Legal Principles
14 Section 425 of the Act relevantly provides:
425 Tribunal must invite applicant to appear
(1) The Tribunal must invite the applicant to appear before the Tribunal to give evidence and present arguments relating to the issues arising in relation to the decision under review. …
15 In Minister for Immigration and Multicultural and Indigenous Affairs v SCAR (2003) 128 FCR 553; [2003] FCAFC 126 (SCAR), the Full Court (Gray, Cooper and Selway JJ) explained:
36 It is clear that s 425 of the Act does not require that the Tribunal actively assist the applicant in putting his or her case; nor does it require the Tribunal to carry out an inquiry in order to identify what that case might be: Chen v Minister for Immigration and Multicultural Affairs [2001] FCA 1671;
37 On the other hand, it is also clear that s 425 of the Act imposes an objective requirement on the Tribunal. The statutory obligation upon the Tribunal to provide a "real and meaningful" invitation exists whether or not the Tribunal is aware of the actual circumstances which would defeat that obligation. …
16 A failure to comply with s 425 of the Act is a precondition to the valid exercise of the Tribunal's jurisdiction and thereby such a failure involves jurisdictional error: SCAR at [38]; CZD18 v Minister for Home Affairs & Anor [2019] FCA 1442 at [27].
17 Section 426A of the Act sets out the mechanisms by which the Tribunal may deal with the non-appearance of an applicant at a hearing. The section relevantly provides:
Scope
(1) This section applies if the applicant:
(a) is invited under section 425 to appear before the Tribunal; but
(b) does not appear before the Tribunal on the day on which, or at the time and place at which, the applicant is scheduled to appear.
Tribunal may make a decision on the review or dismiss proceedings
(1A) The Tribunal may:
…
(b) by written statement under section 426B, dismiss the application without any further consideration of the application or information before the Tribunal.
…
Note 2: Under section 430B, the Tribunal must notify the applicant of a decision to dismiss the application.
(1B) If the Tribunal dismisses the application, the applicant may, within 14 days after receiving notice of the decision under section 426B, apply to the Tribunal for reinstatement of the application.
Note: Section 441C sets out when a person (other than the Secretary) is taken to have received a document from the Tribunal for the purposes of this Part.
(1C) On application for reinstatement in accordance with subsection (1B), the Tribunal must:
(a) if it considers it appropriate to do so - reinstate the application, and give such directions as it considers appropriate in the circumstances, by written statement under section 426B; or
(b) confirm the decision to dismiss the application, by written statement under section 430.
Note 1: Under section 426B, the Tribunal must notify the applicant of a decision to reinstate the application.
Note 2: Under section 430A, the Tribunal must notify the applicant of a decision to confirm the dismissal of the application.
(1D) If the Tribunal reinstates the application:
(a) the application is taken never to have been dismissed; and
(b) the Tribunal must conduct (or continue to conduct) the review accordingly.
(1E) If the applicant fails to apply for reinstatement within the 14-day period mentioned in subsection (1B), the Tribunal must confirm the decision to dismiss the application, by written statement under section 430.
Note: Under section 430A, the Tribunal must notify the applicant of a decision to confirm the dismissal of the application.
(1F) If the Tribunal confirms the decision to dismiss the application, the decision under review is taken to be affirmed.
18 Pursuant to s 426B of the Act, if the Tribunal dismisses an application under s 426A(1A)(b), it is required to notify an applicant of its decision:
Written statement of decision
(2) If the Tribunal makes a non-appearance decision, the Tribunal must make a written statement that:
(a) sets out the decision; and
(b) sets out the reasons for the decision; and
…
(d) records the day and time the statement is made.
…
Notice to applicant
(5) The Tribunal must notify the applicant of a non-appearance decision by giving the applicant a copy of the written statement made under sub-section (2). The copy must be given to the applicant:
(a) within 14 days after the day on which the decision is taken to have been made; and
(b) by one of the methods specified in section 441A.
(6) In the case of a decision to dismiss the application, the copy of the statement must be given to the applicant together with a statement describing the effect of subsections 426A(1B) to (1F).
19 Section 426B(8)(b) of the Act provides that a failure to comply with ss 426B(5) to (7) does not affect the validity of a written statement pursuant to s 426B(2) or the operation of s 426(4) that precludes the Tribunal varying or revoking a non-appearance decision after the day and time the written statement is made.
20 The statutory scheme thus permits the Tribunal, pursuant to s 426A(1A)(b) to dismiss an application for review if an applicant does not appear at a hearing without any further consideration of the application or information before the Tribunal. If the Tribunal makes a dismissal decision pursuant to s 426(1A)(b), however, it must provide the applicant with a copy of a written statement of the dismissal decision (described in the statutory scheme as a "non-appearance decision") and a statement describing the effect of s 426(1B) to (1F) within 14 days of making the decision by one of the methods for service provided in s 441A of the Act.
21 Section 441A relevantly provides that:
441A Methods by which Tribunal gives documents to a person other than the Secretary
Coverage of section
(1) For the purposes of provisions of this Part or the regulations that:
(a) require or permit the Tribunal to give a document to a person (the recipient); and
(b) state that the Tribunal must do so by one of the methods specified in this section;
the methods are as follows.
…
Note: If the Tribunal gives an individual a document by the method mentioned in subsection (4) or (5), the individual is taken to have received the document at the time specified in section 441C in respect of that method.
…
Handing to a person at last residential or business address
(3) Another method consists of a member or an officer of the Tribunal, or a person authorised in writing by the Registrar, handing the document to another person who:
(a) is at the last residential or business address provided to the Tribunal by the recipient in connection with the review; and
(b) appears to live there (in the case of a residential address) or work there (in the case of a business address); and
(c) appears to be at least 16 years of age.
Dispatch by prepaid post or by other prepaid means
(4) Another method consists of a member or an officer of the Tribunal dating the document, and then dispatching it:
(a) within 3 working days (in the place of dispatch) of the date of the document; and
(b) by prepaid post or by other prepaid means; and
(c) to:
(i) the last address for service provided to the Tribunal by the recipient in connection with the review; or
(ii) the last residential or business address provided to the Tribunal by the recipient in connection with the review;
or
(iii) if the recipient is a minor - the last address for a carer of the minor that is known by the member or officer.
Transmission by fax, email or other electronic means
(5) Another method consists of a member or an officer of the Tribunal transmitting the document by:
(a) fax; or
(b) email; or
(c) other electronic means;
to:
(d) the last fax number, email address or other electronic address, as the case may be, provided to the Tribunal by the recipient in connection with the review; or …
22 Pursuant to s 441C of the Act, an applicant is deemed to have received a written statement at the time specified in the provision for the relevant method deployed pursuant to s 441A of the Act. Relevantly, s 441C(5) provides that if a document is given to a person by the Tribunal by email, the person is taken to have received the document at the end of the day on which the document is transmitted.
23 Within 14 days after the receipt (or deemed receipt) of the written statement (or "notice"), an applicant may apply for reinstatement of their application, pursuant to s 426A(1B) of the Act. If an applicant fails to apply for a reinstatement within 14 days, the Tribunal must confirm the decision to dismiss the application, with the effect that the decision under review is taken to be affirmed: s 426A(1E) and (1F) of the Act.
24 The legislature is taken to intend that a statutory power will be exercised reasonably by the decision-maker: Minister for Immigration and Citizenship v Li and Another (2013) 249 CLR 332; [2013] HCA 18 (Li) at [26] and [29] (French CJ), [63] (Hayne, Kiefel and Bell JJ), [88] (Gageler J).
25 As noted by Nettle and Gordon JJ in Minister for Immigration and Border Protection v SZVFW and Others (2018) 264 CLR 541; [2018] HCA 30 (SZVFW) at [96]-[97]:
[The] exercise of the discretion in s 426A does not require the Tribunal to postpone or refrain from making a decision on a review every time an applicant suggests they wish to provide further information, cannot meet a deadline, or fails to appear.
The discretion in s 426A recognises that the exercise of the discretion in a given case will be affected by the subject matter of the particular review, the course the review has taken, the Tribunal's approach throughout the review, the applicant's situation and conduct throughout the review and the other surrounding circumstances. That is, there is an area within which the decision-maker has a genuinely free discretion which resides within the bounds of legal reasonableness.
[Emphasis in original, footnote omitted.]
26 As stated by Nettle and Gordon JJ in SZVFW at [80], citing Li at [67] (Hayne, Kiefel and Bell JJ):
The question with which the legal standard of reasonableness is concerned is whether, in relation to the particular decision in issue, the statutory power, properly construed, has been abused by the decision-maker or, put in different terms, the decision is beyond power. That question is critical to an understanding of the task for a court on review.
[Emphasis in original, footnote omitted.]
27 The conclusion will be open where a decision is "manifestly unreasonable", is so unreasonable so as to be "irrational or bizarre" or that no reasonable person could have arrived at it, although it is not limited to such a case: SZVFW at [82] (Nettle and Gordon JJ), citing Minister for Aboriginal Affairs and Another v Peko-Wallsend Limited and Others [1986] HCA 40; (1986) 162 CLR 24 at 41 (Mason J, as his Honour then was); Li at [68] (Hayne, Kiefel and Bell JJ), [105] (Gageler J). A conclusion of legal unreasonableness may be outcome focussed, and may be applied to a decision which lacks an evident and intelligible justification: Li at [76] (Hayne, Kiefel and Bell JJ).
28 Legal unreasonableness is fact-dependant and requires a careful evaluation of the evidence: SZVFW at [84] (Nettle and Gordon JJ).
29 The High Court's decision in SZVFW involved a husband and wife who were refused protection visas by a delegate of the Minister and applied to the Refugee Review Tribunal for a review of the delegate's decision. The application for review specified a postal address to which correspondence was to be sent, a mobile number and an email address. The Refugee Review Tribunal sent a letter to the postal address in which it acknowledged receipt of the application and invited the couple to provide written arguments in support of their application. The Tribunal did not receive any response to the letter. Another letter was sent by the Tribunal three months later inviting the couple to appear before the Tribunal on a certain date. The couple did not appear on that date. The Tribunal made a decision pursuant to s 426A(1) of the Act, affirming the decision under review to refuse protection visas. There was no evidence before the High Court that the Tribunal had attempted to contact the couple on the mobile number or email address provided before it had affirmed the decision under review.
30 The High Court held that the Tribunal's decision to proceed to make a decision without taking any further action to allow or enable the applicants to appear before it was not unreasonable: Kiefel CJ at [9], Gageler J at [70]-[71], Nettle and Gordon JJ at [76] and [123], Edelman J at [130] and [141].
31 Chief Justice Kiefel stated at [8]-[9]:
… The invitation required by s 425 was given by one of the methods specified in s 441A, as s 425A requires. Moreover, s 441C has the effect that a person is deemed to have received a document given by one of the methods so specified. There was nothing before the Tribunal to suggest to the contrary of that state of affairs. It was entitled to proceed to consider the exercise of its powers under s 426A.
It is difficult to see how it might be concluded that the decision that the Tribunal then made - not to make further contact with the respondents and adjourn its hearing for that purpose - was unreasonable. To the contrary, it was perfectly explicable given the history of the respondents' non-responsiveness. It is to be inferred that a conclusion that it was unreasonable must involve some misapprehension of what is comprehended by the legal standard of unreasonableness.
[Emphasis added.]
32 Justice Gageler said at [68]:
The Tribunal is exhorted to "pursue the objective of providing a mechanism of review that is fair, just, economical, informal and quick", to "act according to substantial justice and the merits of the case", and in applying Div 4 of Pt 7, within which ss 425 and 426A are located, to "act in a way that is fair and just". Because Div 4 "is taken to be an exhaustive statement of the requirements of the natural justice hearing rule in relation to the matters it deals with", the Tribunal acting fairly and justly is entitled to regard an applicant to whom it is satisfied that an invitation complying with s 425 has been sent as having had adequate notice of his or her opportunity to appear before the Tribunal when considering exercising the discretion under s 426A(1) in the event of non-appearance.
[Footnotes omitted.]
33 At [141] of that decision, Edelman J stated:
The decision by the Tribunal, for the reasons it gave, was not legally unreasonable. Three further reasons, additional to those given by the Tribunal, are also relevant. First, in the original applications by the respondents to the Minister, they undertook to inform the Department if they intended to change their address for more than 14 days while their applications were being considered. No change of address was provided. It was reasonable for the Tribunal to draw the inference that the respondents were still accessing mail at that address. Secondly, the letter from the Department refusing the respondents' original applications was sent to their nominated address. Thirdly, prior to the decision of the delegate, the respondents had not attended a scheduled interview with the Department, despite apparently being made aware of the interview by letters sent to their nominated address and a telephone call rescheduling the interview. It would have been reasonable to infer that a rescheduled hearing before
the Tribunal might have been futile.
[Emphasis added.]
34 A different conclusion was reached by the High Court in TTY167 v Republic of Nauru (2018) 362 ALR 246; [2018] HCA 61 (TTY167). A protection applicant failed to attend a hearing of his application before the Tribunal. The High Court upheld a ground of appeal that the Tribunal had acting legally unreasonably in exercising its powers under s 41(1) of the Refugees Convention Act 2012 (Nr) to decide a matter without taking further action to allow or enable the applicant to appear.
35 In their joint judgment, Gageler, Nettle and Edelman JJ stated at [24]:
It was not in dispute that the standard of legal unreasonableness implied as a condition of exercise of the power in the Refugees Convention Act is a demanding standard, particularly in light of the concerns of informality and the need for efficiency that underlie Tribunal hearings and the wide latitude that the Tribunal has in making a decision under s 41(1) to decide the matter in an applicant's absence. Nevertheless, there are six reasons, in combination, why the circumstances of this case were so exceptional that the decision of the Tribunal to proceed to decide the matter without making any enquiry about the appellant's absence on the date of the hearing was legally unreasonable.
[Footnotes omitted.]
36 The six reasons were identified at [25] to [30]. In summary, their Honours concluded that:
(a) the appellant had been highly engaged in pursuing his application for protection, he had provided a written statement and instructed his lawyers to prepare substantial submissions;
(b) the appellant had indicated two weeks before the hearing in his statement to the Tribunal that he intended to appear at the hearing;
(c) the appellant's oral evidence was of considerable importance because the Tribunal had concluded his claims were lacking in detail and not corroborated;
(d) the Tribunal was aware that the appellant was suffering from mental health issues;
(e) the warning that the Tribunal "may make a decision on the review" without taking further action to allow the appellant to appear could not be relied upon by the Tribunal as an informed decision not to appear because of its knowledge of the appellant's limited understanding of English and his illiteracy; and
(f) finally, it would have been a simple matter for the Tribunal to have contacted the appellant's lawyers or persons at CAPS, who the Tribunal would reasonably have been aware were assisting the appellant.
37 In SZTHQ v Minister for Immigration and Border Protection [2014] FCA 1231, Murphy J, after agreeing with the analysis of Mortimer J in Kaur and Another v Minister for Immigration and Border Protection and Another (2014) 236 FCR 393; [2014] FCA 915 at [83] with respect to analogous provisions that the Act does not require the Tribunal to postpone or refrain from making a decision because the applicant does not attend, stated at [41]:
While the terms of s 426A recognise the need for flexibility in the context of a particular review there is no free-standing obligation on the Tribunal in every case in which there has been a failure to respond to a hearing invitation or a failure to appear at a scheduled hearing to search its records to seek to find another way of communicating with the applicant, or to adjourn the hearing: Kaur at [133]