3.1 Leave to amend the notice of appeal and raise new ground 1 on appeal
18 At the time when the appeal was instituted, the appellants did not have legal representation. The notice of appeal simply stated under the heading "Grounds of Appeal" that "I am appealing from the entire judgement of the Federal Circuit Court" (AB610).
19 Shortly before the hearing on or about 24 February 2020 the appellants, having engaged legal representation in the interim, sought to file an amended notice of appeal. While the Minister advised by email dated 25 February 2020 that he opposed the grant of leave, the objection was not pressed at the hearing of the appeal. In the circumstances, therefore it is appropriate to grant leave to file and serve the amended notice of appeal.
20 However, the appellants' legal representative drew to the Court's attention that ground 1 of the amended notice of appeal raised a new ground not raised in the FCC and accepted that leave would therefore be required to raise that ground.
21 The principles on which this Court exercises its discretion as to whether leave should be granted to raise a new ground on appeal in the context of migration matters were explained by the Full Court in VUAX v Minister for Immigration & Multicultural & Indigenous Affairs [2004] FCAFC 158; (2004) 238 FCR 588 as follows:
46. In our view, the application for leave to rely upon the sole ground of appeal now raised should be refused. Leave to argue a ground of appeal not raised before the primary judge should only be granted if it is expedient in the interests of justice to do so: O'Brien v Komesaroff (1982) 150 CLR 310; H v Minister for Immigration & Multicultural Affairs; and Branir Pty Ltd v Owston Nominees (No 2) Pty Ltd (2001) 117 FCR 424 at [20]-[24] and [38].
47. In Coulton v Holcombe (1986) 162 CLR 1, Gibbs CJ, Wilson, Brennan and Dawson JJ observed, in their joint judgment, at 7:
It is fundamental to the due administration of justice that the substantial issues between the parties are ordinarily settled at the trial. If it were not so the main arena for the settlement of disputes would move from the court of first instance to the appellate court, tending to reduce the proceedings in the former court to little more than a preliminary skirmish.
48. The practice of raising arguments for the first time before the Full Court has been particularly prevalent in appeals relating to migration matters. The Court may grant leave if some point that was not taken below, but which clearly has merit, is advanced, and there is no real prejudice to the respondent in permitting it to be agitated. Where, however, there is no adequate explanation for the failure to take the point, and it seems to be of doubtful merit, leave should generally be refused.
See also Iyer v Minister for Immigration & Multicultural Affairs [2000] FCA 1788 (Iyer) at [22]-[24] (the Court).
22 After considering these authorities, Madgwick J in NAJT v Minister for Immigration and Multicultural and Indigenous Affairs [2005] FCAFC 134; (2005) 147 FCR 51 (with whose reasons Conti J agreed) explained that:
165. It is no accident that the 'practice' spoken of in VUAX has often occurred in migration matters. Especially is this so in relation to cases concerning claims to refugee status. In the High Court and in this Court, judges have shown, as was recognized in Iyer, that they are acutely aware of what may be at stake if the claims made are genuine. There is no longer a general system of legal aid for poor applicants, as many of them in such cases are, who are independently assessed as having reasonably arguable cases. Often, unrepresented applicants who appear to be decent, genuine but impecunious people are reduced to floundering in complete incomprehension of the prevailing system of judicial review or the dangerous partial comprehension of those with a little knowledge of that system. Unsurprisingly, Full Courts have been slower in such cases to assert the primacy of finality of litigation considerations than in many cases where the risk of very serious personal harm is not involved. In saying this, I do not lose sight of the fact that, to degrees which may vary from place to place and time to time, there is a proportion of refugee claims which are simply legally unwarranted, and cynical attempts to subvert this country's immigration system. Even the cynic, however, has a right to lawful treatment. In many areas of the law it is sometimes necessary, for the sake of the truly deserving, to accord concessions also to those ultimately shown to be undeserving.
166. Thus, relevant questions include:
1) Do the new legal arguments have a reasonable prospect of success?
2) Is there an acceptable explanation of why they were not raised below?
3) How much dislocation to the Court and efficient use of judicial sitting time is really involved?
4) What is at stake in the case for the appellant?
5) Will the resolution of the issues raised have any importance beyond the case at hand?
6) Is there any actual prejudice, not viewing the notion of prejudice narrowly, to the respondent?
7) If so, can it be justly and practicably cured?
8) If not, where, in all the circumstances, do the interests of justice lie?
23 Applying these principles, I consider that it is in the interests of justice to grant leave. In reaching this view I have given particular weight to the following considerations:
(1) the seriousness of the consequences for the appellants as asylum seekers depending upon the outcome of the appeal, including the consequences for the children who are all minors and have all spent the majority (and in the fourth appellant's case, all) of their lives in Australia;
(2) the fact that from an impressionist perspective (and with the benefit of clarification of the ground at the commencement of the appellant's oral submissions), I do not consider that the ground lacks any merit;
(3) the Minister did not contend that he would suffer any particular prejudice if leave were granted; and
(4) the parties had addressed the grounds already (albeit briefly) in written submissions filed in advance of the hearing.