Basis of challenge to conviction
17The judge's direction to the jury was given in orderly and clear terms. After the usual general directions, the judge turned to what he identified as "the essential elements or ingredients" of each charge: Summing up, 2/05/11, p 12. He commenced with the more serious counts, 1 and 3. Three elements were not in dispute, namely that the accused had been navigating a vessel at the relevant time, that the boat had been involved "in an impact" (a term having an extended meaning) and that two people had died as a result of the impact. Three issues were in dispute, two involving elements of the offences and one a defence. The trial judge identified the elements of the offences in the following terms (p 13):
"Fourthly, that at the time of the impact the accused was under the influence of intoxicating liquor. This is in dispute. A person is under the influence of intoxicating liquor if his ability to manage or control a vessel is impaired. Now in relation to counts 1 and 3, there is also an additional element which the Crown must prove, again beyond reasonable doubt. That is that at the time of the impact the accused had the prescribed concentration of alcohol in his blood. This too is in dispute. The definition of prescribed concentration of alcohol for the purposes for count 1 and 3, which you are considering, is that the accused had 0.15 grams or more of alcohol in 100 millilitres of blood."
18The trial judge next identified the defence which was in dispute, namely that, even if the elements of the charge were made out, it was open to the accused to demonstrate that "it is more likely than not that the deaths resulting from the impact were not in any way attributable to alcohol": p 14.
19There was, in substance, one critical issue, which had two limbs. The first concerned the level of inebriation of the accused. The evidence supported the conclusion that he and Mr Baeger had been drinking for several hours before commencing the fishing trip. Ms Amoa-Fesolai had not been drinking. When the three left Mr Baeger's home at about 2.30am to drive from Casula to Yowie Bay, she did the driving. The men took beer with them in the boat. The boat was launched at about 3am and the offender navigated to a point off Bundeena at the mouth of Port Hacking, where they stopped to fish briefly. They then rounded the southern headland of Bate Bay, which they intended to traverse in a northerly direction, motoring across the Bay to Merries Reef, near the northern headland.
20The boat capsized at some time between 3am and 4am. When the applicant reached the shore, he thought he had been in the water for up to an hour, but that was probably an exaggeration. He raised the alarm at a house behind Wanda Beach at about 4.05am. The first call to police was logged at 4.10am.
21The applicant was taken to hospital shortly before 5am, and a blood sample taken at 6.40am. The reading of that sample was 0.146 grams per 100 mls. Dr Judith Perl, a clinical forensic pharmacologist estimated the accused's blood alcohol level at 3.30am as being between 0.178 grams per 100 mls and 0.225 grams per 100 mls. There was ample evidence to support the prosecution case that the blood alcohol level of the applicant at the time of the incident was well in excess of the prescribed concentration and at a level which would have involved a substantial impairment of his mental and physical functioning.
22There was a dispute as to how much beer the applicant had drunk in the course of the night. He claimed to have drunk approximately six bottles, whereas the pharmacologist expressed an opinion that the level of alcohol found in his blood could not have been achieved by drinking fewer than 13 bottles. The defence also raised the possibility that, having been in the water for a significant period, the applicant might have absorbed ethanol from the petrol leaking from the overturned boat. The issues were clearly identified for the jury. That they were satisfied by the prosecution evidence was unremarkable.
23The second major dispute in respect of the evidence was how the boat came to capsize. In various statements, the applicant had suggested there had been a freak wave, that the boat had hit a whale or had run into a sandbank or reef. There were no reefs in the area and no sandbanks extending more than 50 metres from the shore. Although one witness speculated that the boat capsized by coming too close to the shore, the prosecution case, supported by the evidence of the accused, was that the boat capsized farther out, probably between 500 metres and a kilometre offshore. The evidence did not allow the point of the incident to be identified with any degree of certainty, but there was nothing to support the suggestion that there was any sandbank or reef involved.
24The possibility that the boat hit a whale was speculative and unverifiable. Evidence was given as to the condition of the hull, including a gouge mark in the aluminium, although there was no agreement as to its likely cause. One of the officers noted the gouge mark , which caused him to have the vessel examined: Summing up, 2/05/11, p 36. The vessel was examined by Senior Constable Daley, however, he was unable to say how the damage had occurred or at what time: Tcpt, 27/04/11, p 348 (35). He agreed there was "a very minor gouge on the bow on the right or starboard side", which would not have been made by a log: p 349 (20). He described it as having been made by a hard object which did not dent the aluminium. His evidence was generally inconclusive, but was summarised by the trial judge in his summing up, at p 46.
25His Honour spent a little time with the evidence of Mr Rice, a civil engineer specialising in coastal engineering: Summing up, pp 43-45. He reported wave measurements taken from a buoy located off Cape Baily, on the coast north-east of Bate Bay. At the time of the incident, the median offshore wave height was about 1.5 metres: Tcpt, 27/04/11, p 335. Mr Rice concluded it would have been lower off Wanda Beach: p 336 (25). There was no evidence of freak wave activity.
26The defence case had three basic elements. First, the boat was six metres long and 2.1 metres wide: it should have been stable in normal conditions. Secondly, the applicant had navigated the boat successfully through the channels of Port Hacking, a fact inconsistent with gross impairment of his faculties by alcohol. Thirdly, unusual events can occur in the open sea. The case the defence had to meet was that although the night was dark with no significant moon, the winds were light, the swell was moderating and the boat was navigating well beyond the breaking surf.
27The issues were not complex and they were carefully and more than adequately explained by the trial judge. The evidence as to the issues in dispute did not readily divide into categories. The contention that the trial judge failed to sum up the facts as they related to the ingredients of the offence and the statutory defence is without substance. The first ground must be rejected.
28To the extent that a "collected resume" of the evidence is different from a summary of the evidence as it relates to each ingredient of the defence, nothing further was required in this case. The second ground is also without substance and should be rejected.
29In his written submissions in this Court, counsel for the applicant formulated a two page direction which, it was submitted, should have been put to the jury. Much of it was; other parts were simply tendentious and were matters which one would expect to have been put in submissions for the defence at trial. It is not the task of the trial judge to provide an address in substitution for that delivered by experienced counsel.
30The applicant conceded, as was the case, that no complaint had been made of the summing up before the jury retired (although counsel were expressly invited to seek further direction - Summing up, 3/05/11, p 34) and that the further direction now proposed was not presented to the trial judge. He further acknowledged that the complaints about the summing up cannot be raised without leave, pursuant to r 4 of the Criminal Appeal Rules. However, counsel submitted that the errors were "fundamental", thereby leading to a miscarriage of justice, relying on Picken v Regina [2007] NSWCCA 319 at [19]-[22] (Mason P).
31Had the proposed direction been put to the trial judge, it is likely that there would have been debate as to its terms and the respects in which it advanced the defence case. It is by no means obvious that any part of it would have been accepted as requiring further direction. Although the applicant submitted that there was "evidence that supported a finding of not guilty", there was in fact remarkably little evidence which supported the defence, other than the evidence of the applicant. He had made various statements over the months as to the cause of the accident and effectively conceded, in a passage recited in the summing up, that he had no idea how the boat had come to capsize: Summing up, pp 19-21. He denied that he had drunk more than six or seven beers and denied that his consumption of alcohol had contributed in any way to the boat capsizing. He asserted that "on the night I felt quite fine and alert and awake. I could keep a good look out, was able to stand up and function": Summing up, p 22. The jury were left in no doubt as to the effect of his evidence: they did not have to accept it and the verdict demonstrates that they did not.
32There was no fundamental (or any other) error on the part of the trial judge; leave to rely upon the grounds sought to be raised in the application for leave to appeal against the convictions, pursuant to rule 4, should be refused. The application must be dismissed.