Determination
10 The draft notice of appeal lists 14 grounds but the applicants only rely on two of them, being Grounds 9 and 11, and said that Ground 12 "essentially piggybacks" on Ground 11. In my view there is sufficient doubt attending the correctness of the primary judge's findings on Ground 9 and Ground 11 to justify granting leave to appeal.
11 Ground 9 of the draft notice of appeal is as follows:
The FCC failed to find that IAA erred in declining to consider the arrest warrant being new information on the basis that 'the applicant has not satisfied' IAA 'as to either of the matters in s 473DD(b), nor had considered s 473DD(a), and accordingly the decision declining to consider the arrest warrant was not based on a proper consideration of the relevant law.
12 The Minister says that Ground 9 does not disclose an arguable case of jurisdictional error in summary because:
(a) it is apparent from paragraph six of the Authority's reasons that it declined to receive the "new information" in reliance on both elements of s 473DD(b) of the Act;
(b) while the Authority did not consider whether there were exceptional circumstances for the purposes of s 473DD(a) of the Act, where the Authority is not satisfied under both limbs of subparagraph (b) it does not fall into jurisdictional error merely by failing to consider subparagraph (a): Minister for Immigration and Border Protection v CQW17 [2018] FCAFC 110 (CQW17) (McKerracher, Murphy and Davies JJ); and
(c) in the present case, there were no exceptional circumstances for the Authority to consider, the Warrant was proffered to the Authority without comment, the Warrant had been referred to at the interview with the delegate but not provided at that time, the Authority considered that circumstance, and the Authority took into account its difficulties with the document on its face.
13 While the Minister's submissions are not without merit, I consider the applicants' arguments raise sufficient doubt as to the correctness of the primary judge's decision to warrant leave to appeal being granted.
14 The doubt essentially turns on the Authority's approach to the Warrant. In my view it is arguable that the Authority failed to engage in an active intellectual process directed at the first applicant's submissions about the Warrant and its import: Tickner v Chapman [1995] FCA 1726; (1995) 57 FCR 451 at 462-3 (Black CJ); AGA16 v Minister for Immigration and Border Protection [2018] FCA 628 at [31] (Moshinsky J); CQW17 at [39].
15 With respect to s 473DD(b)(i), the first applicant said that the Warrant was issued after he left Sri Lanka, and at the time he made his application for a visa the Warrant was not in his possession. He submits that it was in Sri Lanka in the possession of his brother. It is arguable that, had the Authority engaged in an active intellectual process, it would have given consideration to any explanation offered by the first applicant as to why it could not have been provided earlier. Yet the Authority did not make a definite finding in regard to any explanation before concluding s 473DD(b)(i) was not met.
16 With respect to s 473DD(b)(ii), the Authority expressed concerns about the reliability of the Warrant, but did not make an express finding as to whether the Warrant was credible (although it did state that s 473DD(b)(ii) was not met). The first applicant offered an explanation for the possible discrepancies in the Warrant to which the Authority referred in paragraph six. On its face that explanation was capable of addressing the Authority's concern about reliability because, the first applicant submits that: (a) the only difference in the name on the Warrant is in the spelling of the first name which the first applicant puts down to a transliteration problem; and (b) the asserted incorrect address is his wife's rather than his address, which may be thought unsurprising as he had left the country at the time the Warrant was issued. Arguably the Authority did not engage in an active intellectual process in regard to the first applicant's explanation about the reliability of the Warrant.
17 Further, having regard to Bromberg J's remarks in CSR16 v Minister for Immigration and Border Protection [2018] FCA 474 at [41]-[42] it is also arguable that the Authority's approach to s 473DD(b)(ii) was too narrow. It may be argued that the Authority decided s 473DD(b)(ii) was not satisfied because it did not believe the Warrant was genuine, not because the Warrant was not capable of being believed.
18 It may also be argued that the Authority should have turned its mind to s 473DD(a) when considering s 473DD(b) and that the primary judge erred in finding there were no exceptional circumstances to consider. While it is clear as a matter of statutory interpretation that subparagraphs (a) and (b) of s 47DD are cumulative requirements, as the Full Court said in CQW17 at [71] a consideration of matters under subparagraph (a) may bear on determination of the matters under subparagraph (b), and vice versa.
19 The first applicant submits that the Warrant arose from his earlier failed attempt to depart from Sri Lanka which had led to him being caught by the Sri Lankan Navy. He submits that he was charged for this but again fled the country and therefore failed to attend court, and the Warrant relates to his failure to do so. It is arguable that these were exceptional circumstances which were raised but not dealt with by the Authority, and that the existence of such exceptional circumstances could have informed the Authority's consideration of the matters in subparagraph (b).
20 Ground 11 of the draft notice of appeal is as follows:
The FCC failed to find that IAA erred in not understanding the evidence given by the Applicant 2 [the applicant wife] that the Applicant 2 was assaulted and raped on three separate occasions, the IAA conflating evidence and incorrectly concluding that the Applicant 2 was not raped and the allegations were fabricated to enhance her claim for protection.
21 This proposed ground of appeal may well be weaker than Ground 9, but in my view there is sufficient doubt to warrant a grant of leave to appeal.
22 The fifth applicant submits that the Authority misapprehended or misunderstood her evidence about the timing and circumstances of the occasion (or, as she says, occasions) on which she says she was assaulted and/or raped by members of the Sri Lankan army, and that her evidence was not inconsistent in the way the Authority found.
23 The fifth applicant's submissions invited a review of the various statements by her at different stages of the visa application process but the Court Book containing those statements is not before the Court in the application for leave to appeal, and it is impossible to give detailed consideration to that submission. I take the view that the submissions cast sufficient doubt on the correctness of the Authority's decision to justify a grant of leave so that the Court can properly consider the statements, and in particular whether the Authority's finding was open on the evidence.
I certify that the preceding twenty-three (23) numbered paragraphs are a true copy of the Reasons for Judgment herein of the Honourable Justice Murphy.