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[1999] VSC 30
Supreme Court of Victoria
1999-02-23
Eames J
Original judgment source is linked above.
"The magistrate was to my mind very properly concerned that an applicant who comes before the court, particularly an applicant who is outside its territorial jurisdiction, should not be shut out from approaching the court for justice which the court will dispense. But, at the same time she was properly conscious of the fact that an applicant should not use this right unnecessarily to harass a defendant. So the case before her, it seems to me that she was quite entitled to form the view that, if the application were unsuccessful and if an order were thereafter made against Mr Kay, he would not have paid that order. In those circumstances it is not possible for me to say that her discretion miscarried in seeking to prevent that occurrence on this, the fourth occasion the matter was before the Magistrates' Court. Accordingly, I find no fault in paragraph 1 of her order."
(d) The fourth proceeding by originating motion
95 An examination of the originating motion and the affidavit filed in its support demonstrates that Mr Kay was endeavouring to argue on his appeal to Judge Wodak (and sought to argue pursuant to the originating motion) that the original intervention order was invalid, and had been obtained by "legal tactics, lies and blatant perjury", and had been supported by a conspiracy involving police, who made false arrests of Mr Kay for alleged breaches of the order. Counsel for the Attorney submitted that the material filed with this originating motion demonstrated that the defendant is obsessed with the litigation and simply wishes to re-litigate earlier decisions, notwithstanding orders that have been made, on appeal, confirming the order.
96 The errors of law identified in the originating motion, are, for the most part, nothing more than a recitation of facts, and arguments on questions of fact, advanced by Mr Kay, but they do amount to a complaint of bias against Judge Wodak. In effect, the proceedings asserted that Mr Kay had been forced to withdraw the proceedings before Judge Wodak because his Honour had been biased against him, and had indicated that he would make evidentiary rulings which displeased Mr Kay. In the supporting affidavit Mr Kay separately complained about the conduct of the magistrate whose orders he was attempting to overturn. Thus, he complained that Magistrate Rodda was biased in the hearing because it had been reported to him by police that Mr Kay had threatened Mrs Kay with an incident such as the Port Arthur massacre, an allegation which Mr Kay strongly denied. He claimed that Magistrate Rodda had refused to regard as relevant, and a precedent, the fact that a previous breach of an intervention order had been set aside on appeal to the County Court on a hearing by Judge Kelly on 20 November 1995.
97 The originating motion was poorly pleaded and was couched in argumentative terms. Counsel for the Attorney suggested that the terms were contemptuous, but having regard to other material emanating from Mr Kay the documents are positively respectful. I think it likely that Mr Kay was not intending these documents to be scandalous. He proclaims "conspiracy" and declares that there has been "considerable malice against him by the judiciary" because that is what he genuinely believes to be the case, the possibility that his perception of events might be distorted not being one to which he gives any weight.
98 The pleadings were plainly deficient, but one should be slow to conclude that deficiencies in the pleadings of an unrepresented party thereby constitute vexatious litigation. It is increasingly common for litigants to appear unrepresented in the courts, including the Supreme Court. Inevitably, the pleadings drawn by unrepresented parties are deficient for one reason or another. Because the litigant is often incapable of objectivity, the manner in which the pleading is expressed is sometimes offensive. But it is not offensive, per se, for a litigant to claim that he or she has been the victim of judicial bias, or to have been treated unfairly by the courts. Such complaints, when made, are dealt with by appellate courts on their merits.
99 The mere fact that Mr Kay withdrew the originating motion is not sufficient to demonstrate that the proceeding was vexatious. Mr Kay was attempting to overturn a criminal conviction. His decision to abandon the appeal before Judge Wodak proved to have been very unwise, as he left himself without remedy. Those are the sort of errors which unrepresented people are prone to make. But the question whether he had been denied procedural fairness before his Honour was never tested, nor, by virtue of the withdrawal of his appeal before Judge Wodak, was the validity of his conviction tested. I am not presuming that there was any justification for Mr Kay's complaint of bias against Judge Wodak, but likewise there is no basis for assuming that there was none. The issue was never litigated. If his complaint was to have been properly tested then proceedings by way of originating motion, properly pleaded, would have been entirely appropriate.
100 The Court must be careful to ensure that Mr Kay is not being doubly penalised by virtue of the fact that he was not represented by counsel. His unrepresented status undoubtedly was a factor leading to the apparent warning from the judge that his conduct bordered on contempt of court, but, additionally, having suffered in that way because he was unrepresented, his decision to abandon the appeal was one which would probably not have been taken had he been represented.
101 This proceeding can not be viewed in isolation, but has to be assessed in the light of the totality of litigation initiated by Mr Kay. Viewed in that way, it clearly suggests that Mr Kay had by this time become so imbued with a sense of injustice and anger against the court system that it was increasingly likely that any further litigation initiated by him, without benefit of counsel or solicitor, would be vexatious, and would simply seek to re-litigate the facts behind the orders made years earlier. In itself, however, I would not regard this litigation as having been shown to be, vexatious.
In my opinion, it is appropriate that I should act upon the findings both of Master Wheeler and of Beach J. that this proceeding was an abuse of process. That conclusion was reviewed by the Court of Appeal and upheld on 6 December 1996 (per Hayne and Callaway JJ.A).
(e) Actions against Glovers and against Hardy & Co
(f) Action against Hunt, McCullough, Kollias & Co
"In addition to that the plaintiff, by his behaviour in court and his submissions, wants to use this proceeding to highlight inadequacies in procedures and orders of the Family Court, to force various Attorneys-General to give him statistics about molestation of children who have been deprived of contact with their fathers with a view to ultimately persuade the Queen and/or the United Nations to take some action to remedy the injustice as he sees it of being deprived access to his children. The statement of claim is so defective that it must be struck out. I am not prepared to permit any further application by Mr Kay in respect of a further statement of claim. (I accept that Mr Kay's feelings and desires to see his children are quite genuine.)"
"It seems to me that litigation may properly be regarded as vexatious for present purposes on either objective or subjective grounds. I believe that the test may be expressed in the following terms: `1. Proceedings are vexatious if they are instituted with the intention of annoying or embarrassing the person against whom they are brought. 2. They are vexatious if they are brought for collateral purposes, and not for the purpose of having the court adjudicate on the issues to which they give rise. 3. They are also properly to be regarded as vexatious if, irrespective of the motive of the litigant, they are so obviously untenable or manifestly groundless as to be utterly hopeless..."
"The question is not whether legal proceedings have been instituted vexatiously but whether the legal proceedings are in fact vexatious."
"That question is one for the court to decide on the facts; it is not decided by reference to whether the person against whom an order is sought was acting maliciously or in bad faith. So, in deciding the present application, it is not to the point that Mr Skyring may believe and believe strongly in his view of section 115 of the constitution and the associated points he wishes to agitate."
"In the case before me the plaintiff led no evidence of any subjectively malicious motive on the part of Lindsay in bringing the proceedings. Accordingly, proof that the various proceedings relied upon were or are `vexatious' depends upon whether or not those proceedings disclosed any reasonable cause of action or basis or, to the contrary, were hopeless. I have already found in respect of the proceedings to which I have referred that they did not disclose any reasonable cause of action and indeed were effectively hopeless. As I have already stated, Lindsay's subjective belief as to the reasonable basis of the legal proceedings he has brought, and to which I have referred, is not relevant in the determination of whether the elements of s. 21 have been satisfied. Accordingly, I am satisfied that each proceeding which I have found to be vexatious has been brought without any reasonable grounds."
"On first impression these words clearly imply more than great frequency. `Habitually' suggests that the institution of such proceedings occurs as a matter of course, or almost automatically, when the appropriate conditions (whatever they may be) exist; `persistently' suggest determination and continuing in the face of difficulty or opposition, with a degree of stubbornness."
"It is always necessary to keep open the possibility, particularly where a person is not legally represented, that there might be, in the issues which he or she wishes to litigate, some question of substance hidden amongst all the words. It is a serious matter to prevent a person prosecuting a contention before a court of law and of justice. However, as I explained to the applicant, courts for a very long time have needed, and asserted, a power to prevent their time being occupied by proceedings which are, in a legal sense, an abuse of process or in respect of which there is no prima facie ground for prosecuting the point."
"Rowlands J. accepted that Mr Kay loved his children and dearly wished to see a lot of them. I have seen happy family photographs when the children were babies and toddlers and have read affidavits from friends and acquaintances of the father who described his relationship with the children in years gone by in favourable terms. The expert evidence before me has supported the view that Mr Kay's expressed desire to be reunited with his family is genuine. I accept that and understand the frustration that Mr Kay has felt in not being able to lead an active role in the children's lives. However, he was in this regard thrown a perfectly appropriate `life line' by his Honour's outlining the sort of preparation that was required in order for access to recommence. His Honour's view was clearly that Mr Kay's anger went beyond being a logical effect of having been deprived of his children. Indeed, it had become a significant cause of that deprivation. Several interlocutory orders have been directed towards Mr Kay's anger management since the last hearing. Such counselling as there has been in this regard has been notable for its lack of success."
"It is fair to note that Mr Kay argues that he is angry, but that is because he cannot see his children. His view is that rather than treatment, he needs only an active daily role in the children's lives for his anger to vanish. Rowlands J. clearly rejected that view, as have the experts in their evidence before me. Sadly, Mr Kay's anger has reached such proportions that it is contributing towards the deprivation from which he says it derives. The expert witnesses agree, and I accept, that until he can see the problem he cannot receive useful treatment. Even more sadly, until he avails himself of such assistance he cannot be the `access' or `shared custody' parent that he would like."
Mr Kay considers that he has been the victim of what amounts to a conspiracy by lawyers, judges, politicians, police officers and others, to misuse the processes of the law so as to deny him his right as a father to participate in the lives of his children. Those views are demonstrably wrong, but no doubt sincerely held. He rages at what he regards as manifest injustice. He is not a man given to self doubt, and is quite incapable of objectively assessing facts. He seems reluctant to view compromise as other than weakness, or to recognise when the time has come to abandon a hopeless position. As an advocate in his own cause he is quite hopeless. The frequent excesses of language, the loud exchanges, the refusal to address unpalatable facts - which are frequent features of his conduct of proceedings - coupled with his lack of legal training, combine to make it almost impossible for him to personally present his case, adequately, to the court. The duration of the hearing before me was substantially increased by virtue of the fact that Mr Kay was unrepresented, and that has no doubt been so in all instances where he has appeared unrepresented.
I recognise that there would be many factors which would have to be addressed by Victoria Legal Aid if an application for assistance was made by Mr Kay, but it would be a very regrettable situation if any further application - if leave to proceed be granted by this Court - was argued in person by Mr Kay. Furthermore, the complexity of the history of this matter, and the complicating factors which I have identified above, suggest that adequate representation would require that experienced counsel be engaged, and adequate time for preparation be afforded to that person. It is not that Mr Kay is incapable of restraint. Although Mr Kay was initially aggressive, and his presentation somewhat uncontrolled, when he first appeared before me, his conduct modified significantly as the hearing progressed, but I think it likely that he would be temperamentally incapable of calmly conducting proceedings which involved the cross-examination of witnesses.
"The advantages of representation by counsel are even more clear today that they were in the nineteenth century. It is in the best interests not only of the accused but also of the administration of justice that an accused be so represented, particularly when the offence charged is serious. Lord Devlin (in `The Judge' (1979) p.67) stressed the importance of representation by counsel when he wrote: `Indeed, where there is no legal representation, and save in the exceptional case of the skilled litigant, the adversary system, whether or not it remains in theory, in practice breaks down.' An unrepresented accused is disadvantaged, not merely because almost always he or she has insufficient legal knowledge or skills, but also because an accused in such a position is unable dispassionately to assess and present his or her case in the same manner as counsel for the Crown. The hallowed response that, in cases where the accused is unrepresented, the judge becomes counsel for him or her, extending a `helping hand' to guide the accused throughout the trial so as to ensure that any defence is effectively presented to the jury, is inadequate for the same reason that self-representation is generally inadequate: a trial judge and a defence counsel have such different functions that any attempt by the judge to fulfil the role of the latter is bound to cause problems."
Attorney-General for the State of Victoria
Kay [1999] VSC 30
(1988) 14 NSWLR 481
(1987) 8 NSWLR 667
(1996) 70 ALJR 985
(1992) 177 CLR 292