The Statutory Scheme
15The Act commenced on 1 February 2003. It has been amended since then. There is no dispute that it is the Act, rather than the Adoption of Children Act 1965 (NSW), that must be applied in the present case, since J was placed with the applicants after the commencement of the Act.
16Section 7 of the Act includes amongst the Act's objects, one to ensure that adoption law and practice "assist a child to know and have access to his or her birth family and cultural heritage" and "complies with Australia's obligations under treaties and other international agreements".
17Section 8(1) of the Act requires the Court, in making an adoption decision, to have regard (as far as practicable or appropriate) to principles which include the following:
"(a) the best interests of the child, both in childhood and in later life, must be the paramount consideration;
(b) adoption is to be regarded as a service for the child;
...
(e) the child's given name or names, identity, language and cultural and religious ties should, as far as possible, be identified and preserved..."
18Section 32(1) of the Act requires the Court, in making an adoption decision, to also take into account, amongst other things, the culture, language and religion of the child and the principle that the child's given name, identity, language and cultural and religious ties should, as far as possible, be preserved.
19Section 32(2) requires the Court to take into account whether the adopting parents have demonstrated:
"(a) the capacity to assist the child to develop a healthy and positive cultural identity,
(b) knowledge of or a willingness to learn about, and teach the child about, the child's cultural heritage,
(c) a willingness to foster links with that heritage in the child's upbringing,
(d) the capacity to help the child if the child encounters racism or discrimination in school or the wider community."
20Section 52 of the Act provides:
"Consent of Parents and Guardians Generally Required
The Court must not make an adoption order in relation to a child who is less than 18 years of age unless consent has been given:
(a) in the case of a child who has not been previously adopted by:
(i) each parent of the child, and
(ii) any person who has parental responsibility for the child, ...."
21Section 54(1)(a) of the Act provides that consent is not required under s 52 if the requirement for consent has been dispensed with by the Court.
22Sections 66 and 67 provide that a requirement for the consent of a child or any other person to the child's adoption under the Act can be dispensed with if the Court makes an order under Division 3 of Part 5 of Chapter 4, dispensing with the requirement (a "consent dispense order"). The circumstances in which a Court may make a consent dispense order are prescribed by s 67, which provides:
"When can the Court dispense with consent of person other than the child?
(1) The Court may make a consent dispense order dispensing with the requirement for consent of a person to a child's adoption (other than the child) if the Court is satisfied that:
(a) the person cannot, after reasonable inquiry, be found or identified, or
(b) the person is in such a physical or mental condition as not to be capable of properly considering the question of whether he or she should give consent, or
(c) if the person is a parent or of, or person who has parental responsibility for, the child-there is serious cause for concern for the welfare of the child and it is in the best interests of the child to override the wishes of the parent or guardian.
(d) if an application has been made to the Court for the adoption of the child by one or more persons who are authorised carers for the child:
(i) the child has established a stable relationship with those carers, and
(ii) the adoption of the child by those carers will promote the child's welfare, and
(iii) in the case of an Aboriginal child, alternatives to placement for adoption have been considered in accordance with section 36.
(2) The Court must not make such a consent dispense order unless satisfied that to do so is in the best interests of the child."
23Section 88 of the Act provides that the court may not make an adoption order unless at least 14 days notice of the application for the order has been given to, relevantly, any person whose consent to the adoption of the child concerned is required under the Act and has not been given, or the requirement for which has been dispensed with by the court. Section 88(4) provides that the court may dispense with the giving of that notice.
24All of these sections point to the to the principle that the best interests of the child must be the paramount consideration.
25Section 72 deals with notice to be given of an application for a consent dispense order.
26Section 58 deals with the requirements for consent to a child's adoption to be effective. Subsection 58(5) provides:
"5. Consent to a child's adoption given in another State under the law of the other State is an effective consent for the purposes of this Act."
27The provision of the Act which governs the naming of adopted children is s 101, which provides:
"Names of adopted children
(1) On the making of an adoption order:
(a) an adopted child who is 18 or more years old is (unless he or she decides otherwise) to have the same surname and given name or names as he or she used immediately before the order is made, and
(b) an adopted child who is less than 18 years of age is to have as his or her surname and given name or names such name or names as the Court, in the adoption order, approves on the application of the adoptive parent or parents.
(2) Before changing the surname or given name or names of a child, the Court must consider any wishes expressed by the child and any factors (such as the child's maturity or level of understanding) that the Court thinks are relevant to the weight it should give to the child's wishes.
(3) If, before the making of the adoption order, the adopted child has been generally known by a particular surname, the Court may, in the adoption order, order that the child is to have that name as his or her surname.
(4) An approval of a change in the given name or names of a child who is over the age of 12 years must not be given by the Court unless the child has, in a consent given under section 55, consented to the change.
(5) The Court must not approve a change in the given name or names of a child who is more than one year old, or a non-citizen child, unless the Court is satisfied that the name change is in the best interests of the child.
(6) Nothing in this section prevents the changing of any name of an adopted child, after the making of the adoption order, under the law of New South Wales."
28The meaning and effect of this section, prior to its amendment, was discussed by Campbell J (as his Honour then was) in The Application of O and P [2005] NSWSC 1297; (2005) 34 Fam LR 385, at [51] - [55]:
"Construction of Section 101 - Structure
Section 101(1) is a substantive provision, which states what in the eyes of the law a child's name shall be 'on the making of an adoption order'. Section 101(1)(a) is a mandatory provision, to the effect that the making of an adoption order concerning a child who is 18 or more effects no change in either the surname or given names of the adopted child, unless the child decides otherwise. Section 101(1)(b) enables both the surname and given name or names of a child who is less than 18 years of age to become whatever name the Court approves in the adoption order itself. The drafting of section 101(1)(b) necessarily presupposes that the Court has power, in an adoption order, to approve a change of surname, and also to approve a change of given name or names.
Section 101(1) is concerned with the name which an adopted child is to have at a single moment in time, namely the moment when the adoption order is made. However, if in accordance with s 101(1) the child has a particular name at that moment, it will continue to have that name unless and until some other event happens which is effective to change the name. Section 101(6) expressly leaves open the possibility of there being such a change in name after the making of an adoption order.
Section 101(2)-(5) inclusive is directed in its totality to the Court. If section 101(1) had stood in the Act alone, the Court would have had an extremely wide discretionary power to approve changes in any part of the name of an adopted child who is less than 18 years of age. Being a power conferred on a court, it would be implicit that the power would be exercised in a judicial fashion. As well, even though no express limitations were imposed on the power, it would not be completely unconfined - however it would be confined as a matter of construction only to the extent that the scope and purpose of the statutory enactment may enable the Court to see that some exercises of the power would be definitely extraneous to any objects the legislature could have had in view: Water Conservation and Irrigation Commission (New South Wales) v Browning [1947] HCA 21; (1947) 74 CLR 492 at 505; R v The Australian Broadcasting Tribunal; Ex parte 2HD Pty Ltd [1979] HCA 62; (1979) 144 CLR 45 at 49; The State of New South Wales and Others v The Commonwealth of Australia and Carlton and Another [1983] HCA 21 (1983) 151 CLR 302 at 321-322; FAI Insurances Ltd v The Honourable Sir Henry Winneke and Others [1982] HCA 26; (1982) 151 CLR 342 at 368; Minister for Aboriginal Affairs and Another v Peko-Wallsend Ltd and Others [1986] HCA 40; (1986) 162 CLR 24 at 40; Minister of State for Immigration and Ethnic Affairs v Ah Hin Teoh [1995] HCA 20; (1995) 183 CLR 273 at 285.
Section 101(2)-(5) imposes limits on the Court's exercise of discretion to change a child's name by stating certain factors which the Court must consider, one factor which the Court may consider in approving a surname, and certain circumstances when the Court must not approve a change in the given name or names of a child. Subject to those limitations, the discretion of the Court remains a wide one.
Section 101(3) presupposes that a child might have become 'generally known by a particular surname' before the adoption order is made. Given that the circumstances in which adoption orders are made are almost invariably ones where the child has been in the custody of the proposed adoptive parents prior to the adoption order being made, frequently for a period of more than a year, the most common situation in which section 101(3) will come to be applied is where the child 'has become generally known by' the surname of the proposed adoptive parents before the adoption order is made. While there is no analogous recognition in section 101 of the possibility of a given name having undergone a de facto change before the adoption order is made, neither is there anything in either the express terms of section 101, nor is there any necessary implication contained in section 101, that no de facto change in the given name of the child can occur prior to the adoption order being made. It is simply wrong to say that the applicants, by referring to the child by another name prior to the application being brought, have contravened the Act."
29Importantly, as stated, the focus is on the best interests of the child, not the interests of the applicants as the adoptive parents. This does not mean that their legitimate interests and desires, or their views on what is in the best interest of the child, should be ignored. However, the touchstone for the Court's ultimate decision on whether to permit the change of a given name remains the best interests of the child.
30Thus, in deciding whether it would be satisfied, the Court should consider all of the circumstances of the particular case before it, and decide whether those circumstances, taken together, justify a name change in the best interests of the child.
31The Act provides for the recognition of overseas adoption orders. By s 108 of the Act, this Court can recognise as effective an adoption order made in a country that is party to the Hague Convention of 29 May 1993 on Protection of Children and Co-operation in Respect of Inter-country Adoption ("the Hague Convention") with respect to a child habitually resident in that country. Similarly, by s 113, the Court can recognise adoptions effected in a country that is a prescribed overseas jurisdiction within the Family Law (Bilateral Arrangements - Inter-Country Adoption) Regulations 1998 (Cth). Otherwise, by virtue of s 116 and s 117, the Court can recognise, and declare the validity of, an adoption effected in accordance with the laws of a foreign country in circumstances where the adoptive parents were domiciled, or resident for at least twelve months, in the foreign country.
32Korea is not a Convention country. Nor is it a prescribed overseas jurisdiction. Accordingly, it is not open to proceed by way of recognising the Korean adoption under the Act: s 108 and s 113.
33Finally, I should refer to s 6 of the Immigration (Guardianship of Children) Act 1946 (Cth), which provides:
"6. Guardianship of non-citizen children
(1) The Minister shall be the guardian of the person, and of the estate in Australia, of every non-citizen child who arrives in Australia after the commencement of this Act to the exclusion of the parents and every other guardian of the child, and shall have, as guardian, the same rights, powers, duties, obligations and liabilities as a natural guardian of the child would have, until the child reaches the age of 18 years or leaves Australia permanently, or until the provisions of this Act cease to apply to and in relation to the child, whichever first happens."
34J, being now in Australia, is presently under the guardianship of the Minister pursuant to s 6. Pursuant to s 5 of the Immigration (Guardianship of Children) Act, the Minister has delegated his functions under the Act to, amongst others, the Director, Adoption and Permanent Care Services, of the Department of Family and Community Services. Pursuant to s 11 of the Immigration (Guardianship of Children) Act, the Minister has directed that the provisions of that Act should cease to apply to the child from the date an order for adoption is made.