{"id":"F2007L04914","name":"Financial Sector (Collection of Data) (reporting standard) determination No. 32 of 2007 - Reporting standard DRS 1.0 - Notification","slug":"financial-sector-collection-of-data-reporting-standard-determination-no-32-of-2007-reporting-standar","collection":"legislative_instrument","jurisdiction":"commonwealth","status":"repealed","isInForce":false,"actNumber":null,"makingDate":null,"administeringDepartment":null,"currentVersion":{"id":71736,"registerId":"commonwealth-F2007L04914-current","compilationNumber":null,"startDate":"2026-04-02","status":"Repealed","reasons":null,"registeredAt":null},"sections":[{"sectionNumber":"Reporting Standard DRS 1.0","sectionType":"part","heading":"Reporting Standard DRS 1.0","content":"## ![](image.001.png)\n\n## Reporting Standard DRS 1.0\n\n# Notification\n\n### Objective of this reporting standard\n\nThis reporting standard is made under section 13 of the Financial Sector (Collection of Data) Act 2001. It requires all DMF entities to provide APRA with the Form DRF 1.0 Notification.\n\nThis reporting standard outlines the overall requirements for the provision of this information to APRA. It should be read in conjunction with the form.\n\n# Purpose\n\n1.  Information collected in Form DRF 1.0 Notification (Form DRF 1.0) is used by APRA for the purpose of monitoring bodies in the finance sector.\n\n# Application and commencement\n\n2. This reporting standard applies to all DMF entities from 1 January 2008.\n\n# Information required\n\n3. A DMF entity must provide APRA with the information required by Form DRF 1.0 in respect of the DMF.\n\n# Forms and method of submission\n\n4. The information required by this reporting standard must be given to APRA either:\n\n# (a) in electronic form, or\n\n# (b) by manually completing Form DRF 1.0 on paper and mailing or faxing the completed form to APRA’s head office.\n\n#   \nDue date\n\n5. The information must be provided to APRA:\n\n# (a) for a DMF existing as at 1 January 2008, by 1 March 2008;\n\n# (b) for a DMF coming into existence after 1 January 2008, by the later of 1 March 2008 and 14 days after becoming a DMF; and\n\n# (c) for an entity ceasing to be a DMF, within 14 days of ceasing to be a DMF.\n\n6. In the event that the information (with the exception of information supplied in response to questions 5 and 6 of Form DRF 1.0) changes, a DMF entity must advise APRA of the details of the change within 14 days of the change.\n\n7. APRA may grant an extension of a due date in writing, in which case the new due date for the provision of the information will be the date on the notice of extension.\n\n# Quality control\n\n8. The information provided under this reporting standard must be the product of processes and controls developed by the DMF entity for the internal review and authorisation of that information. It is the responsibility of the DMF entity to ensure that an appropriate set of policies and procedures for the authorisation of data submitted to APRA is in place.\n\n# Authorisation\n\n9. The completed form must be signed by an officer of the DMF entity who is authorised by the DMF entity to complete and lodge Form DRF 1.0.\n\n# Minor alterations to form and instructions\n\n10. APRA may make minor variations to:\n\n> (a) a form that is part of this reporting standard, and the instructions to such a form, to correct technical, programming or logical errors, inconsistencies or anomalies; or\n\n> (b) the instructions to a form, to clarify their application to the form\n\n> without changing any substantive requirement in the form or instructions.\n\n11. If APRA makes such a variation it must notify in writing each DMF entity that is required to report under this reporting standard.\n\n# Interpretation\n\n12. In this reporting standard:\n\nAPRA means the Australian Prudential Regulation Authority established under the Australian Prudential Regulation Authority Act 1998;\n\nDMF has the meaning given by section 5 of the Financial Sector (Collection of Data) Act 2001;\n\ndue date means the relevant due date under paragraph 5 or, if applicable, paragraph 7;\n\nDMF entity is a person or body that controls a DMF, and may include any of the following:\n\n(a) a body corporate;\n\n(b) a partnership;\n\n(c) an unincorporated body;\n\n(d) an individual;\n\n(e) for a trust that has only one trustee – the trustee; and\n\n(f) for a trust that has more than one trustee – the trustees together;\n\nofficer in relation to a DMF entity means, where relevant:\n\n(a) a director or secretary of the entity; or\n\n(b) a person:\n\n(i) who makes, or participates in making, decisions that affect the whole, or a substantial part, of the business of the entity; or\n\n(ii) who has the capacity to affect significantly the entity’s financial standing.","sortOrder":0},{"sectionNumber":"Notification","sectionType":"part","heading":"Notification","content":"# Notification\n\n### Objective of this reporting standard\n\nThis reporting standard is made under section 13 of the Financial Sector (Collection of Data) Act 2001. It requires all DMF entities to provide APRA with the Form DRF 1.0 Notification.\n\nThis reporting standard outlines the overall requirements for the provision of this information to APRA. It should be read in conjunction with the form.\n\n# Purpose\n\n1.  Information collected in Form DRF 1.0 Notification (Form DRF 1.0) is used by APRA for the purpose of monitoring bodies in the finance sector.\n\n# Application and commencement\n\n2. This reporting standard applies to all DMF entities from 1 January 2008.\n\n# Information required\n\n3. A DMF entity must provide APRA with the information required by Form DRF 1.0 in respect of the DMF.\n\n# Forms and method of submission\n\n4. The information required by this reporting standard must be given to APRA either:\n\n# (a) in electronic form, or\n\n# (b) by manually completing Form DRF 1.0 on paper and mailing or faxing the completed form to APRA’s head office.\n\n#   \nDue date\n\n5. The information must be provided to APRA:\n\n# (a) for a DMF existing as at 1 January 2008, by 1 March 2008;\n\n# (b) for a DMF coming into existence after 1 January 2008, by the later of 1 March 2008 and 14 days after becoming a DMF; and\n\n# (c) for an entity ceasing to be a DMF, within 14 days of ceasing to be a DMF.\n\n6. In the event that the information (with the exception of information supplied in response to questions 5 and 6 of Form DRF 1.0) changes, a DMF entity must advise APRA of the details of the change within 14 days of the change.\n\n7. APRA may grant an extension of a due date in writing, in which case the new due date for the provision of the information will be the date on the notice of extension.\n\n# Quality control\n\n8. The information provided under this reporting standard must be the product of processes and controls developed by the DMF entity for the internal review and authorisation of that information. It is the responsibility of the DMF entity to ensure that an appropriate set of policies and procedures for the authorisation of data submitted to APRA is in place.\n\n# Authorisation\n\n9. The completed form must be signed by an officer of the DMF entity who is authorised by the DMF entity to complete and lodge Form DRF 1.0.\n\n# Minor alterations to form and instructions\n\n10. APRA may make minor variations to:\n\n> (a) a form that is part of this reporting standard, and the instructions to such a form, to correct technical, programming or logical errors, inconsistencies or anomalies; or\n\n> (b) the instructions to a form, to clarify their application to the form\n\n> without changing any substantive requirement in the form or instructions.\n\n11. If APRA makes such a variation it must notify in writing each DMF entity that is required to report under this reporting standard.\n\n# Interpretation\n\n12. In this reporting standard:\n\nAPRA means the Australian Prudential Regulation Authority established under the Australian Prudential Regulation Authority Act 1998;\n\nDMF has the meaning given by section 5 of the Financial Sector (Collection of Data) Act 2001;\n\ndue date means the relevant due date under paragraph 5 or, if applicable, paragraph 7;\n\nDMF entity is a person or body that controls a DMF, and may include any of the following:\n\n(a) a body corporate;\n\n(b) a partnership;\n\n(c) an unincorporated body;\n\n(d) an individual;\n\n(e) for a trust that has only one trustee – the trustee; and\n\n(f) for a trust that has more than one trustee – the trustees together;\n\nofficer in relation to a DMF entity means, where relevant:\n\n(a) a director or secretary of the entity; or\n\n(b) a person:\n\n(i) who makes, or participates in making, decisions that affect the whole, or a substantial part, of the business of the entity; or\n\n(ii) who has the capacity to affect significantly the entity’s financial standing.","sortOrder":1},{"sectionNumber":"Objective of this reporting standard","sectionType":"division","heading":"Objective of this reporting standard","content":"### Objective of this reporting standard\n\nThis reporting standard is made under section 13 of the Financial Sector (Collection of Data) Act 2001. It requires all DMF entities to provide APRA with the Form DRF 1.0 Notification.\n\nThis reporting standard outlines the overall requirements for the provision of this information to APRA. It should be read in conjunction with the form.","sortOrder":2},{"sectionNumber":"Purpose","sectionType":"part","heading":"Purpose","content":"# Purpose\n\n1.  Information collected in Form DRF 1.0 Notification (Form DRF 1.0) is used by APRA for the purpose of monitoring bodies in the finance sector.","sortOrder":3},{"sectionNumber":"Application and commencement","sectionType":"part","heading":"Application and commencement","content":"# Application and commencement\n\n2. This reporting standard applies to all DMF entities from 1 January 2008.","sortOrder":4},{"sectionNumber":"Information required","sectionType":"part","heading":"Information required","content":"# Information required\n\n3. A DMF entity must provide APRA with the information required by Form DRF 1.0 in respect of the DMF.","sortOrder":5},{"sectionNumber":"Forms and method of submission","sectionType":"part","heading":"Forms and method of submission","content":"# Forms and method of submission\n\n4. The information required by this reporting standard must be given to APRA either:","sortOrder":6},{"sectionNumber":"(a) in electronic form, or","sectionType":"part","heading":"(a) in electronic form, or","content":"## ![](image.001.png)\n\n## Reporting Standard DRS 1.0\n\n# Notification\n\n### Objective of this reporting standard\n\nThis reporting standard is made under section 13 of the Financial Sector (Collection of Data) Act 2001. It requires all DMF entities to provide APRA with the Form DRF 1.0 Notification.\n\nThis reporting standard outlines the overall requirements for the provision of this information to APRA. It should be read in conjunction with the form.\n\n# Purpose\n\n1.  Information collected in Form DRF 1.0 Notification (Form DRF 1.0) is used by APRA for the purpose of monitoring bodies in the finance sector.\n\n# Application and commencement\n\n2. This reporting standard applies to all DMF entities from 1 January 2008.\n\n# Information required\n\n3. A DMF entity must provide APRA with the information required by Form DRF 1.0 in respect of the DMF.\n\n# Forms and method of submission\n\n4. The information required by this reporting standard must be given to APRA either:\n\n# (a) in electronic form, or\n\n# (b) by manually completing Form DRF 1.0 on paper and mailing or faxing the completed form to APRA’s head office.\n\n#   \nDue date\n\n5. The information must be provided to APRA:\n\n# (a) for a DMF existing as at 1 January 2008, by 1 March 2008;\n\n# (b) for a DMF coming into existence after 1 January 2008, by the later of 1 March 2008 and 14 days after becoming a DMF; and\n\n# (c) for an entity ceasing to be a DMF, within 14 days of ceasing to be a DMF.\n\n6. In the event that the information (with the exception of information supplied in response to questions 5 and 6 of Form DRF 1.0) changes, a DMF entity must advise APRA of the details of the change within 14 days of the change.\n\n7. APRA may grant an extension of a due date in writing, in which case the new due date for the provision of the information will be the date on the notice of extension.\n\n# Quality control\n\n8. The information provided under this reporting standard must be the product of processes and controls developed by the DMF entity for the internal review and authorisation of that information. It is the responsibility of the DMF entity to ensure that an appropriate set of policies and procedures for the authorisation of data submitted to APRA is in place.\n\n# Authorisation\n\n9. The completed form must be signed by an officer of the DMF entity who is authorised by the DMF entity to complete and lodge Form DRF 1.0.\n\n# Minor alterations to form and instructions\n\n10. APRA may make minor variations to:\n\n> (a) a form that is part of this reporting standard, and the instructions to such a form, to correct technical, programming or logical errors, inconsistencies or anomalies; or\n\n> (b) the instructions to a form, to clarify their application to the form\n\n> without changing any substantive requirement in the form or instructions.\n\n11. If APRA makes such a variation it must notify in writing each DMF entity that is required to report under this reporting standard.\n\n# Interpretation\n\n12. In this reporting standard:\n\nAPRA means the Australian Prudential Regulation Authority established under the Australian Prudential Regulation Authority Act 1998;\n\nDMF has the meaning given by section 5 of the Financial Sector (Collection of Data) Act 2001;\n\ndue date means the relevant due date under paragraph 5 or, if applicable, paragraph 7;\n\nDMF entity is a person or body that controls a DMF, and may include any of the following:\n\n(a) a body corporate;\n\n(b) a partnership;\n\n(c) an unincorporated body;\n\n(d) an individual;\n\n(e) for a trust that has only one trustee – the trustee; and\n\n(f) for a trust that has more than one trustee – the trustees together;\n\nofficer in relation to a DMF entity means, where relevant:\n\n(a) a director or secretary of the entity; or\n\n(b) a person:\n\n(i) who makes, or participates in making, decisions that affect the whole, or a substantial part, of the business of the entity; or\n\n(ii) who has the capacity to affect significantly the entity’s financial standing.","sortOrder":7},{"sectionNumber":"(b) by manually completing Form DRF 1.0 ","sectionType":"part","heading":"(b) by manually completing Form DRF 1.0 on paper and mailing or faxing the completed form to APRA’s head office.","content":"## ![](image.001.png)\n\n## Reporting Standard DRS 1.0\n\n# Notification\n\n### Objective of this reporting standard\n\nThis reporting standard is made under section 13 of the Financial Sector (Collection of Data) Act 2001. It requires all DMF entities to provide APRA with the Form DRF 1.0 Notification.\n\nThis reporting standard outlines the overall requirements for the provision of this information to APRA. It should be read in conjunction with the form.\n\n# Purpose\n\n1.  Information collected in Form DRF 1.0 Notification (Form DRF 1.0) is used by APRA for the purpose of monitoring bodies in the finance sector.\n\n# Application and commencement\n\n2. This reporting standard applies to all DMF entities from 1 January 2008.\n\n# Information required\n\n3. A DMF entity must provide APRA with the information required by Form DRF 1.0 in respect of the DMF.\n\n# Forms and method of submission\n\n4. The information required by this reporting standard must be given to APRA either:\n\n# (a) in electronic form, or\n\n# (b) by manually completing Form DRF 1.0 on paper and mailing or faxing the completed form to APRA’s head office.\n\n#   \nDue date\n\n5. The information must be provided to APRA:\n\n# (a) for a DMF existing as at 1 January 2008, by 1 March 2008;\n\n# (b) for a DMF coming into existence after 1 January 2008, by the later of 1 March 2008 and 14 days after becoming a DMF; and\n\n# (c) for an entity ceasing to be a DMF, within 14 days of ceasing to be a DMF.\n\n6. In the event that the information (with the exception of information supplied in response to questions 5 and 6 of Form DRF 1.0) changes, a DMF entity must advise APRA of the details of the change within 14 days of the change.\n\n7. APRA may grant an extension of a due date in writing, in which case the new due date for the provision of the information will be the date on the notice of extension.\n\n# Quality control\n\n8. The information provided under this reporting standard must be the product of processes and controls developed by the DMF entity for the internal review and authorisation of that information. It is the responsibility of the DMF entity to ensure that an appropriate set of policies and procedures for the authorisation of data submitted to APRA is in place.\n\n# Authorisation\n\n9. The completed form must be signed by an officer of the DMF entity who is authorised by the DMF entity to complete and lodge Form DRF 1.0.\n\n# Minor alterations to form and instructions\n\n10. APRA may make minor variations to:\n\n> (a) a form that is part of this reporting standard, and the instructions to such a form, to correct technical, programming or logical errors, inconsistencies or anomalies; or\n\n> (b) the instructions to a form, to clarify their application to the form\n\n> without changing any substantive requirement in the form or instructions.\n\n11. If APRA makes such a variation it must notify in writing each DMF entity that is required to report under this reporting standard.\n\n# Interpretation\n\n12. In this reporting standard:\n\nAPRA means the Australian Prudential Regulation Authority established under the Australian Prudential Regulation Authority Act 1998;\n\nDMF has the meaning given by section 5 of the Financial Sector (Collection of Data) Act 2001;\n\ndue date means the relevant due date under paragraph 5 or, if applicable, paragraph 7;\n\nDMF entity is a person or body that controls a DMF, and may include any of the following:\n\n(a) a body corporate;\n\n(b) a partnership;\n\n(c) an unincorporated body;\n\n(d) an individual;\n\n(e) for a trust that has only one trustee – the trustee; and\n\n(f) for a trust that has more than one trustee – the trustees together;\n\nofficer in relation to a DMF entity means, where relevant:\n\n(a) a director or secretary of the entity; or\n\n(b) a person:\n\n(i) who makes, or participates in making, decisions that affect the whole, or a substantial part, of the business of the entity; or\n\n(ii) who has the capacity to affect significantly the entity’s financial standing.","sortOrder":8},{"sectionNumber":"Due date","sectionType":"part","heading":"Due date","content":"#   \nDue date\n\n5. The information must be provided to APRA:","sortOrder":9},{"sectionNumber":"(a) for a DMF existing as at 1 January 2","sectionType":"part","heading":"(a) for a DMF existing as at 1 January 2008, by 1 March 2008;","content":"## ![](image.001.png)\n\n## Reporting Standard DRS 1.0\n\n# Notification\n\n### Objective of this reporting standard\n\nThis reporting standard is made under section 13 of the Financial Sector (Collection of Data) Act 2001. It requires all DMF entities to provide APRA with the Form DRF 1.0 Notification.\n\nThis reporting standard outlines the overall requirements for the provision of this information to APRA. It should be read in conjunction with the form.\n\n# Purpose\n\n1.  Information collected in Form DRF 1.0 Notification (Form DRF 1.0) is used by APRA for the purpose of monitoring bodies in the finance sector.\n\n# Application and commencement\n\n2. This reporting standard applies to all DMF entities from 1 January 2008.\n\n# Information required\n\n3. A DMF entity must provide APRA with the information required by Form DRF 1.0 in respect of the DMF.\n\n# Forms and method of submission\n\n4. The information required by this reporting standard must be given to APRA either:\n\n# (a) in electronic form, or\n\n# (b) by manually completing Form DRF 1.0 on paper and mailing or faxing the completed form to APRA’s head office.\n\n#   \nDue date\n\n5. The information must be provided to APRA:\n\n# (a) for a DMF existing as at 1 January 2008, by 1 March 2008;\n\n# (b) for a DMF coming into existence after 1 January 2008, by the later of 1 March 2008 and 14 days after becoming a DMF; and\n\n# (c) for an entity ceasing to be a DMF, within 14 days of ceasing to be a DMF.\n\n6. In the event that the information (with the exception of information supplied in response to questions 5 and 6 of Form DRF 1.0) changes, a DMF entity must advise APRA of the details of the change within 14 days of the change.\n\n7. APRA may grant an extension of a due date in writing, in which case the new due date for the provision of the information will be the date on the notice of extension.\n\n# Quality control\n\n8. The information provided under this reporting standard must be the product of processes and controls developed by the DMF entity for the internal review and authorisation of that information. It is the responsibility of the DMF entity to ensure that an appropriate set of policies and procedures for the authorisation of data submitted to APRA is in place.\n\n# Authorisation\n\n9. The completed form must be signed by an officer of the DMF entity who is authorised by the DMF entity to complete and lodge Form DRF 1.0.\n\n# Minor alterations to form and instructions\n\n10. APRA may make minor variations to:\n\n> (a) a form that is part of this reporting standard, and the instructions to such a form, to correct technical, programming or logical errors, inconsistencies or anomalies; or\n\n> (b) the instructions to a form, to clarify their application to the form\n\n> without changing any substantive requirement in the form or instructions.\n\n11. If APRA makes such a variation it must notify in writing each DMF entity that is required to report under this reporting standard.\n\n# Interpretation\n\n12. In this reporting standard:\n\nAPRA means the Australian Prudential Regulation Authority established under the Australian Prudential Regulation Authority Act 1998;\n\nDMF has the meaning given by section 5 of the Financial Sector (Collection of Data) Act 2001;\n\ndue date means the relevant due date under paragraph 5 or, if applicable, paragraph 7;\n\nDMF entity is a person or body that controls a DMF, and may include any of the following:\n\n(a) a body corporate;\n\n(b) a partnership;\n\n(c) an unincorporated body;\n\n(d) an individual;\n\n(e) for a trust that has only one trustee – the trustee; and\n\n(f) for a trust that has more than one trustee – the trustees together;\n\nofficer in relation to a DMF entity means, where relevant:\n\n(a) a director or secretary of the entity; or\n\n(b) a person:\n\n(i) who makes, or participates in making, decisions that affect the whole, or a substantial part, of the business of the entity; or\n\n(ii) who has the capacity to affect significantly the entity’s financial standing.","sortOrder":10},{"sectionNumber":"(b) for a DMF coming into existence afte","sectionType":"part","heading":"(b) for a DMF coming into existence after 1 January 2008, by the later of 1 March 2008 and 14 days after becoming a DMF; and","content":"## ![](image.001.png)\n\n## Reporting Standard DRS 1.0\n\n# Notification\n\n### Objective of this reporting standard\n\nThis reporting standard is made under section 13 of the Financial Sector (Collection of Data) Act 2001. It requires all DMF entities to provide APRA with the Form DRF 1.0 Notification.\n\nThis reporting standard outlines the overall requirements for the provision of this information to APRA. It should be read in conjunction with the form.\n\n# Purpose\n\n1.  Information collected in Form DRF 1.0 Notification (Form DRF 1.0) is used by APRA for the purpose of monitoring bodies in the finance sector.\n\n# Application and commencement\n\n2. This reporting standard applies to all DMF entities from 1 January 2008.\n\n# Information required\n\n3. A DMF entity must provide APRA with the information required by Form DRF 1.0 in respect of the DMF.\n\n# Forms and method of submission\n\n4. The information required by this reporting standard must be given to APRA either:\n\n# (a) in electronic form, or\n\n# (b) by manually completing Form DRF 1.0 on paper and mailing or faxing the completed form to APRA’s head office.\n\n#   \nDue date\n\n5. The information must be provided to APRA:\n\n# (a) for a DMF existing as at 1 January 2008, by 1 March 2008;\n\n# (b) for a DMF coming into existence after 1 January 2008, by the later of 1 March 2008 and 14 days after becoming a DMF; and\n\n# (c) for an entity ceasing to be a DMF, within 14 days of ceasing to be a DMF.\n\n6. In the event that the information (with the exception of information supplied in response to questions 5 and 6 of Form DRF 1.0) changes, a DMF entity must advise APRA of the details of the change within 14 days of the change.\n\n7. APRA may grant an extension of a due date in writing, in which case the new due date for the provision of the information will be the date on the notice of extension.\n\n# Quality control\n\n8. The information provided under this reporting standard must be the product of processes and controls developed by the DMF entity for the internal review and authorisation of that information. It is the responsibility of the DMF entity to ensure that an appropriate set of policies and procedures for the authorisation of data submitted to APRA is in place.\n\n# Authorisation\n\n9. The completed form must be signed by an officer of the DMF entity who is authorised by the DMF entity to complete and lodge Form DRF 1.0.\n\n# Minor alterations to form and instructions\n\n10. APRA may make minor variations to:\n\n> (a) a form that is part of this reporting standard, and the instructions to such a form, to correct technical, programming or logical errors, inconsistencies or anomalies; or\n\n> (b) the instructions to a form, to clarify their application to the form\n\n> without changing any substantive requirement in the form or instructions.\n\n11. If APRA makes such a variation it must notify in writing each DMF entity that is required to report under this reporting standard.\n\n# Interpretation\n\n12. In this reporting standard:\n\nAPRA means the Australian Prudential Regulation Authority established under the Australian Prudential Regulation Authority Act 1998;\n\nDMF has the meaning given by section 5 of the Financial Sector (Collection of Data) Act 2001;\n\ndue date means the relevant due date under paragraph 5 or, if applicable, paragraph 7;\n\nDMF entity is a person or body that controls a DMF, and may include any of the following:\n\n(a) a body corporate;\n\n(b) a partnership;\n\n(c) an unincorporated body;\n\n(d) an individual;\n\n(e) for a trust that has only one trustee – the trustee; and\n\n(f) for a trust that has more than one trustee – the trustees together;\n\nofficer in relation to a DMF entity means, where relevant:\n\n(a) a director or secretary of the entity; or\n\n(b) a person:\n\n(i) who makes, or participates in making, decisions that affect the whole, or a substantial part, of the business of the entity; or\n\n(ii) who has the capacity to affect significantly the entity’s financial standing.","sortOrder":11},{"sectionNumber":"(c) for an entity ceasing to be a DMF, w","sectionType":"part","heading":"(c) for an entity ceasing to be a DMF, within 14 days of ceasing to be a DMF.","content":"# (c) for an entity ceasing to be a DMF, within 14 days of ceasing to be a DMF.\n\n6. In the event that the information (with the exception of information supplied in response to questions 5 and 6 of Form DRF 1.0) changes, a DMF entity must advise APRA of the details of the change within 14 days of the change.\n\n7. APRA may grant an extension of a due date in writing, in which case the new due date for the provision of the information will be the date on the notice of extension.","sortOrder":12},{"sectionNumber":"Quality control","sectionType":"part","heading":"Quality control","content":"# Quality control\n\n8. The information provided under this reporting standard must be the product of processes and controls developed by the DMF entity for the internal review and authorisation of that information. It is the responsibility of the DMF entity to ensure that an appropriate set of policies and procedures for the authorisation of data submitted to APRA is in place.","sortOrder":13},{"sectionNumber":"Authorisation","sectionType":"part","heading":"Authorisation","content":"# Authorisation\n\n9. The completed form must be signed by an officer of the DMF entity who is authorised by the DMF entity to complete and lodge Form DRF 1.0.","sortOrder":14},{"sectionNumber":"Minor alterations to form and instructio","sectionType":"part","heading":"Minor alterations to form and instructions","content":"# Minor alterations to form and instructions\n\n10. APRA may make minor variations to:\n\n> (a) a form that is part of this reporting standard, and the instructions to such a form, to correct technical, programming or logical errors, inconsistencies or anomalies; or\n\n> (b) the instructions to a form, to clarify their application to the form\n\n> without changing any substantive requirement in the form or instructions.\n\n11. If APRA makes such a variation it must notify in writing each DMF entity that is required to report under this reporting standard.","sortOrder":15},{"sectionNumber":"Interpretation","sectionType":"part","heading":"Interpretation","content":"# Interpretation\n\n12. In this reporting standard:\n\nAPRA means the Australian Prudential Regulation Authority established under the Australian Prudential Regulation Authority Act 1998;\n\nDMF has the meaning given by section 5 of the Financial Sector (Collection of Data) Act 2001;\n\ndue date means the relevant due date under paragraph 5 or, if applicable, paragraph 7;\n\nDMF entity is a person or body that controls a DMF, and may include any of the following:\n\n(a) a body corporate;\n\n(b) a partnership;\n\n(c) an unincorporated body;\n\n(d) an individual;\n\n(e) for a trust that has only one trustee – the trustee; and\n\n(f) for a trust that has more than one trustee – the trustees together;\n\nofficer in relation to a DMF entity means, where relevant:\n\n(a) a director or secretary of the entity; or\n\n(b) a person:\n\n(i) who makes, or participates in making, decisions that affect the whole, or a substantial part, of the business of the entity; or\n\n(ii) who has the capacity to affect significantly the entity’s financial standing.","sortOrder":16},{"sectionNumber":"Discretionary Mutual Fund (DMF)","sectionType":"part","heading":"Discretionary Mutual Fund (DMF)","content":"# Discretionary Mutual Fund (DMF)\n\n# Form DRF 1.0 Notification\n\n(Notifies APRA when a DMF is in existence on or after 1 January 2008 or when a DMF is wound up)\n\n### Purpose (Please tick)\n\n Notification\n\n Wind up\n\n### 1. Entity\n\nABN: ………………………………………………………\n\nRegistered name: …………………..………………………………………...\n\nTrading name: …………………………………..……………………………\n\n2. Type of entity: (Please tick)\n\n Company Limited by Guarantee\n\n Unit Trust\n\n Discretionary Trust\n\n Other Provide details …………………………\n\n### 3. Date of incorporation/commencement or wind up\n\n\\_ \\_ /\\_ \\_ /\\_ \\_ \\_ \\_ (DD/MM/YYYY)\n\n### 4. DMF Financial year end date\n\n\\_ \\_ /\\_ \\_ (DD/MM)\n\n### 5. Total Assets for the latest financial year. Round to nearest thousand dollars. State month and year.\n\n…………………………………………………….\n\n### 6. Gross Earned Contribution revenue for the latest financial year. Round to nearest thousand dollars. State month and year.\n\n…………………………………………………….\n\n7. List the names of the sub funds which have:\n\n-   sub fund bank accounts and\n-   sub fund financial statements;\n-   Or else state “Not Applicable”.\n\n………………………………………………………\n\n………………………………………………………\n\n………………………………………………………\n\n………………………………………………………\n\n………………………………………………………\n\n### 8. Registered Office address\n\n………………………………………………………………………………..…..\n\n……………………………………………………………………………………\n\nSuburb………………………………..State……………..Postcode…………….\n\n9. Postal address for correspondence\n\n….………………………………………………………………………………..\n\n……..……………………………………………………………………………..\n\nSuburb………………………………..State……………..Postcode……………..\n\n### 10. Contact number ………………………. Fax ……………………………..\n\n### 11. Officer of the DMF entity who will be signing off on submission of forms to APRA\n\nEntity Name: ………………………………………………………\n\nName (Mr/Ms/Mrs): ………………………………………………………\n\nPosition: ……………………………………………………………………\n\nPhone: ………………………………………………………………………\n\nEmail: ………………………………………………………………………\n\n### 12. Chief Financial Officer / Financial Controller of DMF entity\n\nEntity Name: ………………………………………………………\n\nName (Mr/Ms/Mrs): ………………………………………………………\n\nPosition: ……………………………………………………………………\n\nPhone: ………………………………………………………………………\n\nEmail: ………………………………………………………………………\n\n### 13. Primary contact\n\nEntity Name: ………………………………………………………\n\nName (Mr/Ms/Mrs): ………………………………………………………\n\nPosition: ……………………………………………………………………\n\nPhone: ………………………………………………………………………\n\nEmail: ………………………………………………………………………\n\n### 14. Contact for statistical/reporting form queries\n\nEntity Name: ………………………………………………………\n\nName (Mr/Ms/Mrs): ……………………………………………………\n\nPosition: ……………………………………………………………………\n\nPhone: ………………………………………………………………………\n\nEmail: ………………………………………………………………………\n\n15. External Auditor contact\n\nOrganisation name: ………………………………………………………\n\nName (Mr/Ms/Mrs): ……………………………………………………\n\nPosition: ……………………………………………………………………\n\nPhone: ………………………………………………………………………\n\nEmail: ………………………………………………………………………\n\n16. External Actuary contact\n\nOrganisation name: ………………………………………………………\n\nName (Mr/Ms/Mrs): ……………………………………………………\n\nPosition: ……………………………………………………………………\n\nPhone: ………………………………………………………………………\n\nEmail: ………………………………………………………………………\n\n17. If the DMF has a trustee, please state the following details for the Trustee:\n\nABN: ………………………………………………………\n\nEntity Name: ………………………………………………………\n\nContact Name (Mr/Ms/Mrs): ………………………………………………………\n\nPosition: ……………………………………………………………………\n\nPhone: ………………………………………………………………………\n\nEmail: ………………………………………………………………………\n\n18. If the DMF employs an External Manager or outsources the day to day operations of the DMF, please state:\n\nABN: ………………………………………………………\n\nEntity Name: ………………………………………………………\n\nContact Name (Mr/Ms/Mrs): ………………………………………………………\n\nPosition: ……………………………………………………………………\n\nPhone: ………………………………………………………………………\n\nEmail: ………………………………………………………………………\n\n19. List the title, first and last names of persons:\n\n-   on the Board of directors of the entity or\n-   acting as the Trustee\n\n…………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………….......……………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………............................................................................................................\n\n### 20. List all entities related to the DMF (eg Parent, subsidiary, joint venture)\n\nName: …………………………………………………………………….\n\nAddress: …………………………………………………………………….\n\n…………………………………………………………………….\n\nSuburb:………………………………..State……………..Postcode……………..\n\n### Relationship with DMF\n\n### (eg Parent, subsidiary, joint venture) ………………………………..\n\nIs the related entity an Insurer? …………………………\n\nWhat is the country of registration of the related entity? …………………………\n\n(Please attach details of any additional entities that are related to the registrable Entity)\n\n21\\. Does the DMF engage in any business activities which are not related to the operation of a discretionary mutual fund?\n\nSelect Yes/No.\n\n### 21. Compulsory Declaration.\n\n(The completed form must be signed by an officer of the DMF entity who is authorised by the DMF entity to complete and lodge the form. Refer interpretation below).\n\nI (print name)……………………………………………………hereby declare that the information provided on this Notification Form is complete and accurate and consistent with the records of the entity.\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\n(Signature) (Date)\n\nOnce this form is completed and signed please mail to:\n\nAustralian Prudential Regulatory Authority - Statistics (DMFs)\n\nLevel 26, 400 George Street\n\nSydney NSW 2000\n\n  \nInterpretation\n\nDMF entity is a person or body that controls a DMF, and may include any of the following:\n\n(a) a body corporate;\n\n(b) a partnership;\n\n(c) an unincorporated body;\n\n(d) an individual;\n\n(e) for a trust that has only one trustee – the trustee;\n\n(f) for a trust that has more than one trustee – the trustees together\n\nofficer in relation to a DMF entity means, where relevant:\n\n(a) a director or secretary of the entity; or\n\n(b) a person:\n\n(i) who makes, or participates in making, decisions that affect the whole, or a substantial part, of the business of the entity; or\n\n(ii) who has the capacity to affect significantly the entity’s financial standing.","sortOrder":17},{"sectionNumber":"Form DRF 1.0 Notification","sectionType":"part","heading":"Form DRF 1.0 Notification","content":"# Form DRF 1.0 Notification\n\n(Notifies APRA when a DMF is in existence on or after 1 January 2008 or when a DMF is wound up)","sortOrder":18},{"sectionNumber":"Purpose (Please tick)","sectionType":"division","heading":"Purpose (Please tick)","content":"### Purpose (Please tick)\n\n Notification\n\n Wind up","sortOrder":19},{"sectionNumber":"1. Entity","sectionType":"division","heading":"1. Entity","content":"### 1. Entity\n\nABN: ………………………………………………………\n\nRegistered name: …………………..………………………………………...\n\nTrading name: …………………………………..……………………………\n\n2. Type of entity: (Please tick)\n\n Company Limited by Guarantee\n\n Unit Trust\n\n Discretionary Trust\n\n Other Provide details …………………………","sortOrder":20},{"sectionNumber":"3. Date of incorporation/commencement or","sectionType":"division","heading":"3. Date of incorporation/commencement or wind up","content":"### 3. Date of incorporation/commencement or wind up\n\n\\_ \\_ /\\_ \\_ /\\_ \\_ \\_ \\_ (DD/MM/YYYY)","sortOrder":21},{"sectionNumber":"4. DMF Financial year end date","sectionType":"division","heading":"4. DMF Financial year end date","content":"### 4. DMF Financial year end date\n\n\\_ \\_ /\\_ \\_ (DD/MM)","sortOrder":22},{"sectionNumber":"5. Total Assets for the latest financial","sectionType":"division","heading":"5. Total Assets for the latest financial year. Round to nearest thousand dollars. State month and year.","content":"### 5. Total Assets for the latest financial year. Round to nearest thousand dollars. State month and year.\n\n…………………………………………………….","sortOrder":23},{"sectionNumber":"6. Gross Earned Contribution revenue for","sectionType":"division","heading":"6. Gross Earned Contribution revenue for the latest financial year. Round to nearest thousand dollars. State month and year.","content":"### 6. Gross Earned Contribution revenue for the latest financial year. Round to nearest thousand dollars. State month and year.\n\n…………………………………………………….\n\n7. List the names of the sub funds which have:\n\n-   sub fund bank accounts and\n-   sub fund financial statements;\n-   Or else state “Not Applicable”.\n\n………………………………………………………\n\n………………………………………………………\n\n………………………………………………………\n\n………………………………………………………\n\n………………………………………………………","sortOrder":24},{"sectionNumber":"8. Registered Office address","sectionType":"division","heading":"8. Registered Office address","content":"### 8. Registered Office address\n\n………………………………………………………………………………..…..\n\n……………………………………………………………………………………\n\nSuburb………………………………..State……………..Postcode…………….\n\n9. Postal address for correspondence\n\n….………………………………………………………………………………..\n\n……..……………………………………………………………………………..\n\nSuburb………………………………..State……………..Postcode……………..","sortOrder":25},{"sectionNumber":"10. Contact number ………………………. Fax ………………","sectionType":"division","heading":"10. Contact number ………………………. Fax ……………………………..","content":"### 10. Contact number ………………………. Fax ……………………………..","sortOrder":26},{"sectionNumber":"11. Officer of the DMF entity who will b","sectionType":"division","heading":"11. Officer of the DMF entity who will be signing off on submission of forms to APRA","content":"### 11. Officer of the DMF entity who will be signing off on submission of forms to APRA\n\nEntity Name: ………………………………………………………\n\nName (Mr/Ms/Mrs): ………………………………………………………\n\nPosition: ……………………………………………………………………\n\nPhone: ………………………………………………………………………\n\nEmail: ………………………………………………………………………","sortOrder":27},{"sectionNumber":"12. Chief Financial Officer / Financial ","sectionType":"division","heading":"12. Chief Financial Officer / Financial Controller of DMF entity","content":"### 12. Chief Financial Officer / Financial Controller of DMF entity\n\nEntity Name: ………………………………………………………\n\nName (Mr/Ms/Mrs): ………………………………………………………\n\nPosition: ……………………………………………………………………\n\nPhone: ………………………………………………………………………\n\nEmail: ………………………………………………………………………","sortOrder":28},{"sectionNumber":"13. Primary contact","sectionType":"division","heading":"13. Primary contact","content":"### 13. Primary contact\n\nEntity Name: ………………………………………………………\n\nName (Mr/Ms/Mrs): ………………………………………………………\n\nPosition: ……………………………………………………………………\n\nPhone: ………………………………………………………………………\n\nEmail: ………………………………………………………………………","sortOrder":29},{"sectionNumber":"14. Contact for statistical/reporting fo","sectionType":"division","heading":"14. Contact for statistical/reporting form queries","content":"### 14. Contact for statistical/reporting form queries\n\nEntity Name: ………………………………………………………\n\nName (Mr/Ms/Mrs): ……………………………………………………\n\nPosition: ……………………………………………………………………\n\nPhone: ………………………………………………………………………\n\nEmail: ………………………………………………………………………\n\n15. External Auditor contact\n\nOrganisation name: ………………………………………………………\n\nName (Mr/Ms/Mrs): ……………………………………………………\n\nPosition: ……………………………………………………………………\n\nPhone: ………………………………………………………………………\n\nEmail: ………………………………………………………………………\n\n16. External Actuary contact\n\nOrganisation name: ………………………………………………………\n\nName (Mr/Ms/Mrs): ……………………………………………………\n\nPosition: ……………………………………………………………………\n\nPhone: ………………………………………………………………………\n\nEmail: ………………………………………………………………………\n\n17. If the DMF has a trustee, please state the following details for the Trustee:\n\nABN: ………………………………………………………\n\nEntity Name: ………………………………………………………\n\nContact Name (Mr/Ms/Mrs): ………………………………………………………\n\nPosition: ……………………………………………………………………\n\nPhone: ………………………………………………………………………\n\nEmail: ………………………………………………………………………\n\n18. If the DMF employs an External Manager or outsources the day to day operations of the DMF, please state:\n\nABN: ………………………………………………………\n\nEntity Name: ………………………………………………………\n\nContact Name (Mr/Ms/Mrs): ………………………………………………………\n\nPosition: ……………………………………………………………………\n\nPhone: ………………………………………………………………………\n\nEmail: ………………………………………………………………………\n\n19. List the title, first and last names of persons:\n\n-   on the Board of directors of the entity or\n-   acting as the Trustee\n\n…………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………….......……………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………............................................................................................................","sortOrder":30},{"sectionNumber":"20. List all entities related to the DMF","sectionType":"division","heading":"20. List all entities related to the DMF (eg Parent, subsidiary, joint venture)","content":"### 20. List all entities related to the DMF (eg Parent, subsidiary, joint venture)\n\nName: …………………………………………………………………….\n\nAddress: …………………………………………………………………….\n\n…………………………………………………………………….\n\nSuburb:………………………………..State……………..Postcode……………..","sortOrder":31},{"sectionNumber":"Relationship with DMF","sectionType":"division","heading":"Relationship with DMF","content":"# Discretionary Mutual Fund (DMF)\n\n# Form DRF 1.0 Notification\n\n(Notifies APRA when a DMF is in existence on or after 1 January 2008 or when a DMF is wound up)\n\n### Purpose (Please tick)\n\n Notification\n\n Wind up\n\n### 1. Entity\n\nABN: ………………………………………………………\n\nRegistered name: …………………..………………………………………...\n\nTrading name: …………………………………..……………………………\n\n2. Type of entity: (Please tick)\n\n Company Limited by Guarantee\n\n Unit Trust\n\n Discretionary Trust\n\n Other Provide details …………………………\n\n### 3. Date of incorporation/commencement or wind up\n\n\\_ \\_ /\\_ \\_ /\\_ \\_ \\_ \\_ (DD/MM/YYYY)\n\n### 4. DMF Financial year end date\n\n\\_ \\_ /\\_ \\_ (DD/MM)\n\n### 5. Total Assets for the latest financial year. Round to nearest thousand dollars. State month and year.\n\n…………………………………………………….\n\n### 6. Gross Earned Contribution revenue for the latest financial year. Round to nearest thousand dollars. State month and year.\n\n…………………………………………………….\n\n7. List the names of the sub funds which have:\n\n-   sub fund bank accounts and\n-   sub fund financial statements;\n-   Or else state “Not Applicable”.\n\n………………………………………………………\n\n………………………………………………………\n\n………………………………………………………\n\n………………………………………………………\n\n………………………………………………………\n\n### 8. Registered Office address\n\n………………………………………………………………………………..…..\n\n……………………………………………………………………………………\n\nSuburb………………………………..State……………..Postcode…………….\n\n9. Postal address for correspondence\n\n….………………………………………………………………………………..\n\n……..……………………………………………………………………………..\n\nSuburb………………………………..State……………..Postcode……………..\n\n### 10. Contact number ………………………. Fax ……………………………..\n\n### 11. Officer of the DMF entity who will be signing off on submission of forms to APRA\n\nEntity Name: ………………………………………………………\n\nName (Mr/Ms/Mrs): ………………………………………………………\n\nPosition: ……………………………………………………………………\n\nPhone: ………………………………………………………………………\n\nEmail: ………………………………………………………………………\n\n### 12. Chief Financial Officer / Financial Controller of DMF entity\n\nEntity Name: ………………………………………………………\n\nName (Mr/Ms/Mrs): ………………………………………………………\n\nPosition: ……………………………………………………………………\n\nPhone: ………………………………………………………………………\n\nEmail: ………………………………………………………………………\n\n### 13. Primary contact\n\nEntity Name: ………………………………………………………\n\nName (Mr/Ms/Mrs): ………………………………………………………\n\nPosition: ……………………………………………………………………\n\nPhone: ………………………………………………………………………\n\nEmail: ………………………………………………………………………\n\n### 14. Contact for statistical/reporting form queries\n\nEntity Name: ………………………………………………………\n\nName (Mr/Ms/Mrs): ……………………………………………………\n\nPosition: ……………………………………………………………………\n\nPhone: ………………………………………………………………………\n\nEmail: ………………………………………………………………………\n\n15. External Auditor contact\n\nOrganisation name: ………………………………………………………\n\nName (Mr/Ms/Mrs): ……………………………………………………\n\nPosition: ……………………………………………………………………\n\nPhone: ………………………………………………………………………\n\nEmail: ………………………………………………………………………\n\n16. External Actuary contact\n\nOrganisation name: ………………………………………………………\n\nName (Mr/Ms/Mrs): ……………………………………………………\n\nPosition: ……………………………………………………………………\n\nPhone: ………………………………………………………………………\n\nEmail: ………………………………………………………………………\n\n17. If the DMF has a trustee, please state the following details for the Trustee:\n\nABN: ………………………………………………………\n\nEntity Name: ………………………………………………………\n\nContact Name (Mr/Ms/Mrs): ………………………………………………………\n\nPosition: ……………………………………………………………………\n\nPhone: ………………………………………………………………………\n\nEmail: ………………………………………………………………………\n\n18. If the DMF employs an External Manager or outsources the day to day operations of the DMF, please state:\n\nABN: ………………………………………………………\n\nEntity Name: ………………………………………………………\n\nContact Name (Mr/Ms/Mrs): ………………………………………………………\n\nPosition: ……………………………………………………………………\n\nPhone: ………………………………………………………………………\n\nEmail: ………………………………………………………………………\n\n19. List the title, first and last names of persons:\n\n-   on the Board of directors of the entity or\n-   acting as the Trustee\n\n…………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………….......……………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………............................................................................................................\n\n### 20. List all entities related to the DMF (eg Parent, subsidiary, joint venture)\n\nName: …………………………………………………………………….\n\nAddress: …………………………………………………………………….\n\n…………………………………………………………………….\n\nSuburb:………………………………..State……………..Postcode……………..\n\n### Relationship with DMF\n\n### (eg Parent, subsidiary, joint venture) ………………………………..\n\nIs the related entity an Insurer? …………………………\n\nWhat is the country of registration of the related entity? …………………………\n\n(Please attach details of any additional entities that are related to the registrable Entity)\n\n21\\. Does the DMF engage in any business activities which are not related to the operation of a discretionary mutual fund?\n\nSelect Yes/No.\n\n### 21. Compulsory Declaration.\n\n(The completed form must be signed by an officer of the DMF entity who is authorised by the DMF entity to complete and lodge the form. Refer interpretation below).\n\nI (print name)……………………………………………………hereby declare that the information provided on this Notification Form is complete and accurate and consistent with the records of the entity.\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\n(Signature) (Date)\n\nOnce this form is completed and signed please mail to:\n\nAustralian Prudential Regulatory Authority - Statistics (DMFs)\n\nLevel 26, 400 George Street\n\nSydney NSW 2000\n\n  \nInterpretation\n\nDMF entity is a person or body that controls a DMF, and may include any of the following:\n\n(a) a body corporate;\n\n(b) a partnership;\n\n(c) an unincorporated body;\n\n(d) an individual;\n\n(e) for a trust that has only one trustee – the trustee;\n\n(f) for a trust that has more than one trustee – the trustees together\n\nofficer in relation to a DMF entity means, where relevant:\n\n(a) a director or secretary of the entity; or\n\n(b) a person:\n\n(i) who makes, or participates in making, decisions that affect the whole, or a substantial part, of the business of the entity; or\n\n(ii) who has the capacity to affect significantly the entity’s financial standing.","sortOrder":32},{"sectionNumber":"(eg Parent, subsidiary, joint venture) …","sectionType":"division","heading":"(eg Parent, subsidiary, joint venture) ………………………………..","content":"### (eg Parent, subsidiary, joint venture) ………………………………..\n\nIs the related entity an Insurer? …………………………\n\nWhat is the country of registration of the related entity? …………………………\n\n(Please attach details of any additional entities that are related to the registrable Entity)\n\n21\\. Does the DMF engage in any business activities which are not related to the operation of a discretionary mutual fund?\n\nSelect Yes/No.","sortOrder":33},{"sectionNumber":"21. Compulsory Declaration.","sectionType":"division","heading":"21. Compulsory Declaration.","content":"### 21. Compulsory Declaration.\n\n(The completed form must be signed by an officer of the DMF entity who is authorised by the DMF entity to complete and lodge the form. Refer interpretation below).\n\nI (print name)……………………………………………………hereby declare that the information provided on this Notification Form is complete and accurate and consistent with the records of the entity.\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\n(Signature) (Date)\n\nOnce this form is completed and signed please mail to:\n\nAustralian Prudential Regulatory Authority - Statistics (DMFs)\n\nLevel 26, 400 George Street\n\nSydney NSW 2000\n\n  \nInterpretation\n\nDMF entity is a person or body that controls a DMF, and may include any of the following:\n\n(a) a body corporate;\n\n(b) a partnership;\n\n(c) an unincorporated body;\n\n(d) an individual;\n\n(e) for a trust that has only one trustee – the trustee;\n\n(f) for a trust that has more than one trustee – the trustees together\n\nofficer in relation to a DMF entity means, where relevant:\n\n(a) a director or secretary of the entity; or\n\n(b) a person:\n\n(i) who makes, or participates in making, decisions that affect the whole, or a substantial part, of the business of the entity; or\n\n(ii) who has the capacity to affect significantly the entity’s financial standing.","sortOrder":34}],"analysis":{"kimi_summary":{"_metrics":{"model":"kimi-k2.5","source":"moonshot-realtime","completionTokens":1470},"content_quality":"ok","complexity_score":3,"scope_assessment":{"changed":false,"description":"The instrument remains focused on its original purpose of collecting initial notification and contact data from DMF entities. No evidence of scope expansion beyond the original data collection mandate."},"complexity_factors":["References to parent Act (Financial Sector (Collection of Data) Act 2001) for definition of 'DMF'","Multiple conditional due dates depending on entity lifecycle (existing, new, or ceasing operations)","Definition of 'officer' includes both formal roles (director/secretary) and functional control tests","Requirement for internal quality control processes without prescriptive standards"],"plain_english_summary":"This rule requires anyone who controls a Discretionary Mutual Fund (DMF) — companies, trusts, partnerships or individuals — to notify APRA using Form DRF 1.0 and provide key business, contact and governance details. Existing DMFs had to notify by 1 March 2008; new DMFs must notify within 14 days of starting; changes (and wind‑ups) must be reported within 14 days. Forms can be lodged electronically or by mail/fax. The register enables APRA’s monitoring and prudential oversight."}},"importantCases":[],"_links":{"self":"/api/acts/financial-sector-collection-of-data-reporting-standard-determination-no-32-of-2007-reporting-standar","history":"/api/acts/financial-sector-collection-of-data-reporting-standard-determination-no-32-of-2007-reporting-standar/history","analysis":"/api/acts/financial-sector-collection-of-data-reporting-standard-determination-no-32-of-2007-reporting-standar/analysis","conflicts":"/api/acts/financial-sector-collection-of-data-reporting-standard-determination-no-32-of-2007-reporting-standar/conflicts","importantCases":"/api/acts/financial-sector-collection-of-data-reporting-standard-determination-no-32-of-2007-reporting-standar/important-cases","documents":"/api/acts/financial-sector-collection-of-data-reporting-standard-determination-no-32-of-2007-reporting-standar/documents"}}