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[1999] HCA 35
High Court of Australia
1998-07-06
Gleeson CJ, Hayne JJ, Finkelstein JJ, Moore J
Original judgment source is linked above.
High Court of Australia Gleeson CJ McHugh, Gummow, Kirby and Hayne JJ Attorney-General (Cth) v Oates [1999] HCA 35
The Court published the following written reasons for judgment: -
23 June 1999 Gleeson CJ, McHugh, Gummow, Kirby and Hayne JJ
The Court delivered judgment allowing the appeal with costs and setting aside the orders and declaration of the Full Federal Court of Australia made 6 July 1998 and in place thereof ordering that the appeal to the Full Court be dismissed with costs, stating that reasons would be published presently.
5 August 1999 Gleeson CJ, McHugh, Gummow, Kirby and Hayne JJ
Despite anything in any other law, proceedings for an offence against this Law may be instituted within the period of 5 years after the act or omission alleged to constitute the offence or, with the Minister's consent, at any later time.
Section 91(3) of the WA Corporations Act states:
The Commonwealth Minister has, in respect of the prosecution of offences against the co-operative scheme laws, the same functions and powers as he or she has in respect of the prosecution of offences against a national scheme law of this jurisdiction.
The expression a "national scheme law of this jurisdiction" is defined in s 3(1) of the WA Corporations Act so as to include the WA Corporations Act itself and "the Corporations Law of Western Australia". That term in turn is defined in s 3(1) as meaning "the provisions applying by reason of section 7". Section 7 of the WA Corporations Act applies, as a law of Western Australia, the Corporations Law set out in s 82 of the Corporations Act 1989 Cth (the Commonwealth Corporations Act). By these means, s 1316 of the statute enacted by the Commonwealth and identified as "the Corporations Law" became, from 1 January 1991, notionally re-enacted as a law of the State of Western Australia.
Section 91(3) of the WA Corporations Act uses the term "Commonwealth Minister" and, by s 3(1) of the WA Corporations Act, this has the meaning given to "the Minister" by s 80A(2) of the Corporations Law. Section 80A(2) had been inserted, with effect from 18 December 1990, by the Corporations Legislation Amendment Act 1990 Cth (Sch 1). It states that, where a provision of the Corporations Law refers to a Minister, using that term without specifying which Minister is referred to, the expression means:
(a) if, for the time being, 2 or more Ministers administer the Corporations Act 1989 - any one of those Ministers; or
(b) otherwise - the Minister for the time being administering that Act.
The term "Minister" as used in s 80A(2) is defined by sub-s (1) of that provision so as to mean "one of the Queen's Ministers of State for the Commonwealth and, in relation to any particular Minister, includes any other Minister or member of the Executive Council for the time being acting for or on behalf of that Minister". The Administrative Arrangements Order in force on 5 January 1995, when the then Minister for Justice gave the consent to which reference has been made, provided that the Commonwealth Corporations Act was administered by the Minister who administered the Attorney-General's Department. At that time, the Ministers of State who administered that Department were the Attorney-General, the Minister for Justice and the Minister for Consumer Affairs [13] . 1. The Administrative Arrangements Order appeared in the Commonwealth of Australia Gazette, S199, 6 June 1994.
The effect of s 91(3) of the WA Corporations Act, the text of which is set out earlier in these reasons, is, by force of State law, to repose certain functions in Ministers of the Commonwealth. In Byrne v Garrisson [14] , Gowans J considered a provision in similar terms found in s 265(1) of the Companies Act 1958 Vict (the 1958 Victorian Act). His Honour said that he was [15] :
not at all satisfied that it is necessary to find power and authority conferred by statute on the Attorney-General. His consent is made a condition of the valid institution of proceedings. In giving it or withholding it he performs a ministerial function. Its exercise will determine the validity or otherwise of proceedings taken. But I doubt whether he needs any power conferred by the legislature to give his consent. To the same effect, in the context of the power conferred on the Minister by s 6A(1) of the Migration Act 1958 Cth, are the observations of Gibbs CJ in Minister for Immigration and Ethnic Affairs v Mayer [16] . His Honour said: The Minister needs no statutory authority to execute an instrument in writing by which he determines that someone has the status of a refugee The existence of the instrument in writing is an objective fact which, if the person in question is the holder of a temporary entry permit which is in force, will satisfy condition (c) of s 6A(1). However, the preferable approach is to construe the provision in question as impliedly conferring upon the Minister statutory authority to make the determination or give the consent which satisfies a condition imposed by the statute. That was the interpretation of s 6A(1)(c) given by Mason, Deane and Dawson JJ in Mayer [17] , and we would apply it to s 1316. Indeed, as will now appear, the Commonwealth law, which is part of the legislative arrangements, relevantly proceeds on the footing that it is s 1316 itself which is expressed to confer a power or function on the Minister. To this law we now turn. 1. [1965] VR 523. 2. Byrne v Garrisson [1965] VR 523 at 532. 3. (1985) 157 CLR 290 at 295. 4. (1985) 157 CLR 290 at 301-302. Their Honours' reasoning was followed and applied in Minister for Immigration and Ethnic Affairs v Wu Shan Liang (1996) 185 CLR 259 at 273 and Kruger v The Commonwealth (1997) 190 CLR 1 at 157.
Section 1316 applies in this case as a law of Western Australia. Particular considerations arise where the officer selected by State legislation for the exercise of such a function is a Commonwealth Minister or other officer of the Commonwealth. In such a situation, the co-operative legislation proceeds on the basis that Commonwealth legislation is necessary.
Section 73 of the Commonwealth Corporations Act empowers the Governor-General to make regulations which are necessary or convenient to be prescribed for carrying out or giving effect to that statute. Regulation 3 of the Corporations (Commonwealth Authorities and Officers) Regulations Cth (SR No 457 of 1990) provides that "authorities and officers of the Commonwealth have the functions and powers that are expressed to be conferred on them by or under a corresponding law".
The regulation states that a person will answer the description of "officer of the Commonwealth" if he or she is an "officer of the Commonwealth within the meaning of Part 8 [of the Commonwealth Corporations Act]". Section 38 of the Commonwealth Corporations Act (which is in Pt 8) defines "officer" in relation to the Commonwealth as including "a Minister". The phrase "corresponding law" in reg 3 is to be construed so as to include the WA Corporations Act. The result is, and the contrary has not been suggested, that the Commonwealth has assented to the drawing in of its Ministers for the operation, as part of the law of Western Australia, of such provisions as s 1316 of the Corporations Law.
It is convenient now to turn to what we have identified as the threshold issue, namely the true construction of s 1316 of the Corporations Law. The appellants submit that s 1316 does not after five years confer an immunity from prosecution in respect of indictable as well as summary offences. The appellants fix upon the opening expression "[d]espite anything in any other law" as indicating that the section displaces what otherwise would be obstacles and does so by empowering or authorising the commencement of proceedings which otherwise would be barred by reason of a time limitation imposed by some other statute.
The appellants submit that if the section had been designed to require the written consent of the Minister to all prosecutions instituted more than five years after the alleged offence, whether or not there was any other law imposing a time limitation, there would have been no occasion to include the words "[d]espite anything in any other law". Further, it is said that if the legislature had intended to prohibit the institution of any prosecution more than five years after the commission of the alleged offence, without the Minister's consent, it would have been more appropriate to have used the word "shall" rather than "may" in relation to the first of the alternatives referred to in s 1316. For example, s 163(4) of the Trade Practices Act 1974 Cth provides that certain "[p]roceedings shall not be instituted except with the consent in writing ".
The body of law directly in point here is that of Western Australia. The appellants point to s 51 of the Justices Act. This requires that proceedings for a "simple offence" be instituted within twelve months from the time when the matter of complaint arose. The phrase "simple offence" is defined in s 4 of that statute as an offence punishable by summary conviction and s 20 provides that proceedings for any offence not declared to be treason, felony, a crime or a misdemeanour, and for which no other provision is made, may be heard and determined in a summary manner. Other relevant provision was made by s 35 of the WA Interpretation Code. This provides that an offence against the WA Code that was not punishable by imprisonment or was punishable by imprisonment for a period not exceeding six months was, unless the contrary intention appeared, punishable summarily (s 35(1)). An offence punishable by imprisonment for a period exceeding six months was punishable on indictment (s 35(2)). The offences against the WA Code with which the respondent was charged attract a penalty of imprisonment for five years. That meant that s 35(2) of the WA Interpretation Code applied so as to make the offences punishable on indictment.
That regime was subject to the operation of sub-ss (3) and (4) of s 35. The effect of sub-s (3) was that an offence otherwise punishable on indictment would be punishable summarily if the proceedings were brought in a court of summary jurisdiction and the prosecutor requested the court to hear and determine the proceedings. However, sub-s (4) limited the power of the court of summary jurisdiction so that it might not impose a period of imprisonment exceeding two years in respect of any one offence against the WA Code or impose cumulative periods of imprisonment exceeding in the aggregate five years in respect of offences against the WA Code.
Section 34 of the WA Interpretation Code had made provision in terms resembling s 1316 of the Corporations Law. It stated:
Notwithstanding anything in any other law, proceedings for an offence against a relevant Code may be instituted within the period of 5 years after the act or omission alleged to constitute the offence or, with the consent of the Ministerial Council, at any later time.
Section 3(c) of the WA Interpretation Code provided that for the purposes of that Code, a "relevant Code" included any Code to which the Companies and Securities (Interpretation and Miscellaneous Provisions) (Application of Laws) Act 1981 WA (the WA Application Act) applied by reason of a relevant application provision in an Act. Section 4 of the WA Interpretation Code went on to provide that a provision in an Act was a relevant application provision in relation to a Code if the provision stated that the WA Application Act applied to the Code concerned. Section 4 of the WA Code provided that the WA Code had effect subject to and in accordance with the WA Application Act. Accordingly, s 4 of the WA Code was a relevant application provision, and the WA Code was a "relevant Code" for the purposes of s 34 of the WA Interpretation Code.
The present litigation has proceeded on the footing that s 91(3) of the WA Corporations Act operates to displace s 34 of the WA Interpretation Code in respect of proceedings for offences against the WA Code which had not been instituted before the commencement of the WA Corporations Act. It will be recalled that s 85(2) of the WA Corporations Act provided that a statute such as the WA Code did not operate after 1 January 1991 if it was inconsistent with a provision of the new national scheme, such as s 91(3) of the WA Corporations Act [18] .
In Western Australia, before the enactment of s 34 of the WA Interpretation Code, provision had been made by s 381(2) of the Companies Act 1961 WA (the 1961 WA Act). This had stated:
Notwithstanding anything in any Act proceedings for any offence against this Act may be brought within the period of three years after the commission of the alleged offence or, with the consent of the Minister, at any later time.
Section 381(2) of the 1961 WA Act mirrored sub-s (2) inserted in s 383 of the Companies Act 1938 Vict by s 17 of the Companies Act 1955 Vict [21] . This change had followed the acceptance of a recommendation by the Statute Law Revision Committee (Vict). The Committee had recommended as follows [22] :
Consideration was given by the Committee to a proposal that all offences under the Companies Acts should be indictable offences but this would have the disadvantage of rendering indictable a number of minor offences which could more conveniently be dealt with summarily.
(a) that, notwithstanding the general provision in the Companies Act 1938 relating to summary offences, any offence under the Act be prosecutable within three years after its commission; and
(b) that power be given to the Attorney-General to authorize prosecution after a period of three years has elapsed from the commission of an offence if he is satisfied that the investigation into the company could not be properly completed within that period and that no injustice will be done by prosecution after that time.
In introducing the Bill for the amendment to s 383, the Attorney-General had referred to the recommendations of the Committee and said that what was then cl 18 gave effect to par 45 of the Committee's Report. The Attorney-General continued [23] : Section 210 of the Justices Act 1928 provides that summary offences shall be triable only within one year after they have been committed, unless otherwise specially provided in any case. In the case of offences under the Companies Act it is often impossible to obtain the information within that time. Indeed, often the fact that an offence has been committed is not readily ascertainable within one year after the commission of the offence. Accordingly, it is proposed to extend the period in which proceedings may be brought for offences against the Act from one year to three years after the commission of the offence, and to provide further that with the consent of the Attorney-General, prosecutions may be brought at any later time. 1. The Companies Act 1938 Vict as so amended was repealed by s 2 of the 1958 Victorian Act which, in turn, was replaced by the Companies Act 1961 Vict. This contained, in s 381(2), a provision in the terms of s 381(2) of the 1961 WA Act. 2. Report on Amendments of the Statute Law to deal with Fraudulent Practices by Persons Interested in the Promotion and/or Direction of Companies and by Firms, (1954) at p 19. 3. Victoria, Legislative Assembly, Parliamentary Debates (Hansard), 19 October 1955, p 1104.
Earlier provision to deal with the mischief addressed by the Attorney-General in the above passage had been made in the Companies Act 1948 UK. Special provision as to summary proceedings was enacted in s 442. Sub-sections (1) and (2) thereof stated:
(1) All offences under this Act made punishable by any fine may be prosecuted under the Summary Jurisdiction Acts, and proceedings under those Acts in respect of any such offence may, notwithstanding anything to the contrary therein, be taken by the Director of Public Prosecutions or by the Board of Trade at any time within twelve months from the date on which evidence sufficient in the opinion of the Director or the Board, as the case may be, to justify the proceedings comes to his or their knowledge:
Provided that proceedings shall not be so taken more than three years after the commission of the offence.
(2) For the purposes of the foregoing subsection, a certificate of the Director of Public Prosecutions or the Board of Trade as to the date on which such evidence as aforesaid came to his or their knowledge shall be conclusive evidence thereof.
Section 11 of the Summary Jurisdiction Act 1848 UK had fixed a period of six months from the commission of the offence as the time within which summary proceedings had to be brought. The enactment of s 442 implemented a recommendation in the Report of the Committee on Company Law Amendment (the Cohen Committee) which had reported in 1945 (Cmd 6659). In par 168, after referring to s 11 of the 1848 statute, the Committee had said:
This provision has led to no prosecution being instituted in many cases, for example, where the offence does not come to light until the company has been wound up and where prosecution by indictment is not suitable owing to the relative smallness of the offence. As regards bankruptcy offences, s 164(2) of the Bankruptcy Act provides that summary proceedings shall not be instituted after one year from the first discovery thereof either by the official receiver or by the trustee in the bankruptcy, or, in the case of proceedings instituted by a creditor, by the creditor, nor in any case shall they be instituted after three years from the commission of the offence. We recommend that a similar provision should be inserted in the Companies Act so that summary proceedings would be capable of being instituted within one year of discovery by the Registrar of Companies, or, if the company is in liquidation, by the liquidator, provided that not more than three years has elapsed from the commission of the offence.
There is nothing which detracts from the significance to be attached to this well established pattern of legislation by the use in s 1316 of "despite" rather than, as in the earlier statutes, "notwithstanding". The word "notwithstanding" is given as a synonym for "despite" in the Oxford English Dictionary [24] .
Attorney-General (Cth)
Oates
(1998) 84 FCR 348
(1998) 81 FCR 296
(1984) 154 CLR 579
(1989) 168 CLR 23
(1985) 157 CLR 290
(1996) 185 CLR 259
(1997) 190 CLR 1
(1996) 185 CLR 595
(1981) 148 CLR 1
(1985) 157 CLR 309
(1997) 187 CLR 384
(1997) 191 CLR 85