past to comment on the unsatisfactory practice of tendering reports of experts, whose views are sharply in conflict, without any attempt to resolve the conflict through processes such as conclave and joint report, concurrent evidence sessions, or old fashioned cross-examination. See, recently, Fitzsimmons v Coles Supermarket Australia Pty Ltd [2013] NSWCA 273 at [23], [137], [173].
124I accept, as Basten JA said in Fitzsimmons at [23], that it is for parties to run a case as they see fit. But, equally, parties must live with the consequences of forensic choices that they make. Where, as in this case, expert evidence is not inherently illogical or implausible, or based on manifestly incorrect or unproven assumptions of fact, the primary judge must decide between the experts as best he or she can. In those circumstances, where a primary judge makes an apparently rational choice between competing inferences available from expert evidence, it is very difficult for the disappointed party to complain on appeal that some other inference should have been chosen.
125A trial is more than a rehearsal for an appeal. A party who fails to provide a trial judge with appropriate assistance in relation to evidence generally (and expert evidence in particular) should expect to have a difficult time in persuading an appellate court that some different approach to the expert evidence should be taken.
126Mr Adams used a pendulum device to test the coefficient of friction of the driveway at its steepest point. He selected that point because, on his instructions, it was at the steepest point that Mr Darouti had slipped and fallen.
127Because the precise point of the fall could not be established, Mr Adams selected five areas at the steepest point of the driveway, and took five measurements in each area. He obtained individual coefficents of friction, which he then averaged and adjusted. The adjustment was apparently undertaken to allow for the fact that the tests were on sloping rather than level ground.
128There is some difficulty with this aspect of Mr Adams' evidence, because his first report and his second (reply) report are not entirely consistent. The data differ somewhat. None of that was explored, let alone explained in a way that might assist the primary judge.
129On the basis of the data obtained in the first report, Mr Adams determined that there were three areas where the adjusted coefficient of friction was lower than the appropriate level of 0.40. That apparently is a criterion for slip resistance under AS 3661.1.
130The second report established that two only of the five readings (as adjusted) fell below 0.40, and were thus inadequate (or unsafe) according to the Standard.
131Mr McCarthy criticised Mr Adams for selecting "visibly smoother areas where [he] expected to obtain results within the lower end of the likely range". However, Mr Adams gave an explanation of that aspect of his methodology. The explanation was, at least on the surface, rational. Mr Adams said that he thought "it was more appropriate for me to determine whether or not it was possible for a slip to occur of the type that Mr Darouti described than it was to find the average, or even the best, level of frictional performance for the driveway". That, he said, was "a standard safety management approach".
132Further, and as Mr Adams also pointed out in his second report, localised variations in surface texture and in slip resistance were of themselves a source of danger because "significant levels of variation in slip resistance between different sections of a pedestrian surface inevitably increase the risk of slipping". He gave an explanation for this which again, at least on its face, appeared to be rational. Mr Adams said that it was a "well known phenomenon" which is in his view "contributed to the slip and fall that [Mr Darouti] experienced".
133Mr Beckett had criticised this aspect of Mr Adams' reasoning. Mr Adams replied, in a reasoned way, to that criticism. In circumstances where Mr Adams was not challenged in cross-examination on this aspect of his evidence, it is in my view inappropriate to criticise him, as Mr McCarthy did, for selecting apparently smoother areas of the surface to test. Unless the explanation that Mr Adams gave in his report was manifestly irrational - and it was not - the criticism that is now made should have been put to him, so that the primary judge could be informed of, and assess, his response to it.
134Mr Beckett carried out a number of tests. He used a "surface roughness survey instrument" to determine the mean roughness of the surface. He sought to establish "the wet coefficient of dynamic friction" using a "Stanley Portable Testing machine", which appears to have been some form of pendulum. He obtained "BPN" (British Pendulum Numbers) that in his view, when averaged, were of a range that would indicate only "a low contribution to the risk of slipping".
135The apparent difference between Mr Beckett's numbers and those obtained by Mr Adams may be explained in part because they tested at different portions of the driveway. Mr Beckett had been instructed that the accident occurred closer to the top of the driveway, where the slope is less. That seems to have been where he carried out his tests. Again, however, this aspect of the differences between the experts was not explored, and the primary judge was given no assistance in dealing with it.
136Mr Adams inspected the sealed surface. He said that he "looked for the presence of a textured additive in the sealer but was unable to detect same anywhere on the driveway". That is to say, Mr Adams' observations suggested that there was no "very grainy, sandy, sort of rough" additive apparent in the sealer that had been applied.
137As I have said, Mr Beckett carried out measurements of the surface roughness using an instrument designed for that purpose. He reported the values obtained. He did not however indicate whether those values were (or were not) consistent with the inclusion of some additive in the sealer of the kind that Ms Caruana had described.
138Further, although Mr Adams reported on the absence of any textured additive in his first report and Mr Beckett replied to this report, he did not criticise this aspect of Mr Adams' observations.
139Mr Beckett did provide a further report in which he commented on the additive that, it seemed, Ms Caruana had bought for the purpose of increasing the slip resistance of the sealer that she applied. He said that "[f]rom my experience, the additive is a very fine "proprietary polymer" substance... which "chemically bulks up", when placed within" the sealer.
140It is not clear whether Mr Beckett was commenting on the actual material or, generically, on the kinds of material that, in his experience, were commonly used for increasing the slip resistance of concrete sealing products generally. Mr Beckett did say however that such an additive, in his experience, is "not a crystalline asperitic quartz granulated powder". That could be translated as "not very grainy, sort of rough".
141Again, neither expert was cross-examined on this point. The primary judge was left to deal with it as best he could.
142Two things do emerge from this evidence. First, if Ms Caruana's description of the additive is to be accepted, Mr Adams' observations suggest that there was no trace of any such additive in the sealed surface that he observed. That may mean that Ms Caruana did not in fact add anything. It may mean that she did add something, but did not do so properly, so that the addition was inefficacious. It may mean that the additive had been applied, but had worn away. Or it may mean something else altogether.
143The second point is that if Mr Beckett's description of the kind of additive that is normally used is to be accepted, it is inconsistent with Ms Caruana's evidence of what she did add. In substance, Ms Caruana's evidence was to the effect that the additive was a gritty substance which of itself rendered the sealed surface less smooth, and thus presumably less slippery. Mr Beckett's evidence, however, was to the effect that the additive was a product which reacted chemically with the sealer to produce "micronodules some 50-150 microns in size". Mr Beckett did not explain whether his observations and measurements of surface roughness, showing roughness values between 10.77 and 18.53 microns, were consistent with the use of such an additive. This is another aspect of the evidence that, in the absence of elucidation through cross-examination, the trial judge was required to absorb and with which he was required to deal.
144Having regard to the way in which the expert evidence was admitted, and having regard also to the failure to test the numerous inconsistencies by cross-examination, it was in my view open to the primary judge to proceed as he did, by preferring the evidence of Mr Adams. In particular, it was open to the primary judge to accept the view of Mr Adams that the disparate roughness between adjacent portions of the driveway in fact increased the risk of harm.
145On the evidence that was admitted before the primary judge, the following conclusions were open:
(1) the sealer that Ms Caruana had used was not recommended for use on, among other things, sloping surfaces;
(2) the driveway was sloping, and at least in part (as the primary judge found) steep;
(3) the risk that someone might slip on the surface could be reduced by the addition of slip resistant powder, as again the container advised;
(4) there was no evidence of any textured additive in the sealing coat on the surface of the driveway; and
(5) there was no direct evidence of the addition of any other form of slip resistant powder to the sealer.
146In addition, and as the manufacturers' guide to application of the sealer stated, resealing of moderately or steeply graded pavements was not recommended because it would reduce their resistance to slip. There was no evidence that this publication came to the attention of Ms Caruana. However, it could be inferred that an "expert" in the field of sealing concrete surfaces would be aware of the manufacturer's recommendations, and would advise against reapplying coats of sealer on the driveway to Ms Caruana's house.
147In all the circumstances, it was open to the primary judge to conclude, as he did, that Ms Caruana had breached her duty of care. I should note that, although the case against her was pleaded both on the basis that she was an occupier and on the basis that, as executor of her mother's estate, she was the owner, his Honour appears to have found against her on the former basis. For the reasons I have given, it was open to him to do so. She had had effective control of the premises for at least nine years preceding Mr Darouti's accident, and had carried out, or caused to be carried out, the works which, on the findings of the primary judge, created the dangerous situation that in fact caused Mr Darouti to slip and fall.
148In those circumstances, it is not necessary to deal with the criticism of the primary judge for finding that the exercise of reasonable care required Ms Caruana, either alternatively or as well, to install a hand rail.
149Mr McCarthy submitted that the primary judge had made illegitimate use of the expert evidence by "disassembling" it. But that is not what the primary judge did. He took the totality of one aspect of Mr Adams' evidence, which was to the effect that where there are adjacent areas that have disparate slip resistance, a separate situation of danger is created. Since, in Mr Adams' opinion, it was shown that there were adjacent areas with disparate slip resistance, that approach was open to the primary judge. And that approach shows why it is that Mr McCarthy's alternative criticism of the primary judge, for ignoring the average of the results obtained by Mr Adams, ought not be accepted.
150Mr McCarthy criticised the primary judge for overlooking, or ignoring, what he said was unchallenged evidence of Ms Caruana. For example, Ms Caruana had said in chief that she "purchased the same product the concreters used, recommended". That was apparently intended to refer to a recommendation made by Coastline. However, it appeared in the course of her cross-examination that Ms Caruana may have relied on a recommendation from the hardware store from which she brought the product. The primary judge thought that Ms Caruana was in error in saying that she had used a product recommended by Coastline, because the contract between her and that company, which described the work to be carried out, made no reference to the application of a sealer.
151Mr McCarthy submitted that one would not expect a brief description of the scope of works to include something of that obvious nature. I am not sure of this. The scope of works did specify, among other things, the kind of reinforcing mesh to be used; the fact that a stencil finish was to be applied; and the fact that saw cuts were to be made (presumably, to accommodate expansion and contraction of the slab). Regardless, the simple fact is that Ms Caruana's position fluctuated, from saying that the product had been recommended by Coastline (if this is what she is to be read as saying) to saying that it was recommended by the hardware store, or by the hardware store "as well as the concreters".
152The point of the criticism, as I understand it, was that his Honour effectively disregarded Ms Caruana's evidence that, following the advice of whoever it was that gave it, she used an additive in the sealer when she reapplied it. The primary judge did refer to this aspect of her evidence. But it is apparent, from his acceptance of Mr Adams' evidence as to his observations made of the sealed surface, that he did not accept it.
153Mr McCarthy criticised the primary judge for failing to take into account the essentially uncontroverted evidence of Ms Caruana that no one had ever reported any problem with slipping on the driveway. It is incorrect to say that his Honour overlooked that evidence. He referred to it specifically, and took it into account in dealing with the question of foreseeability.
154The third criticism made by Mr McCarthy under this heading relates back to the first: specifically, Ms Caruana's evidence as to the way in which she had applied the sealer. For the reasons I have given, that criticism is unjustified and leads nowhere.
155I should note that, at least in his written submissions, Mr McCarthy sought to deal with Mr Adams' observations, as to the absence of any textured additive in the sealer, by saying that it was "doubtful that he was specifically asked to look for it" or that it was "something that he was not specifically looking for in circumstances where it would not have been visible, even if he had looked for it". Neither of those criticisms was taken up with Mr Adams in cross-examination. More importantly, they overlook entirely what Mr Adams said in his second report:
[A]t the time of my inspection I looked for the presence of a textured additive in the sealer but was unable to detect same anywhere on the driveway.
156Mr McCarthy sought to derive, from Mr Beckett's supplementary report, the proposition that the additive would not be detectable in any event. However, as I have said, Mr Beckett's description of what the additive might or would be "from my experience" was inconsistent with Ms Caruana's evidence of what it was that in fact she added. Further, and as I have observed, it is by no means clear that Mr Beckett was reporting on the actual additive, rather than on what in his experience was the kind of additive normally used.
157I do not accept Mr McCarthy's submissions, to the effect that the primary judge had overlooked or failed to deal with unchallenged evidence from Ms Caruana on the question of breach.