JESSUP J:
154 This is an application for leave to appeal and, subject to the grant of leave, an appeal from certain orders made on 2 February 2015 by a single Judge of the court in a patent infringement action brought by the respondent, Streetworx Pty Ltd, against the applicant (for leave to appeal), Artcraft Urban Group Pty Ltd, and its general manager, Murray John Saint. In those orders, the primary Judge declared that the applicant had, by exploiting a lighting assembly bearing the model number "AUGT5", infringed Claims 1, 2, 3 and 4 of the respondent's Innovation Patent No 2009101103 ("the Patent"), made a corresponding injunction and dismissed the applicant's, and Mr Saint's, cross-claim challenging the validity of the Patent.
155 The necessity for the grant of leave to appeal arose because the trial before the primary Judge dealt only with what may loosely be described as issues of liability. The other aspects of the case, involving damages or an account of profits, remain to be dealt with. In point of substance, however, the applicant lost the case at first instance, and now seeks to reverse that outcome. Understandably in these circumstances, the respondent offered no resistance to the proposal that leave to appeal should be granted. The proceeding before the Full Court was conducted as an appeal on the merits. I would grant leave to appeal. In my reasons which follow below, I shall refer to Artcraft Urban Group Pty Ltd as "the appellant".
156 The field of technology with which the appeal is concerned is that of assemblies for outdoor overhead lighting in public places, most obviously streets and other thoroughfares, but also paths, parks, industrial sites, and any area in which illumination is required at night. In contemporary times, illumination of such areas is commonly provided by lights fixed to the extremities of poles which are generally vertical in their orientation, but which are curved at their uppermost sections such that beams of light are directed more or less downwards towards the area to be illuminated. At the general level, it will be appreciated that the wiring and operation of such a light requires the presence of components by which the power is brought to the light and the operation of the light controlled, and of a reflector to cause the beams of the light to travel in the desired direction.
157 The specification for the Patent commences by describing the shortcomings in the background art. It is said that, in lighting assemblies of the kind typically found, the chamber enclosing the electrical components was separate from that enclosing the lamp/reflector arrangement. Thus, "the component area may not be locked and could vibrate loose." This separation, and the presence of multiple points of entry, allowed for the ingress of vermin, such as spiders and insects, and exposed the apparatus to environmental hazards, such as water. It is said:
One of the problems with street lights of the prior art is that they are not sufficiently robust to withstand exposure to the external environment (including adverse weather conditions, pollution, sunlight, ingress of insect and other pests and/or their nests/webs etc) or the internal environment created by normal use (such as build up of heat leading to shortened life of components). This leads to parts becoming brittle, corroded or otherwise worn out so that they cease working. This increases the need for servicing and maintenance.
158 The problems of maintaining light assemblies such as those under consideration are referred to. Taking street lights as the exemplar, it is pointed out that, because such lights are serviced "live", linesmen must wear several thick protective gloves which limit their manual dexterity, making even simple manipulations difficult and time consuming. Because of the comparatively small size of the components and their housing, and because linesmen must work at elevated heights, the risk arises that a component may be dropped from a height, thereby causing time to be lost when the linesman goes to retrieve it, and potentially injuring those below.
159 According to this part of the specification, a further problem with street lights in the prior art is the malfunctioning of the photoelectric ("PE") cell. A PE cell is typically present in each individual street light, and controls the activation and deactivation of the lamp based on the ambient light level. "Day burners", lights that emit 24 hours a day, are often caused when PE cells fail to turn off, such as when blocked by something that shuts out the ambient light, shortening the lifespan of the light components and increasing maintenance needs. Alternatively, a PE cell may fail to activate if impinged upon by stray light, such as reflected light or illumination from an adjacent street light.
160 The specification proceeds to lay out a "summary of the invention". The following are given as the objects of the invention:
• An object of the embodiments of the present invention is to reduce the maintenance and servicing required for lighting assemblies.
• A further object of the embodiments of the present invention is to improve the ease and speed with which lighting assemblies can be serviced or maintained.
• It is an object of the embodiments described herein to overcome or alleviate at least one of the above noted drawbacks of related art systems or to at least provide a useful alternative to related art systems.
161 The "first aspect of embodiments" described in the specification is as follows:
… a lighting assembly having a casing comprising a main body defining a port for receiving a mains cable, and a visor, the casing enclosing;
• a reflector assembly for receiving at least one lamp, and
• a termination chamber,
wherein the visor is of unitary construction for covering both the reflector assembly and the termination chamber.
Characteristics of that aspect of the invention which are not presently relevant are then described.
162 The "second aspect of embodiments" described in the specification is as follows:
… a lighting assembly having a casing comprising a main body defining a port for receiving a mains cable, and a polymer visor, the casing enclosing;
• a reflector assembly for receiving at least one lamp, and
• a termination chamber, the termination chamber being at least 20-25% of the volume of the casing,
wherein the visor is of unitary construction and is adapted to cover both the reflector assembly and the termination chamber.
The differences between this aspect and the first aspect are, first, the requirement that the visor be polymer, and secondly, the specification that the size of the termination chamber be no less than a stated percentage of the volume of the whole.
163 The significance of the requirement that the visor be polymer is reflected in the text of the specification which follows, in which it is said that, typically, the lighting assembly, or at least its internal housing structure, is made entirely of non-conducting material such as a polymer to reduce the possibility of live surfaces when a linesman performs maintenance on the light fitting or in the event that the mains cabling becomes unfixed. That is said to provide, essentially, "a double insulating light assembly", and to involve a "non-conductive envelope … for service and maintenance". This envelope is said to comprise "one or a combination of" an entry to the light fixture/assembly, a terminal block, casing, control gear, globe holders, a PE cell receptacle and an earth connector.
164 The significance of the requirement that the size of the termination chamber be no less than a stated percentage of the volume of the entire casing is said to lie in the greater ease of the manual handling of the mains cable, and of the manipulation of other parts and components within the casing such as the PE cell and the terminal block, without the use of tools. The larger volume termination chamber also assists in dissipating heat, thereby reducing operating temperature.
165 Because of its significance in the resolution of the present appeal, I next set out a lengthy passage from the specification, still within the section described as a "summary", which deals with a "third aspect of embodiments" of the invention. The italicised portion is so rendered in these reasons because of its importance in the appellant's case on appeal. In submissions made on its behalf, this portion was referred to as "the page 10 passage" and, for the sake of convenience, I too shall employ that convention.
166 The third aspect is described as follows:
In yet a third aspect of embodiments described herein there is provided a lighting assembly having a casing comprising a main body defining a port for receiving a mains cable, and a visor, the casing enclosing;
• a reflector assembly for receiving at least one lamp, and
• a termination chamber for location of a PE cell,
wherein the visor is of unitary construction for covering both the reflector assembly and the termination chamber, and at least the detector portion of the PE cell is entirely enclosed within the casing.
Lighting assemblies of the prior art typically comprised PE cells seated in the termination chamber, but projecting through an opening in the casing so that at least part of the PE cell is external to the casing. Over time the opening would typically fill with dirt or insect nests, enshrouding the PE cell to block it from the ambient light and cause it to malfunction. Accordingly, inclusion of the PE cell within the casing such that the detector portion of the PE cell is enclosed so as to avoid any opening or breach in the casing proximate the PE cell avoids these problems.
Preferably the components located within the termination chamber as well as the components of the reflector assembly are visible through the visor. For example, this part of the visor may be clear or lightly frosted compared to the remainder of the visor. Similar light fittings of the prior art have included a two part visor - a first part comprising a clear lens for the lamp and a second part comprising an opaque cover for the termination chamber. A preferred embodiment of the present invention allows a linesman to carry out a visual inspection of the components without having to remove any covers. Typically the part of the visor in the vicinity of the PE cell is clear so that the PE cell correctly detects the level of ambient light. Using frosting in other parts of the visor however may provide the advantage of preventing reflected or early ambient light impinging on the PE cell and causing it to prematurely deactivate. In particular, the use of frosting as in this preferred embodiment can avoid "day burners" (lights that are emitting 24 hours per day or at least into periods of the day not requiring artificial lighting). In related art systems, the avoidance of "day burners" was achieved by the addition of or attachment of a shield to the casing to shield the sensor or PE Cell. These shields were not attached to the lens/visor.
Moreover, initial prototyping of a preferred embodiment of the present invention identified that by frosting the visor/lens to eliminate ambient light entry; light was also being reduced to the sensor/PE Cell. This was solved by a preferable arrangement whereby a non-frosted region of visor/lens/casing enables sensor/PE Cell to receive the correct lighting entering the apparatus. This has shown that this embodiment provides a saving in maintenance costs hence a saving in the likelihood of 'day burners'.
167 The specification proceeds to describe the invention by reference to diagrams. It is not necessary to reproduce them here, but the following passage in the specification, which relates to one of the diagrams, may be of some importance:
The visor (7) is of unitary construction and at least in the vicinity of the lamp it is conformed to act as a prismatic lens. The visor is typically made of acrylic, polycarbonate or other hard wearing polymer that can be made clear or translucent, however, other suitable materials may used as would be understood by the person skilled in the art. The components located within the termination chamber (13) as well as the components of the reflector assembly (11) are visible through the visor (7).
168 Turning next to the claims in the specification, Claim 1 reads as follows:
A lighting assembly having a casing comprising a main body defining a port for receiving a mains cable, and a visor, the casing enclosing;
• a reflector assembly for receiving at least one lamp, and
• a termination chamber located laterally in relation to the reflector assembly,
wherein the visor is of unitary construction for covering both the reflector assembly and the termination chamber, at least part of the termination chamber and at least part of the reflector assembly being visible through the visor.
Claims 2, 3 and 4 are dependent on Claim 1.
169 The principal issue in the present appeal is whether, in the appellant's lighting assembly, at least part of the termination chamber is "visible through the visor" within the meaning of Claim 1. This aspect of Claim 1 may conveniently be referred to as the visibility integer. In other respects, and subject to its invalidity case, the appellant does not challenge the primary Judge's conclusion on infringement. The appellant's two remaining challenges to the validity of the Patent, those relating to fair basis and utility, are likewise linked to the visibility integer in Claim 1, in ways which I shall explain in due course below.
170 There is, of course, no uncertainty about the grammatical meaning of the word "visible". But a glance at the photographs of the appellant's assembly included in the reasons of the primary Judge demonstrates immediately why the connotation of this word has become problematic. In those photographs, reproduced below, the termination chamber lies beneath the frosted section to the left-hand end of the plastic visor, where the identifying letters and numbers may be seen. The white circular item which has the appearance of a button is the PE cell.
171 The question for consideration is: is the termination chamber on the appellant's assembly "visible through the visor"? When a motorist, driving his or her car on a foggy morning, notices a blurred shape approaching on what ought to be the other side of the road, is the presumed other vehicle "visible" at that stage? In the present case, the notional linesman would know that there were components in the termination chamber. The primary Judge held that those components would be visible through the visor if the linesman could see that components were present, notwithstanding that he or she could not make out what they were, much less inspect them to ascertain, at least as far as appearances go, their condition. That conclusion is challenged by the appellant.
172 We need not be concerned with whether only "part" of the termination chamber is so visible: the appeal was conducted on the footing that the chamber as such either is, or is not, visible within the meaning of Claim 1.
173 As to the visibility integer, the primary Judge said:
The word "visible" just looking at the language of claim 1 itself does not provide any express content or context. Visible from what perspective? The ground? An elevated work platform? Visible under what conditions? Further, "visible" is a relative term. Is it good visibility, poor visibility or any visibility? In other words, how clearly is a person to see through the visor? How clearly visible is a part of the termination chamber to be? How clearly visible is a part of the reflector assembly to be? Does the visor need to be completely transparent? Can it be frosted? And if so, to what degree? Further, it is to be noted that claim 1 does not expressly refer to any visibility of any components within either the termination chamber or reflector assembly ….
I agree with what is implicit in this passage from his Honour's reasons, namely, that it is necessary to find some purpose or context for the inclusion of this integer in order to understand, if possible, the contribution which it makes to the invention in a functional or practical sense.
174 Before the primary Judge, the respondent submitted that the meaning of the visibility integer was that -
… one [could] see through the visor the presence of components located within the termination chamber, but not necessarily the components in detail. So, one [could] discern that there [were] components, but … might not necessarily see or need to see what they [were]. So, parts of each of the termination chamber and reflector must be visually discernible, without necessarily being able to see components in detail.
His Honour accepted that submission.
175 The appellant's submission on the meaning of the visibility integer was substantially based on the presence in the specification of the page 10 passage. It was said that this passage demonstrated that the point of the termination chamber being "visible through the visor" was to enable the linesman to inspect the condition of the components within it, thereby dispensing with the need to open the covering of the chamber for purely inspectional purposes.
176 In resolving this controversy, the primary Judge referred to certain expert evidence which had been given before him. The respondent's expert, Sylvan Browne, was a registered patent attorney with approximately 16 years' experience as an international and domestic patent practitioner in engineering-related fields. According to his Honour, Mr Browne described the quality of visibility required in the terms employed by the respondent in its submission noted above, "including by comparison to the more prescriptive requirement of 'allowing visual inspection' discussed in the specification."
177 The appellant called John Robert Rogers, a consultant lighting engineer with qualifications in illuminating engineering and 56 years' experience in the area of lighting. The primary Judge dealt with his evidence in the following way:
Rogers revealed under cross-examination (in the context of being asked about whether the solid control gear chamber in the Boronia met the visibility requirement of claim 1 of the 103 Patent) that he had originally construed the term alone, without reference to the body of the specification. That was not appropriate. When asked to consider what the term meant in light of the body of the specification, he agreed that claim 1 was directed to the language on p 10, lines 13-16 of the Patents which required visibility of the components but not necessarily needing to be able to discern what they were. That is a lesser requirement than the visibility required to perform a visual inspection of components as set out in claim 1 of the 104 Patent.
The "104 Patent" was another patent that featured in the litigation before the primary Judge, in which Claim 1 contained the words "wherein … the portion of the visor covering the termination chamber is adapted to allow visual inspection of components within the termination chamber."
178 The primary Judge continued:
The respondents [ie the appellant and Mr Saint] fixed upon a preferred embodiment (p 10) of the claimed invention (that the visor allows a linesman to carry out a visual inspection of the components of the termination chamber). But for construction purposes, all features of a claim must be considered, not just those which relate to what has been identified as a preferred embodiment.
Having set out the page 10 passage, his Honour continued:
But the respondents have paid little attention to the words "[in] a preferred embodiment" in the last sentence of the quote, which described the level of visibility required in claim 1 of the 104 Patent not claim 1 of the 103 Patent. A "preferred embodiment" of an invention is a narrower form of the invention described.
179 His Honour's conclusion in respect of the visibility integer was as follows:
I accept that the word "visible" must be understood in the context of the specification as a whole as involving visibility assessed by reference to there being a practical level of visibility into the termination chamber. But I do not accept that the level of visibility must be sufficient to allow an inspection of the internal components by persons, such as linesmen, maintaining the luminaire.
In my view, the construction advanced by [the respondent] is correct when seen through the perspective of a skilled addressee. Although there must be a practical level of visibility into the termination chamber, particularly from an EPV, it is not required that there be sufficient visibility to allow an inspection of the internal components. The wording of the integer does not stipulate for such a requirement. Further, it is incorrect to take the meaning from a preferred embodiment. Further, [the respondent's] construction conformably fits with the specification as a whole. In terms of a purposive construction, it is consistent with making the invention work.
180 On appeal, the appellant submitted that the primary Judge had dissected the page 10 passage by perceiving in it two separate embodiments of the invention so far as claimed in Claim 1, namely, that introduced by the adverb "preferably", and that described in the final sentence ("A preferred embodiment …). Thus his Honour implicitly acknowledged that the page 10 passage might be used to give content to the visibility integer to the extent that it required that the components in the termination chamber be visible, but so much thereof as proposed the purpose of enabling a linesman visually to inspect the components without having to remove any covers was a preferred embodiment only, and was not relevant to the construction of Claim 1. The respondent accepted that his Honour did read the page 10 passage in this way, and defended him for having done so. It was submitted on its behalf that -
The use of the phrases "Preferably the components located within the termination chamber ... are visible through the visor" and "A preferred embodiment ... allows a linesman to carry out a visual inspection of the components without having to remove any covers" are consistent with there being two levels of visibility - the latter being a "preferred embodiment" which is distinct from the former, broader disclosure.
181 Before coming directly to this controversy, I should consider the legal basis of a submission made on behalf of the respondent, namely, that it was not "legitimate, in the absence of an express reference in the claim itself, to import into a claim features of a preferred embodiment so as to limit the scope of the claim." That proposition was a modified reflex of what had been said by Gummow J in Rehm Pty Ltd v Websters Security Systems (lnternational) Pty Ltd (1988) 81 ALR 79, 89:
The settled rule is that in ascertaining the width of a particular claim, it is not permissible to vary or qualify the plain and unambiguous meaning of the claim by reference to the body of the specification; provided that if an expression in the claim is not clear, then it is permissible to resort to the body of the specification to define or clarify the meaning of the words used in the claim: Interlego AG v Toltoys Pty Ltd (1973) 130 CLR 461 at 478-9. …. Further, whilst resort may be had in the circumstances I have indicated to the body of the specification, it also must be remembered that it usually is not legitimate, in the absence of an express reference in the claim itself, to import into a claim features of the preferred embodiment. The preferred embodiment cannot properly be used to introduce into the definite words of a claim an additional definition or qualification of the patentee's invention: Erickson's Patent (1923) 40 RPC 477 at 491.
182 In the case referred to by Gummow J, Re Erickson's Patent (1923) 40 RPC 477, it was held that recourse to the specification was not permissible to introduce specific integers into an otherwise broadly-expressed claim with a view to saving it from invalidity for want of novelty. Although it was a construction case, it was not one in which the legitimacy of having recourse to a preferred embodiment as a means of understanding the invention claimed was in issue. Indeed, the Master of the Rolls cited (40 RPC at 486) what had been said by Lord Loreburn in Ingersoll Sergeant Drill Company v Consolidated Pneumatic Tool Company Ld. (1908) 25 RPC 61, 83:
Obviously the rest of the specification may be considered in order to assist in comprehending and construing a claim, but the claim must state, ether by express words or by plain reference, what is the invention for which protection is demanded. The idea of allowing a patentee to use perfectly general language in the claim, and subsequently to restrict, or expand, or qualify what is therein expressed by borrowing this or that gloss from other parts of the specification is wholly inadmissible.
Likewise, Sargant LJ said (25 RPC at 491) that the claim was -
… the operative part of the document, and where the terms of that part of the document are in plain language any other parts of the documents are of little, if any, importance, but if the language of the Claim is doubtful, then the other parts of the document can properly be resorted to for the purpose of assisting in the interpretation of the language of the Claim.
His Lordship also said (25 RPC at 491):
[A]s to the preferred embodiment, although the Drawings show, and the letter-press describes, a combined atomizer and strainer, it, again, does not follow that the Patentee intended to claim as a necessary part of his invention every feature there shown described. To do so would introduce a very dangerous element into the construction of Specifications. A preferred embodiment as shown in Drawings and as described in words may illustrate and explain, but it cannot properly be used to introduce into the definite words of a Claim an additional definition or qualification of the Patentee's invention.
183 As noted in the respondent's outline, these authorities were amongst those collected by Cooper J in Bartlem Pty Ltd v CMMC Pty Ltd (2001) 53 IPR 124, 130 [16].
184 With respect to the respondent's submission referred to at para 181 above, the authorities deal with a situation in which an unambiguous claim is sought to be enlarged, diminished or modified in some way by the importation of the features of a preferred embodiment. They do not qualify the conventional rule that recourse may be had to any clearly relevant part of the specification for the purpose either of understanding the character of the invention to which a claim relates or of resolving terms of the claim which may be ambiguous or of uncertain connotation, either textually or in their application to a particular situation. A "preferred embodiment" of an invention, as described in the specification, will commonly represent a limited form of the invention covered by a dependent claim. Indeed, a dependent claim of this kind may be referred to as a "preferred embodiment claim": see Lockwood Security Products Pty Ltd v Doric Products Pty Ltd (No 2) (2007) 235 CLR 173, 183 [23]. In such a case, the inappropriateness of deploying the preferred embodiment to construe down, or up, the meaning of the main, or independent, claim as a whole does not require emphasis.
185 But where it is clear that a particular claim was intended to reflect a corresponding preferred embodiment referred to in the specification, any recourse to the specification for such legitimate constructional purposes in relation to the claim as may be available would of necessity be to the passage in which that embodiment is described. Décor Corporation Pty Ltd v Dart Industries Inc (1988) 13 IPR 385 provides an example. There, all members of the Full Court commenced from the position that issues of infringement and fair basis were to be resolved by reference to the terms of the relevant claim, and that these were not to be enlarged, diminished or modified by what may have been said elsewhere in the specification. But, to varying degrees (Sheppard and Foster JJ more so than Lockhart J), each of their Honours cast an eye on the terms in which the preferred embodiment had been expressed for such assistance as they may have provided on the construction of the problematic aspect of the relevant claim.
186 Notwithstanding the rather absolute terms in which the respondent's submission, referred to above, was expressed, I do not think there could be any real controversy as to the general approach to the construction of claims which I have outline above. The circumstance which makes the present case unusual is that the preferred embodiment which lies at the centre of the controversy corresponds not to one of the dependent claims but to the primary, or independent, claim itself. Save in the places mentioned in paras 166 and 167 above, there is no reference in the specification to the requirement for, or the advantages of, the termination chamber being visible through the visor. Being an integer of the primary claim, one would expect to find a corresponding reference in the consistory clause, but there is no such reference.
187 Moreover, there is nothing in the description of the background art in the specification that would shed any light on why, if it were the case, traditional forms of lighting assemblies, lacking this visibility integer, were regarded as deficient, suboptimal or in need of improvement because the termination chambers with which they were equipped were not visible through the visors. If the reader of the Patent had some inkling of the problem which the inventor sought to address by including this integer, he or she might be at least part of the way along the road to an appreciation of what it means in a practical setting. But the reader is not advantaged in this way.
188 But the primary Judge was able to discern a purpose of the visibility integer. In the passages which I have set out at para 179 above, that purpose seems to have been to facilitate "a practical level of visibility into the termination chamber", not involving "sufficient visibility to allow an inspection of the internal components". What might have been the purpose of being able to see into the termination chamber, but being unable to inspect the components therein, is not, with respect, evident from the specification. I can understand, from a purely textual viewpoint, the difference between a component being visible, on the one hand, and being susceptible of visual inspection - or what his Honour elsewhere, accepting the respondent's submission, described as being able to see what the components were - on the other hand, but the practical purpose of being able to do the former but not the latter is something which, I would have to say, cannot be affirmed on the basis of what is contained in the specification.
189 The only benefit, disclosed in the specification, of a state of affairs in which the termination chamber is visible through the visor is that described in the preferred embodiment upon which the appellant relies: it "allows a linesman to carry out a visual inspection of the components without having to remove any covers".
190 On appeal, the respondent pointed to a deal of evidence which had been led before the primary Judge in what was then the appellant's innovative step case (not pursued on appeal). The question there was whether the invention, so far as claimed in Claim 1, varied from prior art information of the kind referred to in subs (5) of s 7 of the Patents Act 1990 (Cth) ("the Act") only in ways that made no substantial contribution to the working of the invention within the meaning of subs (4). Relevantly to the matter presently under discussion, the question came down to this: did the inclusion of the visibility integer, as construed by his Honour, make such a contribution?
191 The respondent used this evidence on appeal as a counter to the appellant's constructional argument that the skilled addressee, reading the specification, would understand that the visibility integer delivered no greater benefit to what would otherwise have been an assembly conforming with Claim 1 than that referred to in para 189 above. The evidence referred to various respects in which the physical environment within the termination chamber might be problematic in ways that would not be visible to a linesman unless he or she could see through the visor into the chamber, to an extent at least. That evidence related to such things as the presence of spiders and spider webs, of insects (alive or dead), of pooled water and of soot-like blackened detritus (the result, so the linesman would infer, of the earlier burning or disintegration of plastic components). From the way the appeal was conducted on behalf of the appellant, I think we must accept that the skilled addressee would read the Patent with an appreciation that the linesman's ability to notice, even if not to see in detail, the presence of these things in the termination chamber would be one of the benefits of having that chamber visible through the visor, where the degree of visibility was at least that which conformed with the primary Judge's construction of the visibility integer.
192 But that is not to say that the skilled addressee would, himself or herself, have understood the construction of that integer as referable to, much less as dependent on, that appreciation. The controversy, it must be kept squarely in mind, was between visible in the sense of being able to undertake a visual inspection of the components in the termination chamber and visible in the sense of being able to discern the presence of the components, without being able to see what they were. There is nothing in the skilled addressee's presumed conception of the advantages that would be delivered to the linesman by his or her ability to see through the visor that would have pointed to the second of these senses, rather than to the first.
193 Neither is there anything in the specification that would link the visibility of the termination chamber through the visor with the insect/spider/water problem. Indeed, if anything, by its focus on the elimination of the physical means of ingress of these unwanted things, the specification teaches away from the perception of such a linkage. Where insects are mentioned in the specification, for instance, it is in the setting of eliminating points of ingress. Even in the text immediately preceding the page 10 passage, set out at para 166 above, the concern of the inventor is with the opening in a casing through which the PE cell would project in the prior art.
194 To date, I have concluded, first, that the fact that the last sentence in the page 10 passage is expressed, in terms, as a "preferred embodiment" does not categorically disqualify it as a source of assistance in the construction of the visibility integer in Claim 1, secondly, that it is in the page 10 passage itself, and in the corresponding explanation of one of the diagrams mentioned in para 167 above, that one finds the only references in the specification to the benefits of the termination chamber being visible through the visor, and thirdly, that, although the skilled addressee would recognise that an additional benefit would be some scope for the linesman to notice the presence of insects, spiders, water or other detritus inside the visor before opening it, he or she would not thereby understand that the inventor had included the visibility integer in Claim 1 to achieve that benefit.
195 In this state of things, it is necessary to return to the essence of the controversy which lies between the parties on the construction of the visibility integer: was the primary Judge correct to read the page 10 passage as propounding two discrete embodiments of the invention so far as claimed in Claim 1? In my respectful view, his Honour was not. Ultimately, I am driven to that conclusion by constructional considerations which relate to the relationship between the visibility integer and those parts of the specification to which it self-evidently corresponds, and which relate to the structure and sense of the specification as a whole.
196 There are three such considerations. The first is based upon an understanding of the place of the "third aspect" of the embodiments of the invention in the specification, and specifically upon how that aspect varies from the first. Where the third aspect departs from the first is in the requirement that "at least the detector portion of the PE cell is entirely enclosed within the casing". The skilled addressee would immediately see a problem here: if the visor were not translucent, then (1) the PE cell would not be in communication with ambient light and would not work as intended, and (2) the condition of the PE cell could not be visually inspected without opening the visor. The next paragraph explains the nature of the problems in the prior art that have arisen from the presence of some kind of aperture through which the PE cell projected. The next two paragraphs (those commencing, "Preferably …" and, "Moreover …") explain how the inventor overcame these problems. It is noteworthy that the requirement adopted by the inventor was not translucency but visibility, that is, the condition of a person notionally external to the termination chamber being able to see into it. Whatever may be the significance of that distinction, the explanations contained in the two paragraphs referred to must be seen as referrable to the third aspect of the invention, ie one in which the PE cell was located inside the visor covering the chamber.
197 Thus, although it is not directly the appellant's point, the skilled addressee would, in my view, understand the term "this preferred embodiment" as used in the passage following immediately after the page 10 passage as referring to the single embodiment with which the paragraph as a whole is concerned. The "frosting" there referred to is self-evidently the same frosting as is introduced in the second sentence of the page 10 passage. The message is that visibility is an advantage - permitting the linesman to carry out a visual inspection - but too much light must not be allowed into the termination chamber lest the PE cell be deactivated by "reflected or early ambient light".
198 The second consideration is that so much of the page 10 passage as refers to a "preferred embodiment" in terms does not describe a physical, structural or mechanical variant of the invention. In this respect, the passage does not conform to the pattern to be observed, with only one exception, elsewhere in the "summary" section of the specification. The following are the other uses of the term "preferred embodiment" in that section:
• In a preferred embodiment, the casing comprises a clip that is capable of independently supporting the visor on the body of the casing, that is, without additional support from the hinge.
• In a preferred embodiment large gauge fasteners mount the casing to the support.
• In a preferred embodiment, the port is adapted to receive a grommet.
• In preferred embodiments, the termination chamber is between 23-25% of the volume of the casing.
• In a preferred embodiment, the non-conductive envelope comprises one or a combination of: Entry to the light fixture/assembly; Terminal block; Casing; Control gear; Globe holders; PE Cell receptacle; Earth connector.
• Moreover, initial prototyping of a preferred embodiment of the present invention identified that by frosting the visor/lens to eliminate ambient light entry;
• In a preferred embodiment, there is provided a light assembly adapted to accommodate two 14W environmentally friendly lamps which are the equivalent of an 80W mercury vapour lamp, which may reduce energy use by 66%.
• Advantages provided by the lighting assembly of preferred embodiments of the present invention comprise the following:
• can be installed as part of a new lighting structure or retrofitted to existing lighting assemblies, structures or supports,
• requires less time for installation and routine maintenance,
• malfunctions are reduced,
• provides better access to components for repair and replacement,
• easier to maintain and service,
• lower occupational health and safety risks during installation, servicing and maintenance,
• can operate using 'green' lamps adapted to reduce energy consumption.
The exception to which I referred was the final usage of the term "preferred embodiment" in the list above. That was no more than a drawing together, towards the end of the "summary" section of the specification, of the advantages of all of the previously-mentioned preferred embodiments taken together.
199 By contrast, as used in the final sentence in the page 10 passage, the term refers to something which the linesman would be able to do if the assembly were configured in accordance with a preferred embodiment. Reading this sentence, the skilled addressee would, in my view, immediately ask himself or herself, what embodiment? He or she, knowing that the preferred embodiments were the inventor's way of describing the best known methods of performing the invention - something which the final sentence does not do - would readily appreciate that the embodiment was that described in the first sentence in the page 10 passage, namely, one in which the components located within the termination chamber were visible through the visor. He or she, in my view, would naturally read the page 10 passage as though the facilitation of a visual inspection of those components was an important, indeed a defining, attribute of that embodiment. He or she would not, in my view, read the last sentence as introducing yet another preferred embodiment, one which was narrower than that set out in the first sentence thereof.
200 The third consideration is that I cannot understand what practical benefit there would be in a linesman being able, by looking through the visor, to know only that there were components inside. Surely he or she would already know that much at least. As mentioned above, the respondent's attempts to portray his or her ability to see insects and other pests, and water if present, valid though such considerations may be at the general level, come to grips neither with the way the visibility question is dealt with in the specification nor with his Honour's own construction of the visibility integer, one which made a distinction between being able to note the presence of components (held to be a requirement of the integer) and being able to discern what the components were (held not to be a requirement). Approaching the matter in a practical way, I cannot, with respect, see the sense in that distinction.
201 The conclusion I reach is that, as a matter of construction, the page 10 passage refers not to two embodiments of the invention but to one only, that which is broadly described as requiring the components in the termination chamber to be visible through the visor, which requirement, in turn, is given purpose and thus content by reference to the ability of the linesman to carry out a visual inspection of those components without having to remove any covers.
202 This being the only point of the visibility integer in Claim 1, the court should not, in my view, be inhibited from having recourse to the page 10 passage, as so understood, as a constructional tool apropos that integer. I would limit the scope of that integer to an assembly in which the termination chamber was visible through the visor to the extent necessary to allow the linesman visually to inspect the components therewithin.
203 It is uncontroversial that the appellant's assembly does not meet that test. I would, therefore, uphold its challenge to the primary Judge's findings on infringement.
204 The appellant has two other grounds of appeal. The first relates to fair basis. Guarding against the prospect that it would fail on its construction case in relation to the visibility integer, the appellant submits that the broader understanding of that integer which attracted itself to the primary Judge was not fairly based in the specification because it was the page 10 passage only that might have provided the corresponding basis, and that passage justified only the narrower understanding for which the appellant contended. Because I would uphold the appellant's construction of the visibility integer, I would hold that its fair basis case falls away. Even were his Honour correct on the construction point, however, that case could not succeed in the way it was presented. His Honour's construction of the visibility integer did find a basis in the specification, namely, in the first sentence of the page 10 passage. It was his Honour's refusal to read the final sentence in that passage as confining apropos the first that led to the appellant's failure at first instance on the constructional point.
205 I would take the same approach to the other ground of appeal relied on by the appellant, want of utility. The pith of that ground was stated in the appellant's outline as follows:
… [I]f the claim bears the construction given by the trial judge, it includes subject matter that does not give the advantage promised in the Page 10 Passage, viz sufficient visibility to allow a linesman to carry out a visual inspection of the components without having to remove any covers.
On the basis of the construction which I would give to the visibility integer, the appellant's utility ground would fall away. On the other hand, if his Honour's conclusion, and the way he reached it, were to be upheld, the characteristic claimed in Claim 1 would be no more than what was promised in the first sentence of the page 10 passage. The final sentence in the page 10 passage would be read as a further embodiment to which no claim corresponded. On that view of things, this ground could not succeed.
206 For the reasons I have given, I would allow the appeal.
I certify that the preceding fifty-three (53) numbered paragraphs are a true copy of the Reasons for Judgment herein of the Honourable Justice Jessup.