Statutory Framework
3 Although the present proceedings are concerned with the operation of the transitional provisions of the Native Title Amendment Act 1998 (Cth) those provisions must be viewed in their wider statutory context. This requires a consideration of the registration and so called "right to negotiate" provisions of the Act before and after the 1998 amendments.
4 The main objects of the Act, as stated in s 3, are:
"(a) to provide for the recognition and protection of native title; and
(b) to establish ways in which future dealings affecting native title may proceed and to set standards for those dealings; and
(c) to establish a mechanism for determining claims to native title; and
(d) to provide for, or permit, the validation of past acts, and intermediate period acts, invalidated because of the existence of native title."
The only change to s 3 effected by the amendments is the insertion of the reference to "intermediate period acts".
5 Put shortly, the Act provides mechanisms for the recognition and protection of native title and the validation of certain past dealings with land or waters which were invalid because of the existence of native title.
6 Before the 1998 amendments, the Native Title Act 1993 set up a process for the recognition of native title involving the Native Title Registrar, the National Native Title Tribunal and the Federal Court. Applications for determination of native title in relation to an area were made to the Native Title Registrar (ss 13(1) and 61). Applications were to be accompanied by an affidavit sworn by the applicant that the applicant believed native title had not been extinguished or determined in any part of the area under claim (ss 62(1)(a)(i) and (ii)) and that all statements made in the application were true (s 62(1)(a)(iii)). All information known to the applicant about other non-native title interests in the land was to be included in the application (s 62(1)(b)) which was also to contain a description of the area over which native title was claimed (s 62(1)(c)). There was no requirement upon applicants to carry out searches or make inquiries about other interests or about extinguishment of native title in the land or waters in question.
7 The Native Title Registrar, upon receiving an application, was required to include in the Register of Native Title Claims details of any claims contained in the application (s 190(1)(a)) - Northern Territory of Australia v Lane (1995) 59 FCR 332 and Kanak v National Native Title Tribunal (1995) 61 FCR 103. The Registrar was obliged to accept the application for processing, a step distinct from its inclusion in the Register of Native Title Claims, unless of the opinion that it was frivolous or vexatious or that prima facie "the claim" could not be made out (s 63(1)) - see generally North Ganalanja Aboriginal Corporation v The State of Queensland (1996) 185 CLR 595. The Registrar's decision to refuse acceptance was subject to review by a presidential member of the Tribunal and confirmation of that refusal was subject to review by the Federal Court. The Registrar was not entitled to take into account extrinsic evidence in assessing an application for acceptance, except to the extent that it might be relevant to the question whether an application was frivolous or vexatious - North Ganalanja Aboriginal Corporation (supra).
8 The processing of applications after acceptance involved their notification to persons whose interests might be affected by a determination and to the public (s 66(2)). Interested persons wishing to become parties would notify the Registrar in writing within a specified period, in effect two months, (s 68(2)(b)) and, subject to determination of their eligibility to be parties, would be joined as such. Absent any agreement resolving the application between the parties, the matter would be referred to a mediation conference (s 72). If mediation led to an agreement the matter would be referred to the Federal Court for a consent order and otherwise for litigation (s 74). The Act provided for the Tribunal to make a consent determination where agreement had been reached and for such determination to be registered in the Federal Court. However this was held to be unconstitutional - Fourmile v Selpam Pty Ltd (1998) 80 FCR 151, applying Brandy v Human Rights and Equal Opportunity Commission (1995) 183 CLR 245. The process adopted for consent determinations to avoid this difficulty involved referring the matter to the Federal Court under s 74 on the basis that the parties would seek a consent order.
9 The protection of native title was provided for in Division 3 of Part 2 relating to future acts and native title. Governments proposing to pass laws or do executive acts affecting native title were required to observe a non-discrimination principle in relation to native title holders. Onshore dealings with land affecting native title holders were to be done in a way that would not discriminate between them and freeholders (s 23(6)). Entitlements to compensation were created (ss 23, 24 and 25). There was a specific protection process known as the "right to negotiate" which required negotiation with registered native title claimants and, in default of agreement, arbitration before government could validly do certain onshore acts for the benefit of third parties where those acts would affect native title rights and interests (ss 31 and 33).
10 The statutory scheme providing for the right to negotiate was found in Subdivision B of Division 3 (ss 26-44). The subdivision was expressed by s 26 to apply if the Commonwealth, a State or Territory (the Government party) proposed to do any permissible future act covered by subs (2) in relation to an onshore place. The acts covered by subs (2) included the creation of a right to mine, whether by grant of a mining lease or otherwise. The definition of "mine" in s 253 of the Act included "explore or prospect for things that may be mined". So the subdivision applied to the grant of an exploration licence. Acts to which the subdivision applied were only valid if one or other of the conditions set out in s 28 was met:
"28(1) The act is only valid if:
(a) by the end of the period of 2 months starting when notice is given under section 29, there is no native title party in relation to any of the land or waters that will be affected by the act; or
(b) subsection 32(2) (which applies where no objection is made after the giving of a notice that the act attracts the expedited procedure) allows the act to be done; or
(c) a determination is made under subsection 32(4) that the act is an act attracting the expedited procedure; or
(d) a copy of an agreement that the act may be done, or may be done subject to conditions being complied with, is given to the arbitral body under section 34; or
(e) a determination is made under section 38 that the act may be done, or may be done subject to conditions being complied with; or
(f) a determination that the act must not be done is declared to be overruled in accordance with section 42."
Subsection 28(2) is not relevant for present purposes.
11 The government party was required under s 29 to give notice of its intention to do the act. Such notice had to be given to any registered native title body corporate in relation to any of the land or waters affected by the act and any registered native title claimant in relation to such land or waters. Each of those parties was designated a "native title party". Notice was also to be given to the relevant representative Aboriginal/Torres Strait Islander body in relation to the land or waters concerned and also to the person on whose request or application the issue of the licence or grant of a lease was to be made. The government party was also required to notify the public of its intention to do the act (s 29(3)) and could include in the notice that it gave under the section a statement that it considered the act was one attracting the expedited procedure (s 29(4)). In addition to the native title parties defined in s 29(2)(a) and (b) the class of native title parties included, by virtue of s 30,:
"(a) any person who, within the period of 2 months starting when the notice is given, becomes a registered native title claimant in relation to any of the land or waters that will be affected by the act;
(b) any body corporate that, within that period of 2 months, becomes a registered native title body corporate in relation to any of the land or waters that will be affected by the act."
A "registered native title claimant" was defined in s 253 as follows:
""registered native title claimant", in relation to land or waters, means a person whose name appears in an entry (other than an entry amended under subsection 190(2) to include details of a decision or determination) on the Register of Native Title Claims as the person who is taken to be the claimant in relation to the land or waters".
The Act prescribed minimum periods within which the State Government, the grantee and the native title parties were to endeavour to negotiate an agreement about the proposed tenement or acquisition of native title rights and interests (s 35). If agreement were unable to be reached within the prescribed period, any one of the parties could apply to the Tribunal as arbitral body to conduct an inquiry and make a determination of whether or not the act could be done and, if so, on what conditions (ss 35, 36 and 38). The relevant government was required to give all native title parties an opportunity to make submissions to it and to negotiate in good faith with a view to obtaining the agreement of the native title parties to the doing of the proposed act or the doing of the act subject to conditions (s 31). Absent good faith negotiation on the part of the government party, the Tribunal lacked jurisdiction to embark upon its arbitral inquiry - Walley v Western Australia (1996) 67 FCR 366.
12 A government party could claim an exemption from the application of the right to negotiate process on the basis that the particular future act proposed would not directly interfere with the community life of the native title holders in relation to the land or waters concerned or with areas or sites of particular significance and would not involve major disturbance to the land or waters concerned. This bypassing procedure was called "the expedited procedure" (s 237). The application of the expedited procedure could be objected to by a registered native title claimant and it was a matter for the arbitral body to hear and determine such objections (s 32(4)).
13 On 30 September 1998, major elements of the Native Title Amendment Act 1998 came into effect. One of those elements requires all new native title determination applications to be commenced by filing in the Federal Court instead of being given to the Native Title Registrar, as had previously been the case (ss 13 and 61). In broad terms, all native title determination and compensation applications are to be made in the Federal Court and referred to the Native Title Registrar to determine whether details of the claims in the applications should be included in the Register of Native Title Claims (s 190). The Registrar is also responsible for public notification of the application (s 66) although those who wish to become parties must now notify the Court instead of the Registrar as was previously the case (s 84). The Court will, after notification is completed, ordinarily refer the application for mediation by the Tribunal (s 86B).
14 Inclusion or non-inclusion of details of a claim in the Register of Native Title Claims does not impact upon the standing of the application as a proceeding in the Federal Court. Registration is nevertheless a condition of an applicant for a native title determination to be a native title party under s 30 of the Act and is therefore a condition of the enjoyment by that applicant of the right to negotiate under Part 2, Division 3, Subdivision P of the Act. The future acts to which it applies include the grant of an exploration licence (s 26(1) and see definition of "mine" in s 253). The application of the notice, negotiation and arbitration provisions for which the subdivision provides is a condition of the validity of the future acts to which it applies (s 24OA and s 28). The way in which that result is achieved in the statutory scheme of Subdivision P is that s 28 renders invalid an act to which Subdivision P applies to the extent that act affects native title unless one of a number of alternative conditions applies. The new section 28 provides:
"28(1) Subject to this Act, an act to which this Subdivision applies is invalid to the extent that it affects native title unless, before it is done, the requirements of one of the following paragraphs are satisfied:
(a) by the end of the period of 4 months after the notification day for the act (see subsection 29(4)), there is no native title party in relation to any of the land or waters that will be affected by the act;
(b) after the end of that period, but immediately before the act is done, there is no native title party in relation to any of the land or waters that will be affected by the act;
(c) subsection 32(2) (which applies if no objection is made after the giving of a notice that the act attracts the expedited procedure) allows the act to be done;
(d) a determination is made under subsection 32(4) that the act is an act attracting the expedited procedure;
(e) native title parties have lodged one or more objections in relation to the act under subsection 32(3), but all such objections are withdrawn under subsection 32(6);
(f) an agreement of the kind mentioned in paragraph 31(1)(b) is made;
(g) a determination is made under section 36A or 38 that the act may be done, or may be done subject to conditions being complied with;
(h) a determination that the act must not be done is declared to be overruled in accordance with section 42."
Subsection (2) is not material for present purposes.
15 Applications for native title determination are filed in the Federal Court pursuant to the amended Act after 30 September 1998 and are required to comply with more demanding conditions than applications given to the Native Title Registrar under the Act as it stood before that date. Persons making such applications must be authorised to do so by all the members of the relevant native title group (ss 61(1), 251B and 253). Persons in the native title group must be named or described "sufficiently clearly so that it can be ascertained whether any particular person is one of those persons" (s 61(4)). Applications cannot be made over areas the subject of previous exclusive possession acts (s 61A(2) and s 23B which defines previous exclusive possession acts). Nor can the right to exclude others be claimed in areas the subject of previous non-exclusive possession acts (s 61A(3) and s 23F). By s 62 certain information must now be provided with native title determination applications. This includes information which enables the boundaries of the area covered by the application to be identified (s 62(2)(a)), maps showing the boundaries (s 62(2)(b)), results of searches of non-native title interests (s 62(2)(c)) and a description of the native title rights and interests claimed including any activities in exercise of those rights and interests (s 62(2)(e)). It is also required that there be set out in the application a general description of the factual basis on which it is asserted that the native title rights and claims exist (s 62(2)(e)), details of activity currently carried on by any of the native title claim group (s 62(2)(f)), details of other applications in relation to a whole or a part of the area covered (s 62(2)(g)) and details of any notices under s 29 or corresponding provisions of a law of a State or Territory of which the applicant is aware that have been given and that relate to the whole or a part of the area (s 62(2)(h)).
16 Upon an application being filed in the Federal Court under s 61, the Registrar of the Federal Court must, as soon as practicable, give a copy of the application to the Native Title Registrar together with any affidavits and prescribed documents accompanying it (s 63). Whenever the Native Title Registrar is given a copy of an application under s 63, the Registrar must comply with the requirements of s 66 which require notice to be given of the application as soon as reasonably practicable to the relevant State or Territory Minister and representative bodies in the area covered by the application. There is also provision under s 66(3) for the Registrar to give notice containing details of the application to categories of interested parties or bodies including persons holding proprietary interests in relation to any of the area covered by the application which is registered in a public register of interests and the public generally. However notice is not to be given under subs 66(3) until the Registrar has decided whether or not to accept the claim made in the application for registration (s 66(6)).
17 The registration process referred to is the inclusion in the Register of Native Title Claims of details of claims contained in an application. Under s 190 the Native Title Registrar must, as soon as practicable, include in the Register details of any claims accepted for registration under s 190A. Section 190A imposes a duty on the Registrar to consider claimant applications for registration. Section 190A(6) requires the Registrar to accept a claim for registration if the claim satisfies all of the conditions in s 190B, which deals mainly with the merits of the claim, and s 190C which deals with procedural and other matters (s 190A(6)). Conditions relating to the merits of the claim to be satisfied under s 190B require identification of the area subject to native title, identification of the relevant native title claim group and of the claimed native title, satisfaction of the Registrar that there is a factual basis for the claimed native title and satisfaction of the Registrar that prima facie at least some of the native title rights and interests claimed can be established. The Registrar must also be satisfied that at least one member of the native title group currently has or previously had a traditional physical connection with part of the land or waters covered by the application or would reasonably have been expected to do so but for things done by the Crown or a statutory authority or a leaseholder.
18 The application and accompanying documents must not disclose, and the Registrar must not otherwise be aware, that the application should not have been made by virtue of s 61A. Section 190C requires as a condition of registration that the application contain all details and other information and is accompanied by any affidavit or other documents required by ss 61 and 62. Other procedural conditions under s 190C relate to the absence of any common membership in overlapping claims, the definition of the identity of claimed native title holders and how the Registrar is to be satisfied that an application has been authorised where authorisation has not been certified by a representative body.
19 As with the Act prior to the amendments, inclusion of details of a native title claim in the Register of Native Title Claims is a condition of the right of the applicants to attract the right to negotiate under the new Act.
20 The new Act, unlike the old, makes specific provision in s 64 for the amendment of applications. An application may, at any time, be amended to reduce the area of land or waters it covers (s 64(1)). This does not by implication limit the amendment of applications in any other way which can be done under the ordinary rules of Court. Where an application is amended by the Federal Court, the Registrar of the Court is required by s 64(4) to give a copy of the amended application to the Native Title Registrar. The Native Title Registrar must consider the claims made in the application under s 190A (s 190A(1)). And by virtue of s 190(3), if the claim is accepted for registration under s 190A, the Register must be amended to reflect the amendment to the application. If the claim is not accepted for registration under s 190A, the Registrar must amend the Register to remove any entry relating to the claim.
21 Transitional provisions concerning the registration of claims are found in Part 4 of Schedule 5 of the Native Title Amendment Act 1998. That Schedule comprises one item, 11, which has a number of sub-items. Relevantly they are as follows:
"11(1)This item sets out the consequences of the commencement of this Act in relation to a claim made in an application that was given to the Native Title Registrar as mentioned in section 61 of the old Act if, when this Act commenced, an entry recording details of the claim was on the Register of Native Title Claims.
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(3) If:
(a) the application was made before 27 June 1996; and
(b) a notice is given under section 29 of the new Act, or a corresponding provision of a law of a State or Territory covered by a determination under subsection 43(1) of the new Act or old Act, in relation to an act affecting any of the land or waters covered by the claim; and
(c) no such notice has previously been given in relation to an act affecting any of the land or waters covered by the claim;
the Registrar must:
(d) consider the claim under section 190A of the new Act; and
(e) use his or her best endeavours to finish doing so by the end of 4 months after the notice is given.
If he or she does not do so by that time, he or she must consider the claim under that section as soon as reasonably practicable afterwards.
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(8) In considering a claim in accordance with subitems (3) to (7), the Registrar must:
(a) in addition to having regard to information in accordance with subsection 190A(3) of the new Act, also have regard to any information provided by the applicant after the application was made; and
(b) apply section 190A of the new Act as if the conditions in sections 190B and 190C requiring that the application;
(i) contain or be accompanied by certain information or
other things; or
(ii) be certified or have other things done in relation to it;
also allowed the information or other things to be provided, or the certification or other things to be done, by the applicant or another person after the application is made; and
(c) for the purposes of paragraphs (a) and (b) of this subitem, advise the applicant that the Registrar is considering the claim, and allow the applicant a reasonable opportunity to provide any further information or other things, or to have any things done, in relation to the application.
(9) If the claim does not satisfy all of the conditions in sections 190B and 190C of the new Act:
(a) the Registrar must remove the details of the claim from the Register and give written notice as required by subsection 190D(1); and
(b) the other provisions of sections 190A to 190D apply as if the notice mentioned in paragraph (a) were given under subsection 190D(1); and
(c) after the Registrar has complied with subitems (3) to (8) and this subitem (in so far as they are applicable), he or she is taken to have complied with section 190A.
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(11) If:
(a) the application was made before 27 June 1996; and
(b) under subitem (9) or (10), the Registrar removes the details of the claim from the Register;
then the new "right to negotiate" provisions (including as modified by Part 2 of this Schedule) or the old "right to negotiate" provisions, as the case requires, apply in relation to any act of which notice was given under section 29 of the old Act, or a provision of a law of a State or Territory that is equivalent to that section, as if the details of the claim had not been removed from the Register.
(12) If:
(a) the application was made on or after 27 June 1996; and
(b) under subitem (9) or (10), the Registrar removes the details of the claim from the Register;
then the new "right to negotiate" provisions (including as modified by Part 2 of this Schedule) or the old "right to negotiate" provisions, as the case requires, apply in relation to:
(c) any act of which notice was given under section 29 of the old Act, or a provision of a law of a State or Territory that is equivalent to that section; and
(d) any act of which notice was given under section 29 of the new Act, or a provision of a law of a State or Territory that is equivalent to that section, before the removal of the details;
as if the details had never been entered in the Register."
The terms "new right to negotiate" and "old right to negotiate" are dealt with in Item 32 in Schedule 5 which provides:
"(1) The new "right to negotiate" provisions are the provisions in Subdivision P of Division 3 of Part 2 of the new Act.
(2) The old "right to negotiate" provisions are the provisions in Subdivision B of Division 3 of Part 2 of the old Act."
The terms "new Act" and "old Act" are also defined for the purposes of the transitional provisions in Item 31 as follows:
"(1) The new Act is the Native Title Act 1993, as amended at the commencement of this Act.
(2) The old Act is the Native Title Act 1993, as in force immediately before the commencement of this Act (including as it applies in accordance with item 3)."
Reference should also be made to Part 2 of Schedule 5 dealing with the application of the future act amendments. As a general proposition the new Act applies to future acts taking place after the commencement of the new Act. This is subject to the provisions of the Schedule (Item 2). Item 4 provides:
"(1) If, before the commencement of the new "right to negotiate" provisions:
(a) a notice was given in relation to a future act under section 29 of the old Act; and
(b) apart from this subitem, the new "right to negotiate" provisions would apply in relation to the future act after the commencement of this Act; and
(c) either:
(i) the requirements of any of paragraphs 28(1)(a) to (f) of the old Act were satisfied; or
(ii) an application was made under section 35 of the old Act to an arbitral body and had not been withdrawn;
then, after the commencement of this Act, the old "right to negotiate" provisions continue to apply, despite the amendments made by this Act, in relation to the future act.
(2) If:
(a) a notice under section 29 of the old Act was given in relation to a future act at least 2 months before the commencement of the new "right to negotiate" provisions; and
(b) apart from this subitem, the new "right to negotiate" provisions would apply in relation to the future act after the commencement of this Act; and
(c) subitem (1) does not apply to the future act;
then, after the commencement of this Act, the new "right to negotiate" provisions apply in relation to the future act as if:
(d) the only persons who were native title parties were those who were native title parties under the old Act; and
(e) the requirements of section 29 of the new Act had been complied with."