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[2002] VSC 211
Supreme Court of Victoria
2002-06-05
Osborn J
Original judgment source is linked above.
[2002] VSC 211
PRACTICE AND PROCEDURE - appeal from Victorian Civil and Administrative Tribunal - assessment of whole person psychiatric impairment - discrepancy between the Tribunal's finding of facts and conclusion - the Tribunal's amendment of its reasons is not a mere rectification of a slip but a change to a critical element and is therefore beyond power - substitution of Tribunal's conclusion is not appropriate because the discrepancy is not necessarily the result of arithmetic error only - an order reinstating the original reasons is inappropriate because it would reinstate reasons which would not fulfill the purpose of s.117 of the Victorian Civil and Administrative Tribunal Act 1998 - the fundamental inconsistency discloses an error of law - the conclusion is not reasonably open to the Tribunal - the Tribunal failed to have regard to the facts as found - reinstatement of the Tribunal's reasons would not be conducive to a fair and expeditious outcome - matter remitted for rehearing with respect to the issue of psychiatric impairment
"25. Dr Rose first saw the Applicant in October 1997 for medico-legal purposes. At that consultation, Dr Rose noted a history since the accident of symptoms consistent with the presence of post traumatic stress disorder; fear of being on the road; sleep disturbance; waking at night in a sweat; reliving the accident when driving; depression due to her nightmares, insomnia and fears; declining social confidence; deterioration in concentration and memory; and panic attacks. He understood his consultation to be the first full discussion by the Applicant of her psychiatric symptoms. He diagnosed post traumatic stress disorder, and assessed a 15% psychiatric whole person impairment resulting from the accident, which he thought might improve with psychological and psychiatric treatment. 26. Approximately one year later, Dr Rose reaffirmed his earlier diagnosis, but noted that the condition had become chronic, and stable. He assessed a whole person psychiatric impairment of 20%, of which he attributed 15% directly to the emotional shock of the transport accident."
"36. I consider on the material before me that the deterioration in the Applicant's condition since 1997 is attributable to the worsening of her depression, which has only recently commenced to be treated, and in respect of which there is some confidence of an improvement over time with treatment. In light of the fact that whole person impairment assessments are only properly undertaken in accordance with the Guides when the condition has stabilised after all necessary treatment, I consider it appropriate to reduce the psychiatric whole person impairment of the treating Psychiatrist, Dr Leitmanis, from 33% to 25%. I note that such a reduction is consistent with the decision of Strong J in Lovison v TAC [2001] VCAT 1917, where a 20% reduction in the overall impairment assessment was made in contemplation of the improvement in the condition of the Applicant once litigation had been finalised. 37. I make the following observations about the apportionment between primary and secondary aspects of the psychiatric impairment. 38. There is a complete absence of reporting of Post-Traumatic Stress Disorder symptoms to the treating general practitioners Dr Yeo and Dr Addis between 1995 and 1997. In October 1998, Dr Yeo diagnosed a depressive mood disorder and made no mention of Post-Traumatic Stress Disorder symptoms. Although there are two consultations in November 1998 and March 1999 in which the Applicant's mood disorder is discussed, there is still no note of any Post-Traumatic Stress Disorder symptoms being reported. However, there is a history taken by Dr Rose in 1997 of symptoms of Post-Traumatic Stress Disorder being present since the accident. Having regard to the observations outlined in these reasons in relation to the Applicant's presentation, and particularly in relation to the implications of her presentation in the various videos tendered by the Respondent, I have some reservations about the credibility of the accounts given by the Applicant in 1997 and beyond to Psychiatrists about the existence of the Post-Traumatic Stress Disorder symptoms from the time of the transport accident. However, on balance, I accept the expert consensus that there is a Post-Traumatic Stress Disorder arising from the transport accident. 39. I as indicated earlier [sic], the evidence warrants a conclusion that the deterioration in the Applicant's condition since 1997 is largely due to a worsening of her depressive symptoms, which went untreated until 2000. For this reason, I consider that the apportionment adopted by Dr Rose in 1998 properly reflects the balance between primary and secondary factors. Accordingly, I find that 60% of the Applicant's psychiatric whole person impairment, that is, 15% is primary and directly results from the transport accident in 1995."
"Well, you've drawn to my attention something that's an error, and I think it's appropriate that I make a correction so that it is clear what the finding is, then if the matter goes further, at least it will be clear on what basis it has been made."
"Pursuant to Section 119 of the Victorian Civil and Administrative Tribunal 1998, the Tribunal amends paragraph 39 of its reasons for decision as follows: 'As I indicated earlier, the evidence warrants a conclusion that the deterioration in the Applicant's condition since 1997 is largely due to a worsening of her depressive symptoms, which went untreated until 2000. For this reason, I consider that 60% of the Applicant's psychiatric whole person impairment, that is, 15%, is primary and directly results from the transport accident in 1995'."
"Did the Deputy President act within her power and according to law on the 19th December, 2001, by deleting from paragraph 39 of her Reasons for Decision (the) sentence "For this reason, I consider that that apportionment adopted by Dr Rose in 1998 properly reflects the balance between primary and secondary factors." after her attention had been drawn to the fact that the order pronounced in consequence (of) such Reason(s) did not accord with "the apportionment adopted by Dr. Rose"?
"(1) The Tribunal may correct an order made by it if the order contains- (a) a clerical mistake; or (b) an error arising from an accidental slip or omission; or (c) a material miscalculation of figures or a material mistake in the description of any person, thing or matter referred to in the order; or (d) a defect of form."
"(5) If the Tribunal gives written reasons, it must include in those reasons its findings on material questions of fact. (6) The reasons for an order, whether oral or written, form part of the order."
"The extent to which judges of a superior court may properly alter reasons for judgment subsequent to their being given may depend not only on whether the changes are sought to be made before or after judgment has been entered, but also on the nature and extent of the alterations. A litigant is entitled to a decision that is based on reasons that have led the judge to that conclusion. It would obviously impede the proper administration of justice and work unfairness to the parties if the judge could, at a later time, give different reasons for the decision which were crafted after judgment had been pronounced. Thus, the courts limit the rights of a judge to change the reasons, but they do so consistently with the practical requirements of justice. In the case of a superior court of record, judgment is not relevantly finalised until it is entered in the records of the court. Hence, until that occurs, the judge can recall the order and the reasons and make a different order and give different reasons - Smith v. Australia and New Zealand Banking Group Ltd.; Sherpa v. Anderson; Mulvena; Re Harrison's Shares Under a Settlement. But once judgment is perfected the judge cannot, in substance, re-write the given reasons so as to give different reasons for the decision or, in the words of Willmer, L.J. in Bromley v. Bromley (No.2), 'put a different complexion on the issue in dispute'. In Nakhla v. McCarthy Woodhouse, J said that in general a judge cannot alter the reasons so as to modify or change the effect of the judgment once it has been perfected. Similarly, in Bank of Nova Scotia v. Province of Nova Scotia, the Nova Scotia Court of Appeal held that once judgment is entered, the substance of the reasons cannot be changed; if correction is needed it can only be made by a higher court. An example of a case where it was held that the judicial officer had impermissibly changed the reasons for the decision is Lam v. Beesley. In that case, the magistrate announced the verdict and convicted the defendant for reasons which he gave orally. He then sentenced him and subsequently published 'Reasons for Decision' in which he made a finding of fact that was inconsistent with his earlier finding as expressed in his ex tempore reasons. On appeal, Owen, J. held that the two findings could not stand together and that, in the circumstances, the magistrate was not entitled later to formulate reasons which were, in substance, different from those which had been pronounced. His Honour held that in the circumstances, the conviction could not stand. More recently, in Todorovic v. Moussa leave to appeal from the decision of the District Court was granted by the New South Wales Court of Appeal seemingly for the reason that after delivery of an oral judgment the District Court judge inserted in his corrected judgment an additional sentence, namely, 'I do not accept [X] as an accurate witness'. It would appear that there was no other reference in the reasons to the acceptability or otherwise of X's evidence which in fact was corroborated by other evidence. Furthermore, it was at least arguable that the addition of a broad statement that was unconnected with the rest of the reasons, namely, that the judge did not accept the witness, went beyond what could be done when revising an oral judgment." (footnotes omitted)
"... s.13 (1) of the Judicial Review Act requires the decision-maker to explain his decision in a way which will enable a person aggrieved to say, in effect: 'Even though I may not agree with it, I now understand why the decision went against me. I am now in a position to decide whether that decision has involved an unwarranted finding of fact, or an error of law which is worth challenging.' This requires that the decision-maker should set out his understanding of the relevant law, any findings of fact on which his conclusions depend (especially if those facts have been in dispute) and the reasoning processes which led him to those conclusions."
(Ansett Transport v Wraith[4])
"As I have already indicated, the appeals authorised by s.102(3) are confined to appeals on a question (or questions) of law. The existence of a question of law is not only a precondition to the right to appeal but also the subject matter of the appeal itself, so that the appeal does not operate as a rehearing of the whole dispute or matter: Brown .v. Repatriation Commission [1985] FCA 194; (1985) 7 F.C.R. 302 at 305; Federal Commissioner of Taxation v. Brixius (1987) 16 F.C.R. 359 at 363-5; T.N.T. Skypak International (Aust) Pty. Ltd. v. Federal Commissioner of Taxation [1988] FCA 119; (1988) 19 A.T.R. 1067 at 1070; and Inglese v. Estate Agents Board (unreported, Murphy J., 31 August 1989). Although one can, I think, discern some variation in the approach taken over the last two decades by Australian courts having jurisdiction to hear appeals on questions of law to whether a particular error is one of law or one of fact (possibly for reasons referred to by Gummow J. in T.N.T. Skypak), those courts have on the whole set their face against allowing questions of fact to be dressed up as questions of law, and have thus rejected appeals on such questions as whether a particular decision was against the evidence and the weight of evidence: Blackwood Hodge (Australia) Pty. Ltd. v. Collector of Customs (N.S.W.) (No.2) [1980] FCA 96; (1980) 47 F.L.R. 131; Collins v. Minister for Immigration and Ethnic Affairs [1981] FCA 147; (1981) 58 F.L.R. 407; Spano v. Estate Agents Board (unreported, Full Court, 4 December 1986); and Transport Accident Commission v. Hoffman [1989] VicRp 18; (1989) V.R. 197 at 199 per Young C.J. and McGarvie J. It is, however, authoritatively established that the question whether there is any evidence of a particular fact is a question of law, as is the question whether a particular inference can (as opposed to whether it should) be drawn from the facts found: Australian Gas Light Company v. Valuer-General (1940) 40 S.R. (N.S.W.) 126 at 138 per Jordan C.J.; Transport Accident Commission v. Hoffman at 199; and Bond at 355-6 per Mason C.J., with whom Brennan J. at 365, Deane J. at 369 and Toohey and Gaudron JJ. at 387 agreed. It is true that the agreement of Deane J. was expressed to be subject to the preceding statements in his Honour's judgment, but those statements, to which I shall come in more detail later, do not contradict what the Chief Justice said but rather were directed to extending the kinds of questions relating to factual conclusions that could be entertained on judicial review. (Savage v. Crimes Compensation Tribunal [1990] VicRp 9; [1990] V.R. 96 at 99 deals, I consider, with a different aspect of the concept of a question of law, namely, the proposition re-enunciated in Hope v. Bathurst City Council [1980] HCA 16; (1980) 144 C.L.R. 1 at 8-9, that the question whether facts fully found fall within the provisions of a statutory enactment properly construed is a question of law). In a passage in Bond at 356 to which I shall also return later, Mason C.J. said: 'So long as there is some basis for an inference - in other words, the particular inference is reasonably open - no ... error of law has taken place.' To my mind, the corollary of that proposition is that where there is no basis for an inference - in other words, the particular inference is not reasonably open - error of law has taken place. The appellant submitted that an appeal which alleges that a decision was not reasonably open on the evidence is an appeal on a question of law. That submission derives support from statements in the decision of the Full Court of this court in City of St. Kilda v. Perplat Investments Pty Ltd. (1990) 4 A.A.T.R. 358 at 360 and 361 per Young C.J., 363 and 365-6 per Crockett J. and 370-1 per Southwell J. It may be that some of those statements merely repeat or embody submissions of counsel for the appellant in that case. But not all the statements are, in my view, of that kind. In particular, the statements at 360 and 371 seem to me to be affirmative statements that if a conclusion was not reasonably open on the evidence it is erroneous in law."[8]
"For the foregoing reason, I think that I should proceed on the basis that a finding of fact will only be open to challenge as erroneous in law if there is no probative evidence to support it (and not also if it is not reasonably open on the evidence), whilst an inference will be open to challenge as being erroneous in law if it was not reasonably open on the facts. But, as the statement of Mason C.J. at 360 shows, there is virtually no difference between the tests. Now, it is significant for present purposes that in Bond at 356 Mason C.J. (with whom on this point Brennan, Toohey and Gaudron JJ. agreed) stated: 'But it is said that "[t]here is no error of law simply in making a wrong finding of fact": Waterford v. Commonwealth [1987] HCA 25; (1987) 163 C.L.R. 54, at 77, per Brennan J. Similarly, Menzies J. observed in R. v. District Court; Ex parte White [1966] HCA 69; (1966) 116 C.L.R. 644, at 654. 'Even if the reasoning whereby the Court reached its conclusion of fact were demonstrably unsound, this would not amount to an error of law on the face of the record. To establish some faulty (e.g. illogical) inference of fact would not disclose an error of law.' Thus, at common law, according to the Australian authorities, want of logic is not synonymous with error of law. So long as there is some basis for an inference - in other words, the particular inference is reasonably open - even if that inference appears to have been drawn as a result of illogical reasoning, there is no place for judicial review because no error of law has taken place.' For the reasons I have given, I consider that I should take that passage as stating the law which I must apply. The ascription of value to a parcel of land or a chattel is, or at least will frequently involve, an inference of a fact. Accordingly, a want of logic in drawing that inference will not by itself constitute error of law. But it may, I consider, sound a warning note and put one on enquiry whether there was indeed any basis for the inference."
"Section 148 of the VCAT Act is concerned with the invocation of judicial power to examine for legal error what has been done in an administrative tribunal. Although s.148 uses the word 'appeal', it is clear that the Supreme Court is asked to exercise original, not appellate, jurisdiction and to do so in proceedings which are in the nature of judicial review. That is not to say that there are no other avenues for judicial review. The VCAT Act makes no express provision excluding the general supervisory jurisdiction of the Supreme Court. It may, therefore, be doubted that s.148 should be understood as doing no more than providing, in some cases, an important discretionary reason for not permitting resort to that general supervisory jurisdiction on the basis that s.148 provides a suitable alternative remedy. Nevertheless, it is important to recognise that the essential character of s.148 is that it provides for the institution of proceedings in the Supreme Court, by leave, in which the legal correctness of what the Tribunal has done can be challenged."[13]
"97 The Tribunal must act fairly and according to the substantial merits of the case in all proceedings. 98(1) The Tribunal- (a) is bound by the rules of natural justice; (b) is not bound by the rules of evidence or any practices or procedures applicable to courts of record, except to the extent that it adopts those rules, practices, or procedures; (c) may inform itself on any matter as it sees fit; (d) must conduct each proceeding with as little formality and technicality, and determine each proceeding with as much speed, as the requirements of this Act and the enabling enactment and a proper consideration of the matters before it permit."
In my view the re-instatement of the Tribunal's original reasons would not be conducive to a fair or expeditious outcome.
re-hearing of matter. No criticism could be made of the Tribunal's conclusions with respect to impairment under the heads of orthopaedic, gastric, urinary and equilibrium considerations. In the circumstances I propose to order that the appeal be allowed and that:
(a) the decision of the Victorian Civil and Administrative Tribunal dated 19 December 2001 in this matter be set aside;
(b) the parties abide by the findings of the Tribunal set out in its decision of 19 December 2001 as to whole person impairment with respect orthopaedic, gastric, urinary and equilibrium considerations;
(c) the matter be otherwise remitted for re-hearing and decision in accordance with law with respect to the issue of whole person psychiatric impairment and with respect to the ultimate conclusion as to total whole person impairment, with the hearing of further evidence as the Tribunal deems fit;
(d) the Tribunal be constituted for the purposes of the re-hearing by a different member from the member who made the decision of 19 December 2001.
[1] [2001] VSCA 167 (1 October 2001).
[4] [1983] FCA 179; (1983) 48 ALR 500 at 507
[5] [1989] VicRp 18; (1989) VR 197 at 200 per Young C J and McGarvie J.
[6] [1985] HCA 10; (1984) 58 ALR 119 at 136 per Brennan J.
[9] [1999] FCA 1; (1998-99) 160 ALR 543 at 552
[13] [2001] HCA 49; (2001) 75 ALJR 1342 at 1345 [15].
[14] [1998] 1 VR 83 per Phillips J.A. at 91.
Berbers
Transport Accident Commission [2002] VSC 211
(1995) 133 ALR 206
(1982) 151 CLR 590
(1983) 48 ALR 500
(1984) 58 ALR 119
(1995) 2 VR 508
(2001) 183 ALR 59
(2001) 183 ALR 204
(2001) 75 ALJR 1342