Political Opinion
Curiously enough, despite the applicant's reliance on the doctrine of imputed political opinion, neither party referred to authorities construing the expression "political opinion", as used in Article 1A(2) of the Convention. The authorities were, however, helpfully analysed by Beaumont J in Guo v Minister for Immigration and Ethnic Affairs (1996) 64 FCR 151 (FC), at 159-165, with whose analysis Foster J agreed (at 189). While the Full Court's decision was reversed by the High Court, no doubt was cast on Beaumont J's examination of this issue: see 144 ALR at 580-581. What follows draws in part on Beaumont J's analysis.
In general, a broad view has been taken of the concept of "political opinion". Guy Goodwin-Gill states that the expression
"should be understood in the broad sense to incorporate, within substantive limitations now developing generally in the field of human rights, any opinion or any matter in which the machinery of State, government and policy may be engaged."
The Refugee in International Law (2nd ed 1997)), at 49. This definition was cited with approval by the Supreme Court of Canada in Ward v Attorney-General of Canada [1993] 2 SCR 689, at 746.
In Ward, the Court also cited (at 746) the comment of A Grahl-Madsden, The Status of Refugees in International Law (1966), at 220, that the Convention applies where persons are persecuted on the ground
"that they are alleged or known to hold opinions contrary to or critical of the policies of the government or ruling party."
La Forest J (who delivered the judgment of the Court) pointed out that this definition assumes that the persecution from whom the claimant is fleeing is always the government or ruling party, or at least some party having parallel interests to those of the government. La Forest J regarded this assumption as inaccurate, because the Convention applies where the State is not an accomplice to the persecution, but is simply unable to protect the claimant. Thus, the Convention could apply to a claimant seen as a threat by a group unrelated or even opposed to the government, if the threat arises by reason of the claimant's political viewpoint, perceived or real.
La Forest J added two refinements to this analysis. The first was as follows (at 746):
"[T]he political opinion at issue need not have been expressed outright. In many cases, the claimant is not even given the opportunity to articulate his or her beliefs, but these can be perceived from his or her actions. In such situations, the political opinion that constitutes the basis for the claimant's well-founded fear of persecution is said to be imputed to the claimant."
The second refinement (at 747) was that the political opinion ascribed to the claimant and for which he or she fears persecution need not necessarily conform to the claimant's true belief. The issue has to be considered from the perspective of the persecutor.
Ward itself is an illustration of the principle of imputed political opinion. Ward was a member of a terrorist organisation, the INLA. The INLA had imposed a death sentence on Ward because he had helped some hostages to escape. The Supreme Court held that Ward feared persecution by reason of his political opinions. La Forest J said this (at 748-749):
"To Ward, who believes that the killing of innocent people to achieve political change is unacceptable, setting the hostages free was the only option that accorded with his conscience. The fact that he had or did not renounce his sympathies for the more general goals of the INLA does not affect this. This act, on the other hand, made Ward a political traitor in the eyes of a militant para-military organization, such as the INLA, which supports the use of terrorist tactics to achieve its ends. The act was not merely an isolated incident devoid of greater implications. Whether viewed from Ward's or the INLA's perspective, the act is politically significant. The persecution Ward fears stems from his political opinion as manifested by this act."
In Guo, Beaumont J endorsed (at 160) the proposition, expressed in the United Nations High Commissioner for Refugees Handbook on Procedures and Criteria for Determining Refugee Status (1979) (the "Handbook"), par 82, that a person may fear persecution because of a political opinion, even if that opinion has not yet been expressed. His Honour also cited with approval (at 160) the statement by J C Hathaway, The Law of Refugee Status (1991), at 152:
"An alternative to grounding a claim in adherence to a political opinion per se is to rely on evidence of engagement in activities which imply an adverse political opinion, and which would elicit a negative governmental response tantamount to persecution."
In my opinion, the reference to a "governmental response" in this passage needs to be qualified by the principles stated in Ward, to which Beaumont J also referred with approval.
The broad approach adopted by Beaumont J in Guo was followed by Davies J in Minister for Immigration and Multicultural Affairs v Y, unreported, 15 May 1998. That case had some similarities to the present. Y was a citizen of Brazil. Together with a friend, an investigative reporter, Y witnessed a policeman shoot a boy being assaulted by other police. The matter was reported but the authorities did nothing. Y and his friend were abducted and tortured and his friend was killed when run over by a motor vehicle. Y's wife was raped. Y later received threatening telephone calls and left Brazil with his family in fear of their lives.
Davies J considered that the RRT had not erred in finding that Y had suffered persecution due to his political opinion and the political opinion attributed to him by officers of the state. The RRT, in its own words,
"decided that the applicant's stance against criminal activity of police officers led to the persecution which he suffered, and that stance was effectively the expression of a political opinion against a pervasive aspect of the Brazilian state" (at 3).
Davies J observed (at 5) that the RRT in its reasons
"very properly turned its attention to ascertaining whether the opinions and actions taken by Y would have been likely to have been regarded as adverse to and to have attacked the interests of the State, more particularly to that organ of State power, the Police Force."
His Honour continued as follows (at 6):
"The Tribunal was seeking to determine whether Y would be looked upon merely as a campaigner against corruption who was at risk of retribution by individual corrupt officials, or whether corruption was so much a part of government and of the exercise of State power in Brazil that opposition to it could be regarded as opposition to authority as it was organised and operated in Brazil. The Tribunal concluded that the views and actions of Y would have been likely to be regarded as contrary to the best interests of the State and particularly of its Police Force. Supportive of this finding was the fact that complaints to appropriate authorities served not to activate an inquiry but to bring down harm upon Y and his wife. The coercive power of the authorities appeared to be exercised against them, not against the corrupt officials."