Whether legal unreasonableness established
53 The appellant relied on the decision of the Full Court of this Court in CRY16 as authority for the proposition that, in certain circumstances, a failure by the Authority to consider the exercise of a discretionary power within Division 3 of Part 7AA of the Act might give rise to jurisdictional error on the basis that the failure to consider the discretion is "legally unreasonable".
54 Assuming that there are circumstances in which it would be legally unreasonable to fail to consider exercising the discretion in s 473GB(3)(b), or to exercise the discretion in favour of not disclosing the documents, the present case is not one of them.
55 CRY16 concerned whether the primary judge erred in finding jurisdictional error on the part of the Authority. The primary judge had concluded that the Authority had acted unreasonably in not considering whether to exercise its statutory powers under Part 7AA of the Act to give the respondent an effective opportunity to address an issue which the Authority found "dispositive", being the potential for the appellant to relocate within his country of origin. The respondent had submitted that, given the Minister's delegate had not given any consideration to the issue of relocation, the Authority erred in failing to consider exercising its discretion under s 473DC(1) and (3) to get documents or information on the issue of relocation, including information from the appellant pertaining to his personal circumstances.
56 The Authority's discretionary power under s 473DC was framed in the following terms:
(1) Subject to this Part, the Immigration Assessment Authority may, in relation to a fast track decision, get any documents or information (new information) that:
(a) were not before the Minister when the Minister made the decision under section 65; and
(b) the Authority considers may be relevant.
(2) The Immigration Assessment Authority does not have a duty to get, request or accept, any new information whether the Authority is requested to do so by a referred applicant or by any other person, or in any other circumstances.
(3) Without limiting subsection (1), the Immigration Assessment Authority may invite a person, orally or in writing, to give new information:
(a) in writing; or
(b) at an interview, whether conducted in person, by telephone or in any other way.
57 In CRY16, the Minister submitted that "one relevant effect of s 473DA(1) was that the scope and the criteria for the exercise of the discretionary powers in ss 473DC(1) and (3) were not informed by any underlying obligation to put an affected person on notice of the critical or important issues upon which an administrative decision-maker's decision may turn, such as would arise under normal principles of procedural fairness": at [25].
58 While the Court accepted that s 473DA(1) provided an exhaustive statement of the procedural fairness requirements in Pt 7AA, it did not consider that "the procedural fairness perspective exhausts the legal analysis". The Court said at [67]:
It is also relevant that, as explained by Gageler J in Li at [92], reasonableness is closely linked to procedural fairness. Nevertheless, in light of the terms of s 473DA it is important to consider the present issue through the lens of Div 3 and the principles of legal reasonableness rather than the principles of procedural fairness. In other words, was it legally reasonable in the circumstances of the particular case for the Authority not to consider the exercise of its power to get documents or information?
59 In CRY16, the Minister submitted that, as s 473DC imposed no positive duty on the Authority to consider exercising its discretionary power to get documents or information, legal unreasonableness could only be said to arise in circumstances where the Authority had indeed considered whether to exercise the power, and decided to exercise it in a manner adverse to an affected party: at [31]. The submission was that, given the primary judge's finding that the Authority had not considered exercising its discretion, no legal unreasonableness could flow from that failure.
60 In rejecting this submission, the Full Court held at [82]-[83]:
82. Our conclusion is that it was legally unreasonable, in the circumstances, not to consider getting documents or information from the respondent. The legislature is to be taken to intend that the Authority's statutory power in s 473DC will be exercised reasonably. The failure to consider the exercise of that discretionary power lacks an evident and intelligible justification in circumstances where the Authority knew that it did not have, but the respondent was likely to have, information on his particular circumstances and the impact upon him of relocation to Beirut. The Authority did not have that information because the question of relocation, either at all or to Beirut, was not explored, or the subject of findings, by the delegate. The Authority's failure to consider the exercise of that discretionary power meant that it disabled itself from considering what was reasonable, in the sense of "practicable", in terms of relocation. In our opinion, as a consequence, the review by the Authority under s 473CC miscarried for jurisdictional error.
83. As in Li, at [82], it is not apparent how the conclusion not to consider the exercise of the discretionary power was reached in the present case, having regard to the facts and to the statutory purpose for which the discretion to get new information was directed.
61 CRY16 was a case in which the primary judge had concluded, and the parties did not dispute on appeal, that the Authority had failed to consider exercising the relevant statutory discretion. No such inference or finding exists in the present case, the FCCA not having been asked to consider the issue. As noted above, the appellant has not discharged its onus of establishing that the discretion was not considered. Nevertheless, as noted above, I proceed on the basis that the discretion must also be exercised in a legally unreasonable manner.
62 Another important aspect of CRY16, is that the question of relocation, which was a "dispositive" question, had not been explored by the delegate such that the first time the issue was being examined was by the Authority. At [82], the Full Court explained that failure by the Authority to consider obtaining information on relocation lacked an evident and intelligible justification, because:
the Authority knew that it did not have information on the referred applicant's particular circumstances and the impact upon him of relocation to Beirut;
(the Authority knew that) the referred applicant was likely to have information on his particular circumstances and the impact upon him of relocation to Beirut;
the Authority did not have that information because the question of relocation was not explored, or the subject of findings, by the delegate;
the Authority's failure to consider the exercise of the discretionary power meant that it disabled itself from considering what was reasonable, in the sense of "practicable", in terms of relocation.
63 As explained below, the documents and information provided to the Authority were not shown on this appeal to have introduced a new issue or something which had not already been considered by the delegate. That is an important distinction between this case and CRY16.
64 In the present case, the delegate had considered the very documents and information (concerning the appellant's brother's circumstances) the subject of the certificate. The documents and information did not raise new facts or issues. Nor was it shown that the Authority used the documents or information in a new approach to disposition of the case.
65 The delegate and the Authority reached similar conclusions. Both the delegate and the Authority accepted that the appellant's brother had some involvement with the LTTE. Both concluded that the appellant did not face a real chance of arrest, detention or harm as a result of any association with his brother. Even if the Authority was considering taking a substantially different view to the delegate, which is not shown to be the case, it was not required to notify the appellant. In DGZ16 v Minister for Immigration and Border Protection [2018] FCAFC 12 at [72], Reeves, Robertson and Rangiah JJ stated:
Part 7AA contemplates the Authority will evaluate for itself the material considered by the delegate. We do not consider that the fast track statutory regime of Pt 7AA requires the Authority to notify the referred applicant that it is considering taking a different view, adverse to the referred applicant, of the material considered by the delegate.
66 The appellant's claims which were considered by the delegate included claims concerning his brother's involvement with the LTTE and his (the appellant's) fear of harm on account of his brother's involvement with that organisation. The delegate made the appellant aware it was taking into account the brother's involvement with the LTTE (see at [69] extracted below). The delegate's decision included:
39. I have also verified details of the applicant's place of origin and family make-up with information contained in department files for the applicant's brother, [NAME (Date of birth)], CID66226160748. [Footnote: CLF2009/123235 [NAME] - [Date of birth] - SRI LANKA {SRIL} - Male - 66226160748 - Principal Name - SEF058 - XI 36035; ADD2010 429540 SEF058 - [NAME] - Entry Interview a b c] The information in these documents regarding the applicant's place of origin and family composition is also consistent with information provided by the applicant.
…
69. It was put to the applicant at the SHEV interview that his claim about his brother being forced to undertake compulsory LTTE training in 2006 for one and a half to two months would be generally accepted.
70. Country information indicates that in this period, with the resumption of hostilities between the LTE and the Sri Lankan military, the LTTE forcibly recruited young Tamils for training, and required families to provide one person for training. [Footnote: CXBD6A0DE16205: "Tragic phenomenon of forcible recruitment of Tamil civilians by the LTTE", Daily Mirror (Sri Lanka), 03 October 2015] The information provided is consistent with information contained in the applicant's brother's request for protection. [Footnote: CLD 201522343357 SEF058 - [NAME (Date of birth)] - 2009 RSA application and claims; CLD2015 22343537 SEF058 - [NAME] (Date of birth) - XA-866 2010 decision record]
71. That being said, the applicant has indicated that his brother only undertook training for a short period, before returning home. He has claimed that his parents then sent the applicant's brother to Malaysia for safety, as the LTTE were demanding a family member join the LTTE permanently. This is consistent with the applicant's brother's claims.
72. The applicant has made no claims that the Sri Lankan authorities were aware of his brother's short period training with the LTTE in 2006, or that they had shown any interest in the applicant's brother, apart from some unknown men asking about the applicant and his brother's whereabouts after the applicant had moved to Saudi Arabia in 2007. I will discuss the claims about the unknown men looking or the applicant further, later in this section.
67 The delegate accepted that the applicant's brother was forced to undertake one and half to two months training with the LTTE training in 2006. The delegate concluded, however:
141. … As I have discussed under credibility above I have accepted that an uncle was killed in 1990, another uncle may have been abducted in 2008 and that the applicant's brother was forced to undertake one and a half to two months of training with the LTTE in 2006. I am not satisfied any of this has created an adverse profile for the applicant. Regarding his brother's LTTE training in particular, as has already been noted above, such forced training of civilians was common in the period. The applicant stated that after the training in 2006 his brother returned to the family home which was in a government controlled area. There is no information either in the applicant's claims, or in any other information known to the department, to indicate that the Sri Lankan authorities showed any particular interest in the applicant's brother after his brother returned home and before he departed Sri Lanka, although I accept that at the time, considering that the Sri Lankan war was nearing iis [sic] end, the applicant's brother may have lived discretely in Sri Lanka before he again departed. The applicant has also not made any claims that the killing of an uncle in 1990 and the disappearance of another in 2008 has caused any problems for his family from the Sri Lankan authorities.
142. On the applicant's return from Saudi Arabia in 2011, his departure in 2011 and his return to Sri Lanka again in 2012 he has no problems with the authorities at the airport. This indicated he had no profile of interest to the authorities at this time. As discussed in the credibility section above, I have rejected his claim that unknown men had come looking for the applicant after his return to Sri Lanka on those occasions.
…
144. I note the UNHCR guidelines that state that persons with certain links to the LTTE, including family members of LTTE members may be in need of international protection. In this context, I have considered whether that his brother undertook a short amount of LTTE training in 2006 might increase the chance of harm to the applicant on his return to Sri Lanka. Considering the very low level of involvement with the LTTE for his brother, that is a couple of months of forced training, that his brother as [sic] never a LTTE cadre or combatant, the time that has passed since then, and the current situation in Sri Lanka, I find that his familial relationship with his brother would not increase the chance of harm to the applicant if he returned to Sri Lanka in any particular way.
145. Taking the information and analysis discussed above, I find there is no real chance the applicant would face arbitrary arrest or detention or suffer persecutory harm on account of simply being a Tamil man from the east, from any association with his brother, or for any other reason.
68 It is evident from the Authority's decision that it had regard to the documents provided under the Certificate. At [3], the Authority stated:
I have had regard to the material referred by the Secretary under s 473CB of the Act. Included in this material was the protection visa (Subclass 866) application including the statement of claims for … the applicant's brother who came to Australia in 2009 and the Refugee Status Assessment record accepting [the applicant's brother] as a refugee in Australia.
69 The Authority referred to the appellant's brother's application in assessing the appellant's claims that his brother's alleged involvement with the LTTE was known to Sri Lankan authorities, the Karuna group and the Tamil Makkal Viduthalai Pulikal (TMVP), and that the appellant has been sought by authorities, the Karuna group and the TMVP due to his connection with his brother. Those paragraphs of the Authority's decision are set out below:
16. I accept that [the brother] was required to complete compulsory LTTE training for one - two months in 2006 and that there family was subsequently pressured to provide a permanent LTTE member. I also accept that in trying to protect [the brother], the applicant's family sent [the brother] to Malaysia to avoid LTTE conscription. The applicant's evidence has been consistent on this, it is corroborated by [the brother's] application and is plausible when considered in the situational context of forced recruitment during the war.
17. I note that [the brother's] involvement was limited to one - two months compulsory training and that he did not join the LTTE permanently, engage in combat, or perform any other work or ad hoc tasks for them. In the submission to the IAA the applicant's representative disputed the delegate's finding that [the brother's] LTTE involvement was known to authorities. He submitted that the applicant's SHEV statement indicated that the Karuna group (allied with the government) knew of both brother's involvement with the LTTE and that the applicant feared reprisal from the Karuna Group because that group knew he and his brother had worked for the LTTE, and that [the brother] was accepted as a refugee.
18. The applicant's statement indicates that the army and Karuna group had a heavy presence and started cracking down on people who underwent LTTE training and targeting and killing known LTTE supporters. It does not indicate [the brother] or the applicant was identified and the applicant has not made any subsequent statements to support this.
19. [The brother's] statement of claims for protection lodged in 2009 indicates that he had heard that the army received information about people who had been LTTE trained. In 2007 and 2008 three of his friends were kidnapped and five of his neighbours were killed, all of whom were Tamil and most had trained under the LTTE. He claimed that he also feared being targeted and while there is no indication in his statement that his LTTE training was already known to authorities, I accept that he feared they would find out. However [the brother] also stated that he travelled to Colombo to obtain his passport and departed Sri Lanka legally in 2006 on his own passport but that he returned to Sri Lanka in 2008 temporarily, travelling on a false passport.
20. The refugee assessor accepted it was possible that [the brother's] associates experienced harm from Sri Lankan security forces who at that time had partial control of Trincomalee district, because they were Tamil and for their imputed political opinion as LTTE supporters. The assessor accepted that in line with UNHCR's 2009 Eligibility Guidelines, [the brother], as a young Tamil male from an area in the East in which the LTTE had recent partial control, and claiming no pro Government political affiliation, was thus vulnerable. It appears that the assessor relied on the UNHCR guidance in finding that [the brother] would be imputed to have a pro-LTTE opinion by virtue of his profile as a young Tamil male from the East without pro-government political affiliation.
21. The assessor made no implied or express findings on whether [the brother] had undergone LTTE training [I interpolate that this is incorrect because it made an express finding at [141] of its reasons] or had been personally identified by authorities but found that due to issue identified with his claimed timeline, [the brother] did not return to Sri Lanka in 2008 as claimed.
22. [The brother's] ability to obtain a passport from Sri Lankan authorities and depart Sri Lanka without incident indicates the authorities had not identified him and were not interested in targeting him when he departed in 2006. I accept that [the brother] did return to Sri Lanka in 2008 and it is plausible that as a young Tamil male from the Eastern Province entering Sri Lanka at that time, he would not have travelled on his own genuine passport. Nevertheless, there is evidence before me that does not suggest that [the brother] has been personally sought after by the authorities since his 2006 departure. The applicant claims that his family has been questioned by unknown men in relation to [the brother's] whereabouts, but for the reasons given below, I do not accept that these men were associated with Sri Lankan authorities or other political group, or that they have a continuing interest in [the brother] or the applicant.
23. I do not accept that [the brother's] LTTE involvement was ever known to authorities or the Karuna group or that [the brother] has subsequently become of interest to the authorities, the Karuna group or TMVP even after being granted refugee status in Australia in 2009. By extension, I therefore also do not accept that the applicant has been sought after by authorities, the Karuna group or the TMVP for reasons of his connection with [his brother].
70 If the Authority failed to consider exercising its discretion under s 473GB(3)(b), that failure was not legally unreasonable in the sense contemplated by CRY16. Nor was any exercise of the discretion in favour of non-disclosure legally unreasonable.
71 Part 7AA modifies (by restricting) the common law principles of procedural fairness. The analysis of what might be an unreasonable exercise of, or failure to exercise, a discretionary power contained in Part 7AA must proceed against the statutory context, which includes that modification. Whilst the legislature is taken to have intended that a discretionary power will be exercised reasonably (Li at [63], per Hayne, Kiefel and Bell JJ; [88], per Gageler J), that which is reasonable is informed by the subject matter, scope and purpose of the legislation under which it is conferred. Part 7AA requires the Authority to review a decision and to conduct that review on the basis of the "review material" and, subject to the statutory exceptions contained in Part 7AA, without obtaining "new information" or affording the referred applicant a hearing. The reasonableness of an asserted failure to consider a discretionary power to disclose material to the referred applicant, and the reasonableness of the exercise of the discretion itself, must be assessed against that statutory scheme.
72 The documents considered by the Authority the subject of the Certificate were documents which were before the primary decision-maker. If one assumes, for the purposes of argument, that the Authority failed to consider the discretion, the Authority otherwise conducted a review in the way contemplated by Part 7AA: it reviewed the primary decision-maker's decision on the basis of the material before the primary decision-maker without accepting or requesting new information and without interviewing the referred applicant. This is not a case in which new documents or information were introduced by a s 473GB certificate for the first time on review. This circumstance, certainly in the present case, makes it difficult to argue that a failure to consider the exercise of the discretion "lacks an evident and intelligible justification" in the sense discussed in CRY16 even if the appellant had discharged its onus of establishing such a failure. This circumstance also makes it difficult to argue that any failure to exercise the discretion in favour of disclosure was legally unreasonable.
73 There are further matters which indicate that any failure to consider the discretion, or to exercise the discretion in favour of disclosure, was not "legally unreasonable". The appellant had addressed his brother's circumstances with the primary decision-maker (see, for example, the delegate's reasons at [71], extracted above). It is not established that the documents and information the subject of the Certificate were used to raise a new issue or in furtherance of a new approach in a way that might support an argument that it was legally unreasonable not to consider disclosing the material to the appellant. The Authority accepted the involvement of the appellant's brother with the LTTE and has not been shown to have used the documents to reject the thrust of the appellant's claim. Similar to the delegate, the Authority concluded that the appellant's brother had an association with the LTTE, but that the appellant was unlikely to be sought by authorities as a result of any association with his brother. This conclusion is not shown to be derived solely or predominantly from the documents the subject of the Certificate. The appellant has not shown the documents to be so directly relevant to the way in which the Authority conducted its review and reached its decision that it would have been legally unreasonable for the Authority not to consider disclosing them or to refuse disclosing them. Legal unreasonableness is not lightly to be found: DAO16 v Minister for Immigration and Border Protection [2018] FCAFC 2 at [30].