{"id":"F1996B00675","name":"Insurance Acquisitions and Takeovers (Notices) Regulations","slug":"insurance-acquisitions-and-takeovers-notices-regulations","collection":"legislative_instrument","jurisdiction":"commonwealth","status":"repealed","isInForce":false,"actNumber":"68 of 1992","makingDate":null,"administeringDepartment":null,"currentVersion":{"id":28881,"registerId":"commonwealth-F1996B00675-current","compilationNumber":null,"startDate":"2026-04-01","status":"Repealed","reasons":null,"registeredAt":null},"sections":[{"sectionNumber":"1","sectionType":"section","heading":"Insurance Acquisitions and Takeovers (Notices) Regulations","content":"Statutory Rules 1992 No. 681\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nInsurance Acquisitions and Takeovers (Notices) Regulations\n\nI, THE GOVERNOR-GENERAL of the Commonwealth of Australia, acting with the advice of the Federal Executive Council and under section 4 of the Acts Interpretation Act 1901, make the following Regulations under the Insurance Acquisitions and Takeovers Act 1991.\n\nDated 11 March 1992.\n\nBILL HAYDEN\n\nGovernor-General\n\nBy His Excellency’s Command,\n\nR. McMULLAN\n\nParliamentary Secretary to the Treasurer\n\nfor and on behalf of the\n\nTreasurer\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nCitation\n\n1. These Regulations may be cited as the Insurance Acquisitions and Takeovers (Notices) Regulations.\n\nCommencement\n\n2. These Regulations commence on the date of commencement of the Insurance Acquisitions and Takeovers Act 1991.\n\n  \n\nInterpretation\n\n3. In these Regulations, “the Act” means the Insurance Acquisitions and Takeovers Act 1991.\n\nNotices—prescribed forms\n\n4. (1) For the purposes of paragraph 24 (b) of the Act, the prescribed form of notice is:\n\n(a) in the case of a notice by a person of the person’s intention to enter into the agreement mentioned in that paragraph—Form 1 in the Schedule; and\n\n(b) in the case of a notice by a company of the company’s intention to issue the shares mentioned in that paragraph—Form 2 in the Schedule.\n\n(2) For the purposes of paragraph 38 (b) of the Act, the prescribed form of notice is Form 3 in the Schedule.\n\n(3) For the purposes of paragraph 52 (b) of the Act, the prescribed form of notice is Form 4 in the Schedule.\n\n(4) For the purposes of paragraph 52 (c) of the Act, the prescribed form of notice is Form 5 in the Schedule.\n\nSupporting documents\n\n5. (1) Unless the Minister otherwise directs, a person giving a notice mentioned in regulation 4 that relates to an agreement or arrangement must attach to the notice all documents and other papers in the person’s possession or control relating to the agreement or arrangement.\n\n(2) If, under an agreement or arrangement mentioned in subregulation (1), the person proposes to acquire an asset, interest, right or benefit of a company, the person must attach to the notice that relates to the agreement a copy of the balance sheet and a copy of the profit and loss account of the company for each period for which a profit and loss account of the company has been laid before the company in general meeting during the preceding 2 years.\n\n(3) If the person mentioned in subregulation (1) is a company, the company must attach to the notice that relates to the agreement a copy of the balance sheet and a copy of the profit and loss account of the company for each period for which a profit and loss account of the company has been laid before it in general meeting during the preceding 2 years.\n\n(4) If the person mentioned in subregulation (1) gives the notice as a trustee, or on behalf of trustees, the person must attach a copy of the relevant trust deed (including any amendments to the trust deed).\n\nConstituent document\n\n6. Unless the Minister otherwise directs, an Australian-registered insurance company giving a notice under paragraph 52 (c) of the Act stating that it proposes to alter a constituent document of the company must attach to the notice a copy of the constituent document and copies of all papers in the company’s possession or control relating to the proposed alteration of the constituent document.\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nSCHEDULE\n\nFORM 1 Paragraph 4 (1) (a)\n\nInsurance Acquisitions and Takeovers Act 1991\n\nNOTICE UNDER PARAGRAPH 24 (b) OF THE ACT OF A PERSON’S INTENTION TO ENTER INTO AN AGREEMENT TO ACQUIRE SHARES MENTIONED IN THAT PARAGRAPH\n\nGeneral Directions\n\n1. The person giving this Notice must attach to the Notice the documents required under regulation 5 of the Insurance Acquisitions and Takeovers (Notices) Regulations to be attached to this Notice.\n\n2. If, in relation to any matter, the space provided in the Notice is insufficient to insert the required particulars, show the particulars in a separate attachment to this Notice.\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nTo the Minister,\n\n......................................I give notice under paragraph 24 (b) of the Insurance Acquisitions and Takeovers Act 1991 that I.....\n\n(the person mentioned in Part 1 of this Notice) propose to enter into an agreement with ..\n\n...........................................................,  \n\n(the person mentioned in Part 2 of this Notice) to acquire shares in...............,\n\n...........................................................,\n\n(the company referred to in Part 3 of this Notice).\n\nParticulars of the relevant shares are set out in Part 4 of this Notice.\n\nPART 1\n\nPARTICULARS OF PERSON GIVING NOTICE\n\nDirections for Part 1\n\n1. Division 1 of this Part is to be completed if the person giving notice is not a company.\n\n2. Division 2 of this Part is to be completed if the person giving notice is a company.\n\nDivision 1\n\nPARTICULARS OF PERSON OTHER THAN A COMPANY\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nFull name ....................................................\n\nCountry where ordinarily resident .....................................\n\nAddress in that country ............................................\n\nAddress in Australia for service......................................\n\nState or Territory ............................................................................. Postcode .........\n\nTelephone No ................................................................................................(Specify STD Code)\n\nFacsimile No ...................................................................................(Specify STD Code)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nParticulars of Australian agent (if any):\n\nFull name ....................................................\n\nAddress ......................................................\n\nState or Territory ............................................................................. Postcode .........\n\nTelephone No ................................................................................................(Specify STD Code)\n\nFacsimile No ...................................................................................(Specify STD Code)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nIf the notice is given by a trustee or on behalf of trustees:\n\nParticulars of trust:\n\nName of trust ..................................................\n\nName of trustee ................................................\n\nNames of beneficiaries............................................\n\n(Please attach a copy of trust deed to this Notice.)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\n  \n\nDivision 2\n\nPARTICULARS OF COMPANY\n\nName of company ...............................................\n\nState, Territory or country where incorporated ............................\n\nAddress of head office in that State, Territory or country ......................\n\nAddress of registered office in that State, Territory or country ..................\n\nAddress in Australia for service ......................................\n\nState or Territory ............................................................................. Postcode .........\n\nTelephone No ................................................................................................(Specify STD Code)\n\nFacsimile No ...................................................................................(Specify STD Code)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nNames and shareholdings of person (s) holding a substantial shareholding in the company giving notice:\n\n| Shareholder’sfull name | Shareholder’sordinaryaddress | Class ofshares held | Number of votes attaching to a share of thatclass | Total number of shares of that class on issue | Total number of shares of that class held |\n| ---------------------- | ---------------------------- | ------------------- | ------------------------------------------------- | --------------------------------------------- | ----------------------------------------- |\n|                        |                              |                     |                                                   |                                               |                                           |\n|                        |                              |                     |                                                   |                                               |                                           |\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nParticulars of company’s \\*agent/ \\*principal officer in Australia:\n\nFull name ....................................................\n\nTitle of \\*agent/ \\*principal officer.....................................\n\nAddress ......................................................\n\nState or Territory ............................................................................ Postcode .........\n\nTelephone No ................................................................................................(Specify STD Code)\n\nFacsimile No ...................................................................................(Specify STD Code)\n\n\\* (Delete whichever is inapplicable.)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nIf the notice is given by a trustee or on behalf of trustees:\n\nParticulars of trust:\n\nName of trust ..................................................\n\nName of trustee ................................................\n\nNames of beneficiaries............................................\n\n(Please attach a copy of trust deed to this Notice.)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nPART 2\n\nPARTICULARS OF PERSON WITH WHOM AGREEMENT ENTERED\n\nDirections for Part 1\n\n1. Division 1 of this Part is to be completed if the person with whom the agreement is entered is not a company.\n\n2. Division 2 of this Part is to be completed if the person with whom the agreement is entered is a company.\n\nDivision 1\n\nPARTICULARS OF PERSON OTHER THAN A COMPANY\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nFull name ....................................................\n\nCountry where ordinarily resident .....................................\n\nAddress in that country ............................................\n\nAddress in Australia for service......................................\n\nState or Territory ............................................................................. Postcode .........\n\nTelephone No ................................................................................................(Specify STD Code)\n\nFacsimile No ...................................................................................(Specify STD Code)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nParticulars of Australian agent (if any):\n\nFull name ....................................................\n\nAddress ......................................................\n\nState or Territory ................................................\n\nTelephone No ................................................................................................(Specify STD Code)\n\nFacsimile No ...................................................................................(Specify STD Code)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nDivision 2\n\nPARTICULARS OF COMPANY\n\nName of company ...............................................\n\nState, Territory or country where incorporated ............................\n\nAddress of head office in that State, Territory or country ......................\n\nAddress of registered office in that State, Territory or country ..................\n\nAddress in Australia for service ......................................\n\nState or Territory ............................................................................. Postcode .........\n\nTelephone No ................................................................................................(Specify STD Code)\n\nFacsimile No ...................................................................................(Specify STD Code)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\n  \n\nNames and shareholdings of person (s) holding a substantial shareholding in the company :\n\n| Shareholder’sfull name | Shareholder’sordinaryaddress | Class ofshares held | Number of votes attaching to a share of thatclass | Total number of shares of that class on issue | Total number of shares of that class held |\n| ---------------------- | ---------------------------- | ------------------- | ------------------------------------------------- | --------------------------------------------- | ----------------------------------------- |\n|                        |                              |                     |                                                   |                                               |                                           |\n|                        |                              |                     |                                                   |                                               |                                           |\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nParticulars of company’s \\*agent/ \\*principal officer in Australia:\n\nFull name ....................................................\n\nTitle of \\*agent/ \\*principal officer.....................................\n\nAddress ......................................................\n\nState or Territory ............................................................................ Postcode .........\n\nTelephone No ................................................................................................(Specify STD Code)\n\nFacsimile No ...................................................................................(Specify STD Code)\n\n\\* (Delete whichever is inapplicable.)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nPART 3\n\nPARTICULARS OF COMPANY IN WHICH IT IS PROPOSED TO ACQUIRE SHARES\n\nDirections for Part 3\n\nThis Part is to be completed in relation to the company in which the person giving notice proposes to acquire shares.\n\nCOMPANY\n\nName of company ...............................................\n\nState, Territory or country where incorporated ............................\n\nAddress of head office in that State, Territory or country ......................\n\nAddress of registered office in that State, Territory or country ..................\n\nAddress in Australia for service ......................................\n\nState or Territory ............................................................................. Postcode .........\n\nTelephone No ................................................................................................(Specify STD Code)\n\nFacsimile No ...................................................................................(Specify STD Code)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nNames and shareholdings of person (s) holding a substantial shareholding in the company:\n\n| Shareholder’sfull name | Shareholder’sordinaryaddress | Class ofshares held | Number of votes attaching to a share of thatclass | Total number of shares of that class on issue | Total number of shares of that class on issue |\n| ---------------------- | ---------------------------- | ------------------- | ------------------------------------------------- | --------------------------------------------- | --------------------------------------------- |\n|                        |                              |                     |                                                   |                                               |                                               |\n|                        |                              |                     |                                                   |                                               |                                               |\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nParticulars of company’s \\*agent/ \\*principal officer in Australia:\n\nFull name ....................................................\n\nTitle of \\*agent/ \\*principal officer.....................................\n\nAddress ......................................................\n\nState or Territory ............................................................................ Postcode .........\n\nTelephone No ................................................................................................(Specify STD Code)\n\nFacsimile No ...................................................................................(Specify STD Code)\n\n\\* (Delete whichever is inapplicable.)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nPART 4\n\nPARTICULARS OF SHARES\n\nDirections for Part 4\n\nThe Table in this Part is to be completed in relation to the proposed acquisition of shares in the company mentioned in Part 3.\n\n  \n\nTABLE\n\nPARTICULARS OF SHARES\n\nPROPOSED TO BE ACQUIRED\n\n| Class ofshares | Number of votes attaching to shares of that class and that number as a percentage of the total number of votes attaching to all classes of shares on issue from the company | Number of shares of that class already held by the person and that number as a percentage of the total number of shares on issue from the company | Total number of shares of that class on issue from the company | Number of previously issued shares of that class proposed to be acquired and that number as a percentage of the total number of shares on issue from the company | Number of shares proposed to be acquired from a proposed new issue of shares of that class and that number as a percentage of the total number of shares that there will be after the proposed new issue |\n| -------------- | --------------------------------------------------------------------------------------------------------------------------------------------------------------------------- | ------------------------------------------------------------------------------------------------------------------------------------------------- | -------------------------------------------------------------- | ---------------------------------------------------------------------------------------------------------------------------------------------------------------- | -------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- |\n|                |                                                                                                                                                                             |                                                                                                                                                   |                                                                |                                                                                                                                                                  |                                                                                                                                                                                                          |\n|                |                                                                                                                                                                             |                                                                                                                                                   |                                                                |                                                                                                                                                                  |                                                                                                                                                                                                          |\n\nThe particulars specified in this Notice are true and correct to the best of my knowledge, information and belief.\n\nSigned by or on behalf of the person giving this notice by:.....................\n\nFull name ....................................................\n\nDate........................................................\n\n  \n\nFORM 2 Paragraph 4 (1) (b)\n\nInsurance Acquisitions and Takeovers Act 1991\n\nNOTICE UNDER PARAGRAPH 24 (b) OF THE ACT OF AN INTENTION TO ISSUE THE SHARES MENTIONED IN THAT PARAGRAPH\n\nGeneral Directions\n\n1. The person giving this Notice must attach to the Notice the documents required under regulation 5 of the Insurance Acquisitions and Takeovers (Notices) Regulations to be attached to this Notice.\n\n2. If, in relation to any matter, the space provided in the Notice is insufficient to insert the required particulars, show the particulars in a separate attachment to this Notice.\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nTo the Minister,\n\n......................................I give notice under paragraph 24 (b) of the Insurance Acquisitions and Takeovers Act 1991 that .....\n\n(the company mentioned in Part 1 of this Notice) proposes to issue shares to........,\n\n...........................................................,\n\n(the person mentioned in Part 2 of this Notice).\n\nParticulars of the shares that the company proposes to issue are set out in Part 3 of this Notice.\n\nPART 1\n\nPARTICULARS OF PERSON GIVING NOTICE\n\nDirections for Part 1\n\nThe company should complete this Part in relation to itself.\n\nPARTICULARS OF THE COMPANY\n\nName of company ...............................................\n\nState, Territory or country where incorporated ............................\n\nAddress of head office in that State, Territory or country ......................\n\nAddress of registered office in that State, Territory or country ..................\n\nAddress in Australia for service ......................................\n\nState or Territory ............................................................................. Postcode .........\n\nTelephone No ...................................................................................(Specify STD Code)..\n\nFacsimile No ...................................................................................(Specify STD Code)...\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\n  \n\nNames and shareholdings of person (s) holding a substantial shareholding in the company giving notice:\n\n| Shareholder’sfull name | Shareholder’sordinaryaddress | Class ofshares held | Number of votes attaching to a share of thatclass | Total number of shares of that class on issue | Total number of shares of that class on issue |\n| ---------------------- | ---------------------------- | ------------------- | ------------------------------------------------- | --------------------------------------------- | --------------------------------------------- |\n|                        |                              |                     |                                                   |                                               |                                               |\n|                        |                              |                     |                                                   |                                               |                                               |\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nParticulars of company’s \\*agent/ \\*principal officer in Australia:\n\nFull name ....................................................\n\nTitle of \\*agent/ \\*principal officer.....................................\n\nAddress ......................................................\n\nState or Territory ............................................................................ Postcode .........\n\nTelephone No ................................................................................................(Specify STD Code)\n\nFacsimile No ...................................................................................(Specify STD Code)\n\n\\* (Delete whichever is inapplicable.)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nPART 2\n\nPARTICULARS OF PERSON TO WHOM SHARES ARE TO BE ISSUED\n\nDirections for Part 2\n\n1. Division 1 of this Part is to be completed if the person to whom shares are to be issued is a not a company.\n\n2. Division 2 of this Part is to be completed if the person to whom shares are to be issued is a company.\n\nDivision 1\n\nPARTICULARS OF A PERSON OTHER THAN A COMPANY\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nFull name ....................................................\n\nCountry where ordinarily resident.....................................\n\nAddress in that country ............................................\n\nAddress in Australia for service ......................................\n\nState or Territory ...................................................................... Postcode ............\n\nTelephone No ................................................................................................(Specify STD Code)\n\nFacsimile No ...................................................................................(Specify STD Code)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nParticulars of Australian agent (if any):\n\nFull name ....................................................\n\nAddress ......................................................\n\nState or Territory ................................................\n\nTelephone No ................................................................................................(Specify STD Code)\n\nFacsimile No ...................................................................................(Specify STD Code)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nDivision 2\n\nPARTICULARS OF COMPANY\n\nName of company ...............................................\n\nState, Territory or country where incorporated ............................\n\nAddress of head office in that State, Territory or country ......................\n\nAddress of registered office in that State, Territory or country ..................\n\nAddress in Australia for service ......................................\n\nState or Territory ............................................................................. Postcode .........\n\nTelephone No ................................................................................................(Specify STD Code)\n\nFacsimile No ...................................................................................(Specify STD Code)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nNames and shareholdings of person (s) holding a substantial shareholding in the company :\n\n| Shareholder’sfull name | Shareholder’sordinaryaddress | Class ofshares held | Number of votes attaching to a share of thatclass | Total number of shares of that class on issue | Total number of shares of that class held |\n| ---------------------- | ---------------------------- | ------------------- | ------------------------------------------------- | --------------------------------------------- | ----------------------------------------- |\n|                        |                              |                     |                                                   |                                               |                                           |\n|                        |                              |                     |                                                   |                                               |                                           |\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nParticulars of company’s \\*agent/ \\*principal officer in Australia:\n\nFull name ....................................................\n\nTitle of \\*agent/ \\*principal officer.....................................\n\nAddress ......................................................\n\nState or Territory ............................................................................ Postcode .........\n\nTelephone No ................................................................................ (Specify STD Code) ..\n\nTelephone No ................................................................................ (Specify STD Code) ..\n\n\\* (Delete whichever is inapplicable.)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nPART 3\n\nPARTICULARS OF SHARES\n\nDirections for Part 3\n\nThe company should complete the table in relation to the shares it proposes to issue to the person mentioned in Part 2.\n\nTABLE\n\nPARTICULARS OF SHARES PROPOSED\n\nTO BE ISSUED\n\n| Class ofshares | Number of votes attaching to shares of that class and that number as a percentage of the total number of votes attaching to all classes of shares on issue from the company | Number of shares of that class already held by the person and that number as a percentage of the total number of shares on issue from the company | Total number of shares of that class on issue from the company | Number of previously issued shares of that class proposed to be issued and that number as a percentage of the total number of shares on issue from the company | Number of shares proposed to be issued from a proposed new issue of shares of that class and that number as a percentage of the total number of shares that there will be after the proposed new issue |\n| -------------- | --------------------------------------------------------------------------------------------------------------------------------------------------------------------------- | ------------------------------------------------------------------------------------------------------------------------------------------------- | -------------------------------------------------------------- | -------------------------------------------------------------------------------------------------------------------------------------------------------------- | ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ |\n|                |                                                                                                                                                                             |                                                                                                                                                   |                                                                |                                                                                                                                                                |                                                                                                                                                                                                        |\n|                |                                                                                                                                                                             |                                                                                                                                                   |                                                                |                                                                                                                                                                |                                                                                                                                                                                                        |\n\nThe particulars specified in this Notice are true and correct to the best of my knowledge, information and belief.\n\nSigned by or on behalf of the person giving this notice by:.....................\n\nFull name ....................................................\n\nDate........................................................\n\nFORM 3 Subregulation 4 (2)\n\nInsurance Acquisitions and Takeovers Act 1991\n\nNOTICE UNDER PARAGRAPH 38 (b) OF THE ACT OF INTENTION TO ACQUIRE THE ASSETS, INTERESTS, RIGHTS OR BENEFITS, OR TO ENTER THE ARRANGEMENT MENTIONED IN THAT PARAGRAPH\n\nGeneral Directions\n\n1. The person giving this Notice must attach to the Notice the documents required under regulation 5 of the Insurance Acquisitions and Takeovers (Notices) Regulations to be attached to this Notice.\n\n2. If, in relation to any matter, the space provided in the Notice is insufficient to insert the required particulars, show the particulars in a separate attachment to this Notice.\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nTo the Minister,\n\nI give notice under paragraph 38 (b) of the Insurance Acquisitions and Takeovers Act 1991 that I.....\n\nthe person mentioned in Part 1 of this Notice:\n\n\\* propose to enter into a transaction with................................................ (the person mentioned in Division 1 of Part 2 of this Notice) to acquire assets of an Australian-registered insurance company...................................................................................................(the company mentioned in Division 2 of Part 2 of this Notice); or\n\n\\* propose to enter into an arrangement with .................................................................. (the company mentioned in Division 1 of Part 2 of this Notice) in relation to the leasing or letting on hire of, or the granting of other rights to use, assets of an Australian-registered insurance company, namely ..................................................................................(the company mentioned in Division 2 of Part 2 of this notice; or\n\n\\* propose to acquire any or all of the interests, rights or benefits of an Australian-registered insurance company ......................................(the company mentioned in Division 2 of Part 2 of this notice) under one or more contracts of insurance where the company is the insurer.\n\n\\* (Delete whichever is inapplicable.)\n\nParticulars of the relevant assets, interests, rights, benefits, contract or arrangement (if any) are set out in Part 3 of this Notice.\n\nPART 1\n\nPARTICULARS OF PERSON GIVING NOTICE\n\nDirections for Part 1\n\n1. Division 1 of this Part is to be completed if the person giving notice is not a company.\n\n2. Division 2 of this Part is to be completed if the person giving notice is a company.\n\nDivision 1\n\nPARTICULARS OF A PERSON OTHER THAN A COMPANY\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nFull name.....................................................\n\nCountry where ordinarily resident.....................................\n\nAddress in that country............................................\n\nAddress in Australia for service......................................\n\nState or Territory..............................................................................Postcode..........\n\nTelephone No.....................................(Specify STD Code)\n\nFacsimile No......................................(Specify STD Code)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nParticulars of Australian agent (if any):\n\nFull name.....................................................\n\nAddress......................................................\n\nState or Territory...................................................................................Postcode........\n\nTelephone No.....................................(Specify STD Code)\n\nFacsimile No......................................(Specify STD Code)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nIf the notice is given by a trustee or on behalf of trustees:\n\nParticulars of trust:\n\nName of trust ..................................................\n\nName of trustee ................................................\n\nNames of beneficiaries............................................\n\n(Please attach a copy of trust deed to this Notice.)\n\nDivision 2\n\nPARTICULARS OF COMPANY\n\nName of company ...............................................\n\nState, Territory or country where incorporated ............................\n\nAddress of head office in that State, Territory or country ......................\n\nAddress of registered office in that State, Territory or country ..................\n\nAddress in Australia for service ......................................\n\nState or Territory ............................................................................. Postcode .........\n\nTelephone No.....................................(Specify STD Code)  \n\nFacsimile No......................................(Specify STD Code)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nNames and shareholdings of person (s) holding a substantial shareholding in the company giving notice:\n\n| Shareholder’sfull name | Shareholder’sordinaryaddress | Class ofshares held | Number of votes attaching to a share of thatclass | Total number of shares of that class on issue | Total number of shares of that class held |\n| ---------------------- | ---------------------------- | ------------------- | ------------------------------------------------- | --------------------------------------------- | ----------------------------------------- |\n|                        |                              |                     |                                                   |                                               |                                           |\n|                        |                              |                     |                                                   |                                               |                                           |\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nParticulars of company’s \\*agent/ \\*principal officer in Australia:\n\nFull name ....................................................\n\nTitle of \\*agent/ \\*principal officer.....................................\n\nAddress ......................................................\n\nState or Territory ............................................................................ Postcode .........\n\nTelephone No.....................................(Specify STD Code)\n\nFacsimile No......................................(Specify STD Code)\n\n\\* (Delete whichever is inapplicable.)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nIf the notice is given by trustees or on behalf of trustees:\n\nParticulars of trust:\n\nName of trust ..................................................\n\nName of trustee ................................................\n\nNames of beneficiaries............................................\n\n(Please attach a copy of trust deed to this Notice.)\n\nPART 2\n\nPARTICULARS OF PERSONS OTHER THAN\n\nPERSON GIVING NOTICE\n\nDirections for Part 2\n\n1. If the person giving notice states that the person proposes to enter a transaction to acquire assets of an Australian-registered insurance company, Division 1 should be completed in relation to the person with whom the agreement is made. Division 2 should be completed in relation to the Australian-registered insurance company. If the proposed transaction is to be entered with the Australian-registered insurance company the person giving notice may insert “as above” in Division 2.\n\n2. If the person giving notice states that the person proposes to enter into an arrangement with a person in relation to the leasing or letting on hire of, or the granting of other rights to use, assets of an Australian-registered company, Division 1 should be completed in relation to the person with whom the arrangement is made. Division 2 should be completed in relation to the Australian-registered insurance company. If the proposed arrangement is to be entered with the Australian-registered insurance company the person giving notice may insert “as above” in Division 2.\n\n3. If the person giving notice states that the person proposes to acquire any or all of the interests, rights or benefits of an Australian-registered insurance company under one, or more contracts of insurance where the company is the insurer, Division 2 should be completed in relation to the company.\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nDivision 1\n\nPARTICULARS OF PERSON WITH WHOM\n\nARRANGEMENT/TRANSACTION MADE\n\nPARTICULARS OF A PERSON OTHER THAN A COMPANY\n\nFull name.....................................................\n\nCountry where ordinarily resident.....................................\n\nAddress in that country............................................\n\nAddress in Australia for service......................................\n\nState or Territory..............................................................................Postcode..........\n\nTelephone No.....................................(Specify STD Code)\n\nFacsimile No......................................(Specify STD Code)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nParticulars of Australian agent (if any):\n\nFull name.....................................................\n\nAddress......................................................\n\nState or Territory...................................................................................Postcode........\n\nTelephone No.....................................(Specify STD Code)\n\nFacsimile No......................................(Specify STD Code)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nPARTICULARS OF COMPANY\n\nName of company ...............................................\n\nState, Territory or country where incorporated ............................\n\nAddress of head office in that State, Territory or country ......................\n\nAddress of registered office in that State, Territory or country ..................\n\nAddress in Australia for service ......................................\n\nState or Territory ............................................................................. Postcode .........\n\nTelephone No.....................................(Specify STD Code)\n\nFacsimile No......................................(Specify STD Code)\n\nNames and shareholdings of person (s) holding a substantial shareholding in the company :\n\n| Shareholder’sfull name | Shareholder’sordinaryaddress | Class ofshares held | Number of votes attaching to a share of thatclass | Total number of shares of that class on issue | Total number of shares of that class held |\n| ---------------------- | ---------------------------- | ------------------- | ------------------------------------------------- | --------------------------------------------- | ----------------------------------------- |\n|                        |                              |                     |                                                   |                                               |                                           |\n|                        |                              |                     |                                                   |                                               |                                           |\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nParticulars of company’s \\*agent/ \\*principal officer in Australia:\n\nFull name ....................................................\n\nTitle of \\*agent/ \\*principal officer.....................................\n\nAddress ......................................................\n\nState or Territory ............................................................................ Postcode .........\n\nTelephone No.....................................(Specify STD Code)\n\nFacsimile No......................................(Specify STD Code)\n\n\\* (Delete whichever is inapplicable.)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nDivision 2\n\nPARTICULARS OF AUSTRALIAN-REGISTERED INSURANCE COMPANY\n\nName of company...............................................\n\nState, Territory or country where incorporated.............................\n\nAddress of registered or head office in that State, Territory or country.............\n\nAddress of head office in that State, Territory or country......................\n\nAddress in Australia for service......................................\n\nState or Territory...............................................................................Postcode.........\n\nTelephone No.....................................(Specify STD Code)\n\nFacsimile No......................................(Specify STD Code)\n\n  \n\nPART 3\n\nPARTICULARS OF ASSETS, INTERESTS, RIGHTS, BENEFITS, CONTRACTS OR ARRANGEMENT\n\nDirections for Part 3:\n\n1. If the person giving notice states that the person proposes to acquire assets of an Australian-registered insurance company, Division 1 of Part 3 should be completed.\n\n2. If the person giving notice states that the person proposes to enter into an arrangement in relation to the leasing or letting on hire of, or the granting of other rights to use, assets of an Australian-registered insurance company, Division 2 of Part 3 should be completed.\n\n3. If the person giving notice proposes to acquire any or all of the interests, rights or benefits of an Australian-registered insurance company under one or more contracts of insurance where the company is the insurer, Division 3 of Part 3 should be completed.\n\nDivision 1\n\nPARTICULARS OF THE TRANSACTION UNDER WHICH THE PERSON GIVING NOTICE PROPOSES TO ACQUIRE ASSETS OF THE AUSTRALIAN-REGISTERED INSURANCE COMPANY\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nParticulars of proposed transaction.....................................\n\nDescription and value of assets to which the proposed transaction relates...........\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nDivision 2\n\nPARTICULARS OF ARRANGEMENT THAT PERSON GIVING NOTICE PROPOSES TO ENTER\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nParticulars of proposed arrangement...................................\n\nDescription and value of assets to which the proposed arrangement relates..........\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\n  \n\nDivision 3\n\nPARTICULARS OF CONTRACT OR CONTRACTS OF INSURANCE WHERE THE AUSTRALIAN-REGISTERED INSURANCE COMPANY IS THE INSURER\n\nParticulars of proposed contract/s:.....................................\n\nDescription and value of interests, rights or benefits of the Australian-registered insurance company under the relevant contract of insurance.....\n\n...........................................................\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nThe particulars specified in this Notice are true and correct to the best of my knowledge, information and belief.\n\nSigned by or on behalf of the person giving this notice by:.....................\n\nFull name ....................................................\n\nDate........................................................\n\nFORM 4 Subregulation 4 (3)\n\nInsurance Acquisitions and Takeovers Act 1991\n\nNOTICE UNDER PARAGRAPH 52 (b) OF THE ACT OF A PERSON’S INTENTION TO ENTER INTO AN AGREEMENT MENTIONED IN THAT PARAGRAPH\n\nGeneral Directions\n\n1. The person giving this Notice must attach to the Notice the documents required under regulation 5 of the Insurance Acquisitions and Takeovers (Notices) Regulations to be attached to this Notice.\n\n2. If, in relation to any matter, the space provided in the Notice is insufficient to insert the required particulars, show the particulars in a separate attachment to this Notice.\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nTo the Minister,\n\nI give notice under paragraph 52 (b) of the Insurance Acquisitions and Takeovers Act 1991 that I.....\n\n(the person mentioned in Part 1 of this Notice) propose to enter into an agreement with..\n\n...........................................................\n\n(the person mentioned in Part 2 of this Notice) in relation to an Australian-registered insurance company .....\n\n(the company mentioned in Part 3 of this notice).\n\nParticulars of the agreement are set out in Part 4 of this Notice.\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nPART 1\n\nPARTICULARS OF PERSON GIVING NOTICE\n\nDirections for Part 1\n\n1. Division 1 of this Part is to be completed if the person giving notice is not a company.\n\n2. Division 2 of this Part is to be completed if the person giving notice is a company.\n\nDivision 1\n\nPARTICULARS OF PERSON OTHER THAN COMPANY\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nFull name.....................................................\n\nCountry where ordinarily resident.....................................\n\nAddress in that country............................................\n\nAddress in Australia for service ......................................\n\nState or Territory..............................................................................Postcode..........\n\nTelephone No.....................................(Specify STD Code)\n\nFacsimile No......................................(Specify STD Code)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nParticulars of Australian agent (if any):\n\nFull name.....................................................\n\nAddress......................................................\n\nState or Territory...................................................................................Postcode........\n\nTelephone No.....................................(Specify STD Code)\n\nFacsimile No......................................(Specify STD Code)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nIf the notice is given by trustees or on behalf of trustees:\n\nParticulars of trust:\n\nName of trust ..................................................\n\nName of trustee ................................................\n\nNames of beneficiaries............................................\n\n(Please attach a copy of trust deed to this Notice.)\n\nDivision 2\n\nPARTICULARS OF COMPANY GIVING NOTICE\n\nName of company ...............................................\n\nState, Territory or country where incorporated ............................\n\nAddress of head office in that State, Territory or country ......................\n\nAddress of registered office in that State, Territory or country ..................\n\nAddress in Australia for service ......................................\n\nState or Territory ............................................................................. Postcode  \n\nTelephone No.....................................(Specify STD Code)\n\nFacsimile No......................................(Specify STD Code)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nNames and shareholdings of person (s) holding a substantial shareholding in the company:\n\n| Shareholder’sfull name | Shareholder’sordinaryaddress | Class ofshares held | Number of votes attaching to a share of thatclass | Total number of shares of that class on issue | Total number of shares of that class held |\n| ---------------------- | ---------------------------- | ------------------- | ------------------------------------------------- | --------------------------------------------- | ----------------------------------------- |\n|                        |                              |                     |                                                   |                                               |                                           |\n|                        |                              |                     |                                                   |                                               |                                           |\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nParticulars of company’s \\*agent/ \\*principal officer in Australia:\n\nFull name ....................................................\n\nTitle of \\*agent/ \\*principal officer.....................................\n\nAddress ......................................................\n\nState or Territory ............................................................................ Postcode .........\n\nTelephone No.....................................(Specify STD Code)\n\nFacsimile No......................................(Specify STD Code)\n\n\\* (Delete whichever is inapplicable.)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nIf the notice is given by trustees or on behalf of trustees:\n\nParticulars of trust:\n\nName of trust ..................................................\n\nName of trustee ................................................\n\nNames of beneficiaries............................................\n\n(Please attach a copy of trust deed to this Notice.)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nPART 2\n\nPARTICULARS OF PERSON WITH WHOM AGREEMENT ENTERED\n\nDirections for Part 2\n\n1. Division 1 of this Part is to be completed if the person with whom the agreement is entered is not a company.\n\n2. Division 2 of this Part is to be completed if the person with whom the agreement is entered is a company.\n\nDivision 1\n\nPARTICULARS OF PERSON OTHER THAN A COMPANY\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nFull name.....................................................\n\nCountry where ordinarily resident.....................................\n\nAddress in that country............................................\n\nAddress in Australia for service ......................................\n\nState or Territory..............................................................................Postcode..........\n\nTelephone No.....................................(Specify STD Code)\n\nFacsimile No......................................(Specify STD Code)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nParticulars of Australian agent (if any):\n\nFull name.....................................................\n\nAddress......................................................\n\nState or Territory...................................................................................Postcode........\n\nTelephone No.....................................(Specify STD Code)\n\nFacsimile No......................................(Specify STD Code)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nDivision 2\n\nPARTICULARS OF COMPANY\n\nName of company ...............................................\n\nState, Territory or country where incorporated ............................\n\nAddress of head office in that State, Territory or country ......................\n\nAddress of registered office in that State, Territory or country ..................\n\nAddress in Australia for service ......................................\n\nState or Territory ............................................................................. Postcode .........\n\nTelephone No.....................................(Specify STD Code)\n\nFacsimile No......................................(Specify STD Code)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\n  \n\nNames and shareholdings of person (s) holding a substantial shareholding in the company:\n\n| Shareholder’sfull name | Shareholder’sordinaryaddress | Class ofshares held | Number of votes attaching to a share of thatclass | Total number of shares of that class on issue | Total number of shares of that class held |\n| ---------------------- | ---------------------------- | ------------------- | ------------------------------------------------- | --------------------------------------------- | ----------------------------------------- |\n|                        |                              |                     |                                                   |                                               |                                           |\n|                        |                              |                     |                                                   |                                               |                                           |\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nParticulars of company’s \\*agent/ \\*principal officer in Australia:\n\nFull name ....................................................\n\nTitle of \\*agent/ \\*principal officer.....................................\n\nAddress ......................................................\n\nState or Territory ............................................................................ Postcode .........\n\nTelephone No.....................................(Specify STD Code)\n\nFacsimile No......................................(Specify STD Code)\n\n\\* (Delete whichever is inapplicable.)\n\nPART 3\n\nPARTICULARS OF AUSTRALIAN REGISTERED-INSURANCE COMPANY\n\nName of company...............................................\n\nPlace of incorporation.............................................\n\nAddress of head office in that State, Territory or country ......................\n\nAddress of registered office in that State, Territory or country ..................\n\nAddress in Australia for service......................................\n\nState or Territory...............................................................................Postcode.........\n\nTelephone No.....................................(Specify STD Code)\n\nFacsimile No......................................(Specify STD Code)\n\n  \n\nPART 4\n\nPARTICULARS OF AGREEMENT\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nParticulars of proposed agreement:\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nThe particulars specified in this Notice are true and correct to the best of my knowledge, information and belief.\n\nSigned by or on behalf of the person giving this notice........................\n\nFull name.....................................................\n\nDate........................................................\n\nFORM 5 Subregulation 4 (4)\n\nInsurance Acquisitions and Takeovers Act 1991\n\nNOTICE UNDER PARAGRAPH 52 (c) OF THE ACT\n\nPROPOSAL MENTIONED IN THAT PARAGRAPH TO ALTER A CONSTITUENT DOCUMENT OF A COMPANY\n\nGeneral Directions\n\n1. The person giving this Notice must attach to the Notice the documents required under regulation 5 of the Insurance Acquisitions and Takeovers (Notices) Regulations to be attached to this Notice.\n\n2. If, in relation to any matter, the space provided in the Notice is insufficient to insert the required particulars, show the particulars in a separate attachment to this Notice.\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nTo the Minister,\n\nI give notice under paragraph 52 (c) of the Insurance Acquisitions and Takeovers Act 1991 that it is proposed to alter a constituent document of.....\n\n(the company mentioned in Part 1 of this Notice).\n\nParticulars of the constituent document are set out in Part 2 of this Notice\n\n  \n\nPART 1\n\nPARTICULARS OF COMPANY GIVING NOTICE\n\nDirections for Part 1\n\nThis part is to be completed in relation to the Australian-registered insurance company of which it is proposed to alter a constituent document.\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nPARTICULARS OF AUSTRALIAN-REGISTERED INSURANCE COMPANY GIVING NOTICE\n\nName of company...............................................\n\nPlace of incorporation.............................................\n\nAddress of head office............................................\n\nAddress in Australia of registered office ................................\n\nAddress in Australia for service ......................................\n\nState or Territory...............................................................................Postcode.........\n\nTelephone No.....................................(Specify STD Code)\n\nFacsimile No......................................(Specify STD Code)\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nPART 2\n\nPARTICULARS OF CONSTITUENT DOCUMENT\n\nDirections for Part 2\n\nThis Part is to be completed in relation to the constituent document proposed to be altered.\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nPARTICULARS OF THE PROPOSED ALTERATION OF THE CONSTITUENT DOCUMENT\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nDescription of document to be altered..................................\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nParticulars of alterations:\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\n| Relevant text prior alteration | Relevant text after alteration |\n| ------------------------------ | ------------------------------ |\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nThe particulars specified in this Notice are true and correct to the best of my knowledge, information and belief.\n\nSigned by or on behalf of the person giving this notice:.......................\n\nFull name.....................................................\n\nDate........................................................\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nNOTE\n\n1. Notified in the Commonwealth of Australia Gazette on 13 March 1992.","sortOrder":0}],"analysis":{"kimi_summary":{"_metrics":{"model":"kimi-k2.5","source":"moonshot-realtime","completionTokens":2426},"content_quality":"ok","complexity_score":3,"scope_assessment":{"changed":false,"description":"The legislation remains focused on its original purpose of prescribing notification forms and supporting document requirements for acquisitions, takeovers, and constitutional changes in the insurance sector under the 1991 Act."},"complexity_factors":["Five lengthy prescribed forms with repetitive data collection requirements","Bifurcated form structures requiring different fields for companies versus individuals/trustees","Mandatory supporting documentation requirements including 2-year financial histories","Ministerial discretion provisions allowing exemption from document rules","Mechanical cross-referencing to specific paragraph provisions (24(b), 38(b), 52(b), 52(c)) of the parent Act"],"plain_english_summary":"These regulations prescribe the exact notification forms and supporting documents required under the Insurance Acquisitions and Takeovers Act 1991 for persons and companies proposing significant dealings with Australian insurance companies (share transactions, asset or policy rights transfers, constitutional changes, etc.). \n\nThey standardise submissions (financials, agreements, trust deeds, constituent docs) to give the Minister oversight and help protect sector stability, with limited waiver powers."},"flash_summary":{"complexity_score":3,"scope_assessment":{"changed":false,"description":"The Regulations do not change who is captured by the Insurance Acquisitions and Takeovers Act 1991; they only prescribe the form and content of notices and the supporting documents required when giving those notices (regs 4–6 and Schedule). They create procedural obligations and documentary disclosure requirements for persons or companies who must notify, but do not expand or narrow the Act’s substantive coverage; the Minister retains discretion to alter documentary requirements."},"complexity_factors":["Multiple prescribed notice types and long template forms (Forms 1–5) requiring extensive factual detail (Schedule)","Cross-references to specific paragraphs of the Act (24(b), 38(b), 52(b), 52(c)) — reg 4","Mandatory supporting-document rules (balance sheet and profit & loss for preceding 2 years; trust deeds) that vary by transaction type — reg 5(2)–(4)","Different completion paths depending on whether the notifier or counterparty is a company, a person, or a trustee (divided Parts and Divisions across Forms)","Ministerial discretion to waive or vary attachment requirements (\"unless the Minister otherwise directs\") — regs 5(1), 6","Detailed share and shareholder tables and percentage calculations in multiple forms (Parts 3–4 of Forms 1–2)","Administrative burden on foreign or offshore parties to provide Australian service addresses and local agents","Prescriptive presentation requirements but no substantive amendment to the Act’s coverage (procedural rather than substantive)"],"plain_english_summary":"These Regulations prescribe the exact notice forms (Forms 1–5) and the supporting documents parties must use when notifying the Minister under the Insurance Acquisitions and Takeovers Act 1991 about proposed share acquisitions or issues, asset or rights acquisitions or leasing arrangements, agreements, or changes to a company’s constituent documents.  \n\nThey require attachments such as balance sheets and profit & loss accounts for the preceding two years and trust deeds where applicable, place the compliance and disclosure cost on the notifying person or company, and give the Minister discretion to direct otherwise (regs 4–6)."}},"importantCases":[],"_links":{"self":"/api/acts/insurance-acquisitions-and-takeovers-notices-regulations","history":"/api/acts/insurance-acquisitions-and-takeovers-notices-regulations/history","analysis":"/api/acts/insurance-acquisitions-and-takeovers-notices-regulations/analysis","conflicts":"/api/acts/insurance-acquisitions-and-takeovers-notices-regulations/conflicts","importantCases":"/api/acts/insurance-acquisitions-and-takeovers-notices-regulations/important-cases","documents":"/api/acts/insurance-acquisitions-and-takeovers-notices-regulations/documents"}}