The Tribunal's decision
10 The Tribunal identified one of the issues before it as whether the appellant met the complementary protection criteria in the Act. It expressly referred to its obligation to take account of the PAM3 guidelines and any country information assessment prepared by the Department of Foreign Affairs and Trade (DFAT) expressly for protection status determinations, to the extent that those were relevant to the decision under consideration. The Tribunal said at [22] that it had had regard to the PAM3 guidelines, among other material available to it from a wide range of sources.
11 The subject matter of the application to the trial judge and of this appeal concerned the Tribunal's consideration of the appellant's claims to protection as a failed asylum seeker who would be forced to return to Sri Lanka, having departed that country illegally.
12 The Tribunal considered those circumstances in its reasons under the headings, "Failed asylum seeker and forced returnee" and "Illegal departure". It set out in detail country information concerning the treatment of persons who fell within those descriptions, and sequentially found that Australia owed the appellant no protection obligations under ss 36(2)(a) or 36(2)(aa).
13 In considering the appellant's claims to protection by reason of his illegal departure from Sri Lanka, the Tribunal proceeded on the basis of his clearly articulated claim made on 24 March 2015 in submissions by his solicitor migration agent after the hearing on 9 March 2015. Those submissions included the following statement in a 23-page letter that followed a pre-hearing submission of 32 pages:
'Appropriate and Adapted towards a Legitimate Objective'
62. Similarly the I&E Act cannot be considered to be appropriate and adapted towards achieving a legitimate objective. By law, convicted returnees are liable for up to five years in prison or a fine of up to 200,000 Sri Lankan rupees ('SLR') [Immigrants and Emigrants Act, available at: http://hrcsl.lk/PFF/Library_Domestic_Laws/Legislations_related%20_to_Migrants_Workers/1948%20No%2020%20Immigrants%20and%20emmigrants.pdf accessed 3 December 2014]. In practice, convicted returnees generally receive fines [DFAT Country Report - Sri Lanka, Department of Foreign Affairs and Trade, 3 October 2014]. (emphasis added; material in footnotes inserted in square brackets)
14 The submissions continued by referring to the range of fines and then discussed whether time spent on remand could constitute serious or significant harm for the purposes of both the Refugees Convention and, relevantly, s 36(2A)(e). The submissions argued that the appellant's detention, whilst on remand awaiting bail and any other period of detention that he would experience, would constitute a threat to his "liberty and subsequently serious harm and persecution".
15 The appellant's submissions filed before the Tribunal hearing had argued that there was a real risk of significant harm were the appellant forceably removed back to Sri Lanka. The submissions set out Arts 34 and 35 of the Immigrants and Emigrants Act 1949. Those provisions relevantly prohibited a person from leaving Sri Lanka from any place, other than an approved port of departure, and if the person were a citizen of Sri Lanka, from leaving unless he or she had in his or her possession a Sri Lankan passport.
16 The submission argued that a violation of Arts 34 and 35 attracted mandatory fines and imprisonment pursuant to Art 45(1)(b), which was in the following terms:
(1) Any person who …
(b) leaves Sri Lanka in contravention of any provision of this Act …
shall be guilty of an offence under this Act and shall on conviction be liable in the case of an offence under … paragraph (b) …to imprisonment of either description for a term not less than one year and not more than five years and to a fine not less than fifty thousand rupees and not more than two hundred thousand rupee (emphasis added)
17 The appellant's submission continued that, given that he had departed Sri Lanka illegally, without his passport, he had contravened both Arts 34 and 35 and was "liable for prosecution in accordance with Art 45(1)(b). The submission argued that "in the process of prosecution the applicant will be detained by security forces which will lead to significant harm". It then set out citations from a decision of the United Kingdom Upper Tribunal (Immigration and Asylum Chamber) in support of the argument that a person detained by the Sri Lankan security services faced a real risk of ill-treatment or harm requiring international protection. The submission contended that there were credible reports of the prevalence of torture and other cruel, inhuman or degrading treatment of suspects in police custody in Sri Lanka.
18 Suffice to say that the Tribunal rejected the appellant's earlier claims made under that rubric. It found that he would not be detained by security forces for more than a relatively brief period upon arrival. It rejected the appellant's claim to protection based on his illegal departure and found that he was a person of no interest to the security forces of Sri Lanka, but rather was simply in the position of an ordinary Sri Lankan who was an illegal departee.
19 The Tribunal expressly acknowledged that in making its decision it had considered the country information from the appellant's solicitor migration agents both at the hearing and outlined in their written submissions. It referred to the then recent information from DFAT that appeared to be consistent with reporting from other governments, to whom it referred, and noted that in summary:
… under standardised procedures introduced in November 2012 which apply to all cases, regardless of a person's ethnicity or the circumstances in which they left the country, returnees are routinely interviewed at the airport on arrival by the Immigration and Emigration Department, the State Intelligence Service and the airport Criminal Investigation Department. These processes involve police and security clearances, including checks with the person's local police station and may take some hours.
20 It then relevantly set out what DFAT had outlined, in its then recent report of 16 February 2015, as the following procedures:
Most Sri Lankan returnees from Australia are questioned by police on return and, where an illegal departure from Sri Lanka is suspected, are charged under the I&E Act. DFAT understands that in most cases, these individuals have been arrested by the police at Colombo international airport. As part of this process, most returnees will have their fingerprints taken and be photographed. They are transported by police to the Magistrates Court in Negombo at the first available opportunity after investigations are completed, when custody and responsibility for the individual shifts to the courts or prison services. The Court makes a determination as to the next steps for each individual. Those arrested can remain in police custody at the CID Airport Office for up to 24 hours. Should a magistrate not be available before this time-for example, because of a weekend or public holiday-those charged are held at the nearby Negombo Prison.
DFAT was informed in March 2014 by Sri Lanka's Attorney-General's Department, which is responsible for the conduct of prosecutions, that no returnee who was just a passenger on a people smuggling venture has been given a custodial sentence for departing Sri Lanka illegally but fines have been issued to act as a deterrent towards joining boat ventures in the future. The Magistrates Court in Colombo typically levies fines of around 5,000 Sri Lankan Rupees (around AUD 40) for persons attempting to depart Sri Lanka irregularly on boats. However, in Negombo, the magistrate, who handles a large number of these cases, typically levies fines of around 50,000 Sri Lankan Rupees (around AUD 400) to act as a deterrent. In most cases, returnees have been granted bail on personal recognisance immediately by the magistrate, with the requirement for a family member to act as guarantor. Sometimes returnees then need to wait until a family member comes to court to collect them.
DFAT has been advised that no returnees from Australia to Sri Lanka have been charged under the PTA. While credible, DFAT cannot verify this claim. (emphasis added)
21 The Tribunal then summarised its understanding of those Sri Lankan procedures. It found that returnees who were believed to have left the country illegally were arrested at the airport and brought before a court to apply for bail and that bail was routinely given on the accused's own recognisance, although a family member might also be required to provide security. It found that if the returnee's arrival occurred over a weekend or on a public holiday, he or she would be placed in the remand section of Negombo prison and could remain there for some days until a bail hearing was available. The Tribunal accepted country information that conditions for persons held on remand could be "poor due to overcrowding and unsanitary conditions".
22 The Tribunal found that the appellant would not be singled out or treated any differently because he left Sri Lanka illegally and, indeed, that he would be treated in the ordinary way described in the DFAT information. It was not satisfied that any problems that the appellant might face as a result of questioning, being charged, or held, cramped, uncomfortable and unsanitary conditions while on remand or being fined, were aimed at the appellant for any Convention reason, but were circumstances that would apply to the general population in Sri Lanka. It found that any questioning, arrest or remand in poor conditions would not amount to systematic or discriminatory conduct within the meaning of that term in s 91R(1)(c) of the Act.
23 The Tribunal was not satisfied that treatment faced by Tamil returnees who had departed Sri Lanka illegally amounted to serious harm for the purposes of the Refugees Convention. It said that it had considered the information provided by the appellant's representatives in that regard and, for similar reasons as it had already given, rejected his claims. It then said that having considered relevant country information it was satisfied that the Immigrants and Emigrants Act was a law of general application that was appropriate and adapted to meet a legitimate national interest in regulating the movement of persons across the country's borders ([115]-[116]) and:
On the basis of that information I am satisfied that the sections of the Act which provides penalties including fines and imprisonment for the offence of leaving Sri Lanka other than through an official port, and which involve suspects being arrested and possibly held in remand awaiting a bail hearing, are not enforced selectively or in an arbitrary or discriminatory way on the basis of a Convention reason or any other reason, but are instead applied to all Sri Lankans, regardless of their race or other personal circumstances.
Further, on the basis of the available information concerning the enforcement of this law I am not satisfied there is a real chance that on return to Sri Lanka the applicant would face more than questioning at the airport on arrival, arrest and detention for a relatively brief period in possibly cramped and unsanitary conditions while on remand awaiting a bail hearing or being subsequently fined an essentially moderate sum if convicted. I am not satisfied that he would face a term of imprisonment on conviction. I find that this treatment, including such a period of detention on remand, would reflect no more than the non-discriminatory enforcement of a law of general application. I do not accept that it would constitute systematic and discriminatory conduct. (emphasis added)
24 The Tribunal concluded that no protection obligations arose in respect of illegal departees under the Refugees Convention. It then turned to the issue of complementary protection on this issue. It set out a summary of the appellant's submissions and said ([118]):
With regard to complementary protection, contrary to the applicant's submission that he will be face the harm claimed during detention, the Tribunal notes that despite large numbers of reported involuntary returnees to Sri Lanka, including Tamil males from Australia and those who departed Sri Lanka illegally by boat, and high level media interest in such persons, there has been no reporting of such persons suffering torture, arbitrary deprivation of life, or intentional mistreatment involving torture or cruel or inhuman treatment or punishment or the extreme humiliation required for an act or omission to be degrading treatment or punishment amounting to significant harm as contemplated by s.36(2A). The Department of Foreign Affairs and Trade has also advised that allegations of mistreatment of returnees have not been substantiated and it has said that it is not aware of allegations of mistreatment of returnees while on remand.[ DFAT Country Information Report No. 12/67, dated 29 November 2012, CX299951; DFAT, Sri Lanka: RRT Country Information Request- LKA41955, 28 March 2013, CX305410]. Having regard to all the evidence, including the DFAT advice, the Tribunal does not accept that there are substantial grounds for believing that, as a necessary and foreseeable consequence of the applicant being removed from Australia to Sri Lanka, there is a real risk that he will suffer significant harm or specifically that he will be arbitrarily deprived of his life, that a death penalty will be carried out on him, that the applicant will experience torture, cruel or inhuman treatment or punishment or degrading treatment or punishment during any period which he may spend in gaol on remand. (emphasis added)
25 The Tribunal accepted, on the basis of the country information available to it, that the appellant "may be remanded" in cramped and uncomfortable conditions, but it did not accept that spending up to a fortnight in such conditions would amount to "significant harm", as defined in s 36(2A), or that that treatment was intentional, as required in the definition of degrading treatment or punishment in s 5(1) of the Act. It found, correctly in my opinion, that in order to amount to degrading treatment or punishment, the act or omission feared had to be "intended to cause" extreme humiliation. It found that mere negligence or indifference was not sufficient and that an actual intention to inflict pain and suffering or cause extreme humiliation was required so as to amount to degrading treatment or punishment. It referred in that regard to the decision of Yates J in SZSPE v Minister for Immigration and Border Protection [2014] FCA 267.
26 The Tribunal did not accept that, on the evidence before it, the pain and suffering caused by the overcrowding and other problems in prisons, or while the appellant would be on remand, in Sri Lanka was intentionally inflicted on prisoners, as required by the definition in the Act of "cruel or inhuman treatment", or that overcrowding or other problems were intended to cause extreme humiliation, as required by the definition of "degrading treatment or punishment". Accordingly, it found that there was no real risk that the appellant would suffer significant harm, within the meaning of s 36(2A) as a consequence of the poor conditions in prison due to overcrowding, during any period which he might spend on remand, or for any other reason or reasons and, accordingly, concluded that he was not entitled to protection under s 36(2)(aa).