Consideration
55In my view the real issue to be considered in this case is the meaning of the statutory phrase 'as a direct result' as it appears in section 7 of the old Act.
7 Who is a primary victim?
(1) A primary victim of an act of violence is a person who receives a compensable injury, or dies, as a direct result of that act.
56Putting the reports of Dr 'J.M.' to one side and focusing solely on the reports of Dr 'S.B.' in my view the evidence is somewhat equivocal on this issue. The report of 12 January 2008 as outlined at paragraphs 43 and 44 (above), Dr 'S.B.' opines that ARU suffers Separation Anxiety with comorbid Global Learning Difficulties, confirmed by psychometric assessment and affirmed by his school counsellor. He further opines that ARU's speech problems were the result of the impact on the family unit of matters pertaining to his father's personal and professional situation, as matters deteriorated in respect to a legal inquiry he was assisting. The understandable conditions developed by both parents, who were also highly anxious, vigilant, wary and pre-occupied with their fears impacted on their ability to parent, and this in turn impacted on the development of the children (including ARU).
57Additionally Dr 'S.B.' (the ARW) further reports that: ARU has been subjected to this 'negative influence' since birth but it was 'made worse' when his mother was subjected to a drive by shooting (the act of violence upon which this claim is based), and a marked regression in ARU's state following the attempted abduction of his mother in June 2006 (three and a half years after the nominated act of violence). The ARW concludes that in effect the psychological conditions and general dysfunctional operating of both parents have impacted on the functioning of the children (including ARU). The actual opinion states that: The significant events his parents have been subject to. Appear to be ongoing and has led to a dynamic of PTSD within the family unit, absorbed by ARU and taking the form of significant Separation Anxiety and oppositional behaviour.
58Contrasted with this professional opinion from early 2008 is the supplementary report of February 2010. The 2010 report differs markedly in both its approach and some of the conclusions reached. These changes seem significantly based on the consideration of further material (some of which was available at the time of the earlier assessment but may have not been provided on behalf of ARU), further observations of ARU, and the taking of a further history of ARU from his mother. I accept that approximately 40% of the available material considered by Dr 'S.B.' in his February 2010 assessment post- dates January 2008.
59ARU's mother provides an observation that ARU's trust 'was developing very well up to the time' (of the act of violence) . 'She believes her son's ability to trust was severely compromised from that time'. (ARW Report 5 February 2010 at page 4). However the ARW refers to changes in ARU arising subsequent to the act of violence. 'As mentioned in my report dated 12 January 2008, subsequent events added to the initial problem. That is, as a result of events which impacted on the family as described in my report dated 12 January 2008, (ARU's) lack of trust was reinforced such that he has not been able to develop emotionally, psychologically, or in a learning context.' (ARW Report 5 February 2010 at page 5). (emphasis added).
60There is a clear contradiction in the assertion or implication by the ARW that only subsequent events contributed to the injury. When reading the 2010 report the feeling is that the act of violence was the cause of the behavioural problems / disorders which were added to by subsequent stressors. However the 2008 report paints the picture that ARU's problems began with the deterioration of the functioning of the family unit (especially his father's behaviours) from late 2001. I note that the act of violence occurred in 2003.
61However, in the earlier report from 12 January 2008, the ARW reports that: '(ARU's) early childhood / infancy was satisfactory until (ARU's) father was involved in the (XXX) inquiry into (YYYYY) Council in late 2001, which brought significant changes into the family life.' .... 'As a result of his father's acquired psychiatric state (which remains to this day), (ARU) developed delayed speech difficulties and was mumbling at aged 3. He displayed significant separation anxiety from a young age.' ..... 'There was marked worsening separation anxiety following the drive by shooting, "it's still a problem to this day".' (ARW Report 12 January 2008 at page 2).
62The case of Spruill v Victims Compensation Fund Corporation proceedings No 3159 of 2008 in the District Court of New South Wales (Truss J. Unreported) provides some assistance with the issue of causation, as it applies to the somewhat competing reports of the ARW. At paragraph 28 Her Honour states:
23. The question of causation was also considered in Maguire v VCFC [2002] NSWDC 7 where Judge Finnane was required to address the issue of subsequent injury to an applicant for statutory compensation. The appellant relied on passages on page 6 where His Honour said:
There is no provision in the schedule for reducing or eliminating compensation because of a subsequent injury to the same part of the body. In my opinion what the learned Magistrate is required to do as a matter of law having found there was an act of violence is to consider the question whether the evidence before him satisfies him that the injury received by the appellant was received as a direct result of the act of violence.
28. The appellant's case is that the Chairperson fell into error when he said:
It is clear therefore that the appellant was not severely disabled as a direct result of that act of violence on 20 February 2004...
Because what he was actually saying
... was not severely disabled solely because of that act of violence
and that is not the proper test.
29. If this argument were to be taken to its logical conclusion, once a claimant has established a compensable injury (category 2 psychological / psychiatric disorder) there could be an entitlement to compensation in respect of every act of violence which may have contributed to it, irrespective of its severity and that the contribution of any unrelated subsequent events ought be ignored.
30. In his supplementary report Mr Rolfe acknowledged the cumulative nature of trauma and the fact that a traumatic experience, especially where post-traumatic stress disorder symptoms are established, renders the person more liable to the impact of subsequent trauma which typically maintain and exacerbate post-traumatic stress disorder symptoms.
31. Mr Rolfe explained why he considered the initial assault in February 2004 to have been the greater contributor to the appellant's condition. However, what he does not say is that the appellant is severely disabled as a consequence of his initial assault. There is relevantly only one psychological / psychiatric disorder, which, according to his opinion, was contributed to and exacerbated by the subsequent events.
32. For these reasons I am not persuaded that the Chairperson erred in law. ..
63Whilst this example is not directly on point with some of the opinions given in the February 2010 ARW Report, it does illustrate matters relating to how to approach compensable injury when there are competing stressors. The valid test remains that the finder of fact needs to satisfy themselves as to whether the injury received was as a direct result of the act of violence.
64I find having examined all of the evidence, that ARU's psychological injuries arose predominantly not as a direct result of the act of violence, but as an indirect result of other acts of violence for which ARU has not claimed and is in all probability, not entitled to claim. That is, the weight of cogent evidence is that previous and subsequent events (which could be termed acts of violence against other members of ARU's immediate family), has been the significant contributor to his current psychological / psychiatric state. Coupled with this are other life experiences (including the diagnosed conditions themselves) which have impacted on ARU, and will continue to impact on ARU. The opinion at the conclusion of the 2010 ARW report that 'in all likelihood, (ARU) will remain with chronic psychological and psychiatric symptoms well into adulthood, which will impact on his ability to learn, and limit his ability to train vocationally or be self- sufficient and independent.' (ARW Report 5 February 2010 page 5), illustrates how such symptoms can ordinarily magnify for environmental and other reasons consequential on the deleterious situation such an individual / sufferer finds themselves in.
65On the basis of the 2010 ARW report when contrasted with the 2008 report, I am unable to agree with the finding that appears at the second last paragraph of the 2010 report.
I am of the opinion that on the balance of probabilities, given (ARU) was of such a young age when the drive by shooting occurred, its impact on the most important developmental task of emotional growth and psychological development, i.e. was severe. The relative contribution of the drive by shooting which occurred on 3 January 2003 to (ARU's) current level of disability is at least 85% and the remainder contributed to by any subsequent events which impacted on the family and continued the trauma and fear.
66Based on contrasting the two reports, I am unable to ascertain how the report writer can conclude that the relative contribution of the incident to ARU's current level of disability is at least 85%. The wording of the entire report does not substantiate such a conclusion on any thorough assessment, which would allow me to reach the conclusion that the finder of fact is tasked with determining.
67The case of Makita (Australia) Pty Ltd v Sprowles [2001] NSWCA 305 illustrates how expert evidence must be considered by Courts and Tribunals. At paragraph 85 Heydon J states:
In short, if evidence tendered as expert opinion evidence is to be admissible, it must be agreed or demonstrated that there is a field of "specialised knowledge"; there must be an identified aspect of that field in which the witness demonstrates that by reason of specified training, study or experience, the witness has become an expert; the opinion proffered must be "wholly or substantially based on the witness's expert knowledge"; so far as the opinion is based on facts "observed" by the expert, they must be identified and admissibly proved by the expert, and so far as the opinion is based on "assumed" or "accepted" facts, they must be identified and proved in some other way; it must be established that the facts on which the opinion is based form a proper foundation for it; and the opinion of an expert requires demonstration or examination of the scientific or other intellectual basis of the conclusions reached: that is, the expert's evidence must explain how the field of "specialised knowledge" in which the witness is expert by reason of "training, study or experience", and on which the opinion is "wholly or substantially based", applies to the facts assumed or observed so as to produce the opinion propounded. If all these matters are not made explicit, it is not possible to be sure whether the opinion is based wholly or substantially on the expert's specialised knowledge. If the court cannot be sure of that, the evidence is strictly speaking not admissible, and, so far as it is admissible, of diminished weight. And an attempt to make the basis of the opinion explicit may reveal that it is not based on specialised expert knowledge, but, to use Gleeson CJ's characterisation of the evidence in HG v R [1999] HCA 2; (1999) 197 CLR 414, on "a combination of speculation, inference, personal and second-hand views as to the credibility of the complainant, and a process of reasoning which went well beyond the field of expertise" (at [41]).
(emphasis added).
68Whilst there is some evidence that the act of violence had an impact on ARU's functioning, I am not satisfied on the evidence before me that the impact is the major or significant basis for the claimed compensable injury.
69The case of Buckley v Victims Compensation Fund Corporation (2004) NSWSC 513 at [34], per James J, is authority for the proposition that it is a matter for the Assessor or Tribunal Member to determine whether the "affectation" and "incapacitation" caused by the act of violence amount to a condition that is overall within the meaning of the statutory compound phrase "severely disabling."
In my view, the magistrate's findings of fact clearly amounted to findings that the applicant was seriously affected by the psychological or psychiatric disorder the magistrate found to exist and was incapacitated to a substantial degree in his social, occupational and sexual life. But that does not conclude the matter. It remained for the magistrate to determine whether that serious affectation and substantial incapacitation amounted to a condition that was, overall, within the meaning, as he found it to be, of the statutory compound phrase "severely disabling".
70Whilst the issue of ARU's general level of disability is not in dispute, the issue of whether such a compensable injury arose as a direct result of the act of violence, or due to a matter referred to in Clause 4 of Schedule 1 of the Act, is a finding of fact for the fact finder to make on the available evidence. In this regard I defer to my earlier findings and observations at paragraph 64 above.
71I have carefully considered the provisions of clause 4 of Schedule 1 of the old Act.
4 Reduction of standard amount because of existing condition
If the act of violence results in a compensable injury because of the aggravation, acceleration, exacerbation or deterioration of an existing condition of the eligible victim, the standard amount of compensation for the injury is to be reduced by the proportionate amount that the Tribunal or compensation assessor considers is attributable to the existing condition.
72Whilst there is evidence of an existing condition as referred to in the 2008 Report, in my view whilst the evidence indicates that the act of violence had an impact which may have aggravated exacerbated or accelerated that condition, other significant post act of violence factors (as detailed in the material above) contributed to ARU's development of his condition. Additionally, there is significant evidence that those matters were all as an indirect result, rather than as a direct result.
73I have had regard to the ARU's Solicitors submissions when the matter was last before the Tribunal for a material decision. I see no evidence of other material which would cause me to take a different approach than that of the Magistrate / Tribunal Member at paragraphs 30, 31 and 32 of his decision dated 30 March 2011.
74I make the following orders:
(1)The application is dismissed.
(2)I make an award of costs to ARU in the sum of $500.00 (+GST if applicable)